Sentences with phrase «ownership of securities by»

I think that one of the downsides in increased ownership of securities by passive index funds is the idea that these managers do not do the research to know how to vote.

Not exact matches

«This is a spider graph from the 2012 Survey of Financial Security (Statistics Canada) showing the incidence of ownership of certain kinds of assets by household income quintile.

the acquisition by any person of direct or indirect ownership of securities representing more than 50 % of the voting power of our then outstanding stock;

The two announcements also acknowledge that «the function of digital tokens has evolved beyond a virtual currency» and point out use cases, such as representation of ownership or a security interest over a token seller's assets or property, or a debt owed by the seller.

«DSS has fielded a number of questions from industry as to whether ownership of cryptocurrencies, such as Bitcoin, should be reported by cleared persons or security clearance applicants.

Dilution: is the reduction in the investor's ownership percentage of a share of stock caused by the issuance of new dilutive securities.

So the Fed has expanded its Treasury holdings by 5-fold (not to mention its ownership of mortgage backed securities has exploded from $ 0 to $ 1.7 trillion over the same period...)

Mr. Wittlinger disclaims beneficial ownership of the securities beneficially owned by Silver Lake.

by Jeffrey Sommers and Michael Hudson A generation ago the Chicago Boys and their financial supporters applauded General Pinochet's anti-labor Chile as a success story, thanks mainly to its transformation of their Social Security into Employee Stock Ownership Plans (ESOPs) that almost universally were looted by the employer grupos by the end of the 1970s.

Mr. Kimball disclaims beneficial ownership of the securities beneficially owned by TCV.

The Fund is subject to substantially the same risks as those associated with the direct ownership of the securities or other assets represented by the exchange - traded products («ETPs») in which the Fund invests.

More control over gain and loss tax exposure through ownership of individual securities, rather than mutual funds or strategies managed by third parties, except when appropriate.

Mr. Yi did not go into details, but he said that restrictions on foreign insurers and on foreign ownership of securities would be loosened by the end of June.

Securities backed by commercial real estate assets are subject to securities market risks similar to those of direct ownership of commercial real estate loans including, but not limited to, declines in the value of real estate, declines in rental or occupancy rates and risks related to general and local economic cSecurities backed by commercial real estate assets are subject to securities market risks similar to those of direct ownership of commercial real estate loans including, but not limited to, declines in the value of real estate, declines in rental or occupancy rates and risks related to general and local economic csecurities market risks similar to those of direct ownership of commercial real estate loans including, but not limited to, declines in the value of real estate, declines in rental or occupancy rates and risks related to general and local economic conditions.

Currently, individuals have no ownership over their future Social Security benefits, and the level of benefits can be changed by Congress at any time.

In a 5 to 4 decision those justices ruled that the Second Amendment gives Americans the right to own guns for personal self - defense, despite the amendment's opening language - «A well regulated militia being necessary to the security of a free state,» - which pretty clearly says that gun ownership was specifically preserved by the founding fathers in the interest of the common defense against a tyrannical government (remember, this was the issue on their minds back then).

Johnson, in turn, questioned Kurland about her gun ownership — Kurland has said she had a gun permit when she was executive director of a language school, and claimed she was required to do so by the Department of Homeland Security.

If we build on the previous example and say that each share of the fund costs $ 5.50, then the shareholder can participate in ownership of 1,000 different securities for mere pennies compared to the commission cost that would be required to purchase even a single share of each of the stocks held by the fund, not even counting the cost of each share itself.

Mortgage securities represent an ownership interest in mortgage loans made by institutions, such as savings and loans, commercial banks, and mortgage companies, to finance the borrower's purchase of a home or other real estate.

A security (with the minor exception of hybrids such as convertibles) has to represent either a promise by the issuer to pay a holder cash, sooner or later; or ownership.

Moreover, given that the top five (by percentage ownership per Securities and Exchange Commission public filings) Facet owners appear to represent over 45 % of the outstanding shares, the Alternate Slate believes that the Company's management and Incumbent Board may, with only modest effort, conclude that the majority of Facet investors agree with the cash dividend and sale platform endorsed by the Alternate Slate.

In contrast, the index mutual fund being considered tracks its underlying index by actual ownership of the securities in the same proportion (capped) as the index it is attempting to replicate.

Out of one side of your mouth you cite Efficient Market Theorem (e.g. «security prices are a «random walk»») and out of the other side you cite Graham and Buffett (e.g. stocks are ownership interests in businesses and thus a reflection of real discounted cashflows / asset values generated by said businesses).

Even with a small investment of $ 1,000, your capital can purchase units of mutual fund trusts (or shares of mutual fund corporations), representing a proportionate ownership of all the securities held by the fund.

Mortgage backed securities represent an ownership interest in mortgage loans made by financial institutions (savings and loans, commercial banks or mortgage companies) to finance the borrower's purchase of a home or other residential real estate as opposed to commercial real estate.

Sponsored and unsponsored American Depositary Receipts («ADRs»), are receipts issued by an American bank or trust company evidencing ownership of underlying securities issued by a foreign issuer.

Purchase or sell commodities (unless acquired as a result of ownership of securities or other investments) or commodity futures contracts, except that the Fund may purchase and sell futures contracts and options to the full extent permitted under the 1940 Act, sell foreign currency contracts in accordance with any rules of the Commodity Futures Trading Commission, invest in securities or other instruments backed by commodities, and invest in companies that are engaged in a commodities business or have a significant portion of their assets in commodities; or

As a Managing Member of DCM, Mr. DellaCamera may be deemed to have beneficial ownership of the securities of CuraGen owned directly by the DellaCamera Fund.

Additional information about the portfolio manager's compensation, other accounts managed by the portfolio manager and the portfolio manager's ownership of securities in each fund is available in the funds» SAI.

Veterinary care and obedience classes may reinforce the bonding of pet and owner, the researchers wrote ``... by allowing the owner to experience and appreciate the positive aspects of pet ownership such as companionship, affection, entertainment, and security without overreacting to or being distracted by disruptive or unwanted behavior.»

South Carolina securities law is the area of law dealing with securities, which is the generic term for shares of stock, bonds and debentures issued by corporations and governments to evidence ownership and terms of payment of dividends or final pay - off.

Further, you say, «it could be a collection of individuals who have faith in the lawyer and want some form of security / ownership / return for the risk they are taking by supporting the set - up and initial operating costs of that lawyer».

«Given the cost of opening a firm and building a client base, I am sure there are many lawyers who would be interested in hanging up their own shingle with the assistance of an ABS structure — it doesn't have to be a behemoth shareholder to make this possibility a reality — it could be a collection of individuals who have faith in the lawyer and want some form of security / ownership / return for the risk they are taking by supporting the set - up and initial operating costs of that lawyer.

Counseled clients on matters relating to foreign ownership, control or influence (FOCI), including preparation of FOCI action plans arising from investment in contractors and negotiation of approval of action plans by the Defense Security Service.

Major stock exchanges and leading financial institutions are rapidly exploring and adopting the use of blockchains for securities issued by corporations in order to ensure more accurate, efficient, and economical recording of share ownership.

Some classes of vehicle ownership, or use, are «Crown Exempt» from the requirement to be covered under the Act including vehicles owned or operated by certain councils and local authorities, national park authorities, education authorities, police authorities, fire authorities, health service bodies, the security services and vehicles used to or from Shipping Salvage purposes.

If backed by Amazon's Free Cash Flow, the Token begins to resemble the characteristics of a traditional equity security, enabling fractional ownership in the company.

The issue of ownership and security was attacked again by the Blocknotary team, albeit in one of the more humorous presentations.

The transaction was carried out by transferring ownership rights to HQLAX DCR linked accounts with «baskets of securities», instead of the conventional way of transferring individual securities themselves.

Low down payment programs sponsored by the government, non-existent underwriting, and avaricious bundlers, sellers and buyers of residential mortgage securities propelled the home ownership rate to a historic high of 69 % in 2006.

Foreign ownership of property has become a key touchstone in the debate over national security, especially as government agencies and contractors are regular tenants in buildings controlled by non-U.S. investors or owners.

Forty - three per cent of women say financial security is the best thing about home ownership, followed by having a backyard or garden (35 per cent) and having a quiet, private space to themselves (34 per cent).

By Peter Vukanovich For most Canadians, home ownership is as much about financial well being as it is about comfort, security and a sense of pride.

Jared Kushner «enriched himself» by not revealing his ownership of a real estate tech business that raised millions of dollars while he served in the government, said a member of the House Judiciary Committee, calling it part of a pattern of unethical behavior that he believes should cause the White House Senior Adviser to be stripped of his security clearance.