Sentences with phrase «paid by the brokerage»

I still hung around for another 5 years but witnessing the advantages this manager took with regards to local sponsorship paid by the brokerage and with incoming referrals made it an easy decision to defect.

A Colorado appellate court has reversed a trial court's award of defense costs to a real estate brokerage to be paid by brokerage's seller client, arising from a buyer's lawsuit against both the seller and the brokerage.

The financial records must readily distinguish between monies received and paid by the brokerage on its own account, and monies received and paid on behalf of others.

A brokerage is required to maintain financial records for the brokerage which indicate the amount of money received or paid by the brokerage on its own account and on account of others.

(2) Money withdrawn from a brokerage trust account under subsection (1) must be paid by the brokerage as follows:

(3) If a referral fee is paid by a brokerage and this section applies, the brokerage must prepare and maintain a record, in a form approved by the council, that includes the following information:

(a) when money is paid by a brokerage in relation to trading services in the form of a referral fee and not in connection with a trade in real estate for which records are required to be retained under section 8 - 5 (2)[trading records] of the rules; or

Not exact matches

The site suggests ways to save money on fees by selecting another credit card or brokerage account; banks pay Mint.com for the referrals.

Dividend Reinvestment Plan - a dividend reinvestment plan is offered by some corporations as a way to reinvest capital gains, and cash dividends without paying fees to a broker or a brokerage firm.

To make things worse, most of the brokerage firms that understood the toxicity of these CDOs protected themselves by buying «credit default swaps», which were paid off when the loans defaulted.

«Because of this, the Legislature has submitted a resolution that repeals the resolution awarding CBRE the contract and opposes any payment of brokerage fees, which would be paid for by the landlord.»

Last month, three small New York City — based brokerages agreed to pay penalties and change their policies to settle an investigation by the AG.

While you will be expected to pay origination fees, title insurance and several typical closing costs (recording fees, survey, state and local taxes), many additional charges must be paid by the lender (commissions, brokerages fees, preparation fees, and more).

(As is common in the fund industry, but not well publicized, Whitebox pays these brokerages to do so — an expensive borne by the Advisor and not fund shareholders.)

Almost no full - service brokerages provide personal rates of return or benchmark comparisons by default, even though you are paying top dollar for comprehensive wealth management.

Keep in mind that like most brokerages they probably make a bit of money by being paid for order flow.

However it doesn't include brokerage paid by the AMC for purchase and sale of securities as the buying and sale price are taken into account after considering the brokerage.

In a recent article (available to paid subscribers) by Globe and Mail personal finance columnist and leading voice on Canadian online brokerages, Rob Carrick, he discusses some of the important considerations about transfer fees that individuals should keep in mind when shopping for an online trading account.

While they've done a good job of keeping the terms and conditions easy to read (there are only 17 conditions), there are a couple of important conditions attached to this ETF offer by National Bank Direct Brokerage that self - directed investors need to pay attention to.

* As stated in the prospectus (pdf) dated 5/1/2018 ** Pursuant to an operating expense limitation agreement between Heartland Advisors and Heartland Group, Inc., on behalf of the Fund, Heartland Advisors has agreed to waive its management fees and / or pay expenses of the Fund to ensure that the Fund's total annual fund operating expenses (excluding front - end or contingent deferred sales loads, taxes, leverage, interest, brokerage commissions, expenses incurred in connection with any merger or reorganization, dividends or interest expenses on short positions, acquired fund fees and expenses, or extraordinary expenses) do not exceed 1.25 % of the Fund's average daily net assets for the Investor Class Shares and 0.99 % for the Institutional Class Shares through at least May 1, 2019, and subject to annual re-approval of the agreement by the Board of Directors, thereafter.

For some investors, the decision about which online brokerage to choose won't necessarily be dictated by what promotions are being offered, however savvy and experienced investors do pay attention to, and occasionally are swayed by, the offers being advertised.

Bradley points out that discount brokerages get paid by charging transaction fees on other products, and thinks that should apply to mutual funds as well.

Making the switch from an advisor to the discount brokerage, in the absence of any other changes as implied by the ads would not only leave clients paying the exact same amount, they would also be paying it while getting no advice whatsoever.

Brokerage at the rate of Re1.00 (Rupee one only) per Rs. 100 will be paid to the brokers including PPF and UTI agents registered with the Receiving Office and also to authorized banks on the applications tendered by them on behalf of their clients and bearing their stamp.

By carefully reviewing your brokerage statements, you can determine which shares you paid the most for.

I know the CDs that you can buy at a brokerage accounts don't pay nearly as well as the best CDs sold directly by banks and credit unions.

Interestingly, brokerage paid by a fund on the purchase and sale of securities is not reflected in the expense ratio.

You pay for the investment advisory services provided by COA and the securities brokerage and administrative services we provide in a single bundled fee or «wrap fee.»

• Except as otherwise provided in the Letter of Transmittal, stockholders who tender Shares will not be obligated to pay brokerage fees or commissions to the Information Agent or the Depositary or stock transfer taxes with respect to the purchase of Shares by Purchaser pursuant to the Offer.

If the total purchase can't be completed in one trade, clients will receive shares purchased at the weighted average price paid by Vanguard Brokerage Services.

The referral commissions that could be earned or paid by National Bank Direct Brokerage through referral agreements detailed below.

Therefore, the client will not pay higher fees as a result of any referral agreements that are entered into by National Bank Direct Brokerage with another Member.

Taxes aren't withheld by your brokerage or the company paying you.

If you choose to use our paid service, we may also collect your brokerage account login credentials provided by you and information about your holdings in those accounts.

Fee - based financial advisors can receive compensation from fees paid by you and from commissions paid to them by a brokerage firm, mutual fund company, insurance company, or investment partnership.

TFSA can also include brokerage accounts, so people saving for the long term might want to invest in dividend paying shares which yield much more than any rate offered by a savings account.

But the OP can only know the actual price he paid by checking the transaction history of his brokerage account.

I only have a vague idea about the dividends that are paid out, the fees collected by brokerages and fund companies, the taxes withheld or penalties charged!

paid for 50/50 by wannabe's and their brokerages.

Currently this is the only way a Seller can ensure their home is viewed by the widest range of Buyers because many buyers can not afford to buy a home and then pay the buyer brokerage fees out of pocket.

The top - heavy ORE money train driven by salaried engineers and fueled by «money - fer - nuthin»» guilty brokerage puppeteers thus just keeps on rolling down the mainline track to «their» banks, only with always different paying passengers on board, month by month, year by year, who finally end up falling out the back door of the caboose.

Commission: The compensation paid to the listing brokerage by the seller for selling the property.

This could only occur if commissions are withheld by the brokerage and not paid out to associates immediately upon receipt.

Most don't want to talk about it, or choose not to remember that original office buyer brokerage contracts were pre-written fill in the blanks, by front desk staff, indicating the office would be paid «whatever was offered to the co-op by the listing brokerage.»

dept. and said that I was paid by the buyer directly and he had never heard of that — well it messed up their seller's lawyer's bookkeeping too, because the listing brokerage had billed the seller's lawyer for the «full» commission — whatever that was — I was not privy to that information.

Then watch the brokerages compete for the best, most professional consultants / advocates by offering them higher fee structures and / or salaries, but no commission splits, because the brokerages will be paid via up - front retainers, and thence set fees and / or hourly rates for their expertise by consumers, just as lawyers are paid.

The co-operating commission offer should fall by the wayside but continue to allow for the fee negotiated between the buyer and their brokerage to be paid instead by the seller because some mortgage lenders refuse to accept as part of the purchase price, the buyer's commission cost obligation.

Prospect Mortgage, LLC, a major mortgage lender, and two real estate brokerages have been ordered by the Consumer Financial Protection Bureau (CFPB) to pay more than $ 3.5 million in civil penalties and consumer compensation for participating in an «illegal kickback scheme» for mortgage business referrals.

The tenant would pay a below - market rent to the owner, and any amounts collected over the base rent amount by the tenant would be split between the owner and the brokerage, which had a separate exclusive listing and consulting agreement to secure tenants for the remaining 14 acres of the parcel.

And the exponential curve created by the agents - in - motion having paid «annual» fees to the various levels along with brokerage and franchise fees, enabling the lights to be kept on, must continue the way it always has been, or the whole system would implode.