Sentences with phrase «penalty imposed on»

Failure to submit an initial or annual escrow statement could result in a civil penalty of $ 75, with a limitation of $ 130,000 on the penalty imposed on one servicer for violations occurring within a consecutive 12 - month period.

The proposed rule would not compel a state to establish an AMC registration and supervision program, and there is no penalty imposed on a state that does not establish a regulatory structure for AMCs.

This very interesting article deals with the writer's concern over the Real Estate Council of Ontario (RECD) penalty imposed on an individual, registered under The Real Estate and Business Brokers Act (Ontario).

Also in 2015, the SCC issued Guindon v. Canada, which upheld a penalty imposed on Julie Guindon pursuant to s. 163.2 of the Income Tax Act for providing «flawed and misleading» advice to her clients, advice which was «indicative either of complete disregard of the law and whether it was complied with or not or of willful blindness.»

The issue at the Supreme Court related to constitutional issues with s. 163.2, but in upholding the severe penalty imposed on Guindon, the court effectively validated a scheme for regulating the quality and content of lawyer advising.

Guidant, a wholly - owned subsidiary of Boston Scientific Corporation, has now been presented with the largest criminal penalty imposed on a medical device company that failed to meet FDA requirements in the Cosmetic Act.

In New York, and other states where spousal support is mandatory if not waived, this will act as a penalty imposed on those getting divorced — essentially a morality tax imposed by the Federal Government.

There is no statutory penalty imposed on a licensee if they request ID of a person over 21 and the person fails / refuses to produce the ID.

[44] See https://www.sec.gov/news/pressrelease/2017-14.html (announcing penalty imposed on Blackrock Inc. based on its inclusion of language in separation agreements requiring former employees to waive any incentives they might be entitled to for reporting the company's misconduct); https://www.sec.gov/news/pressrelease/2017-24.html (announcing penalty imposed on HomeStreet Inc. for improper accounting and steps taken to impede whistleblowers).

The facts set out in this decision suggest that the criminal negligence charge may have been motivated by dissatisfaction with the penalty imposed on Mr. Campbell.

In the interim, the case provides welcome clarification on when custodial sentences are appropriate and, in reducing the penalty imposed on New Mex, provides a helpful decision on the sentencing range for smaller employers convicted of offences involving a fatality.

In College of Physicians and Surgeons of Ontario v. Peirovy, the regulatory body for medical doctors appealed the penalty imposed on a walk - in clinic doctor, Javad Peirovy, after six female patients complained of inappropriate sexual touching during medical examinations in 2009 and 2010.

The preliminary reference in the case at hand originates from a dispute in Poland between ENEA S.A. («ENEA»), a State - owned company which is active in the production, marketing and sale of electricity, and the president of Urzędu Regulacji Energetyki (Office for the regulation of energy, «URE») concerning a financial penalty imposed on ENEA for breach of its obligation to supply CHP electricity (Article 9a (8) of the Law on Energy).

There are certain exceptions to the penalty imposed on an early withdrawal.

Super funds that are not meeting their excess contributions tax release authority obligations may have a significant penalty imposed on them for non-compliance.

The CB plan simply distributes retirement compensation more evenly across teachers» careers — increasing retirement compensation for younger teachers, reducing the current large experience premium, and eliminating the penalty imposed on those who teach beyond the standard, arbitrary retirement age.

Greenport Mayor David Nyce this week described the New York Power Authority as «less than forthcoming or helpful» in providing information about a $ 108,000 power plant - related penalty imposed on the village last year.

The penalty imposed on NYK should send a powerful message to multinational corporations that conduct business in Australia that anti-competitive conduct will not be tolerated and will be dealt with harshly».

Though there is typically a 10 % penalty imposed on early withdrawals, some situations qualify for a waiver of the early withdrawal.

Cohen proved to be a stickler for the letter of the law when it came to paying the criminal penalty imposed on his former hedge fund.

Gorsuch's commitments to interpreting the law as «the words on the paper say» and not over-criminalizing innocent conduct were on full display in a 2015 decision in which he used «plain old grade school grammar» to determine the legal penalties imposed on defendants accused of using a firearm «during and in relation to any crime of violence of drug trafficking crime.»

The Trump administration on Wednesday issued a number of rules tweaking the health law as a potential replacement strategy takes hold, including loosening the penalties imposed on Americans who can't prove they've purchased health insurance.

There are no explicit penalties imposed on the RBA should inflation move outside the 2 to 3 per cent range.

Not only were penalties imposed on earth but punishments and rewards offered in the life to come.

ACCC Chairman, Mr Graeme Samuel, said the ACCC welcomed the substantial penalties imposed on Safeway by Justice Goldberg.

The agreement was structured with a balanced risk allocation mechanism, with Liquidated damages and penalties imposed on Ameri in case of failure to perform the obligations as per the terms & conditions.

Earlier versions of the bill would have placed regulation over puppy mills under a new agency called the Kennel Control Authority, funded by fees and penalties imposed on the breeders.

The combined effect caused delay in project delivery across several key projects, such as the Royal Liverpool and Midland Metropolitan hospitals, with hefty penalties imposed on Carillion itself as a result, turning what should have been profit - making contracts into loss - makers.

As such, the Isnor case differs from New Mex, in that a jail term was imposed on an individual with a long list of prior convictions that had not been deterred by earlier penalties imposed on him.

Lawyers note that Canada does not publicize administrative penalties it imposes on companies that breach sanctions, whether by accident or by design, while the United States traditionally publicizes any breach, as well as offering different rules on whistleblowers and voluntary disclosure.

This is particularly the case in the English courts where a number of cases have seen penalties imposed on parties who have unreasonably resisted mediation.

Or you may be curious whether the financial penalties imposed on the uninsured will be in effect for much longer.

This website presents general published facts about the penalties imposed on motorists caught driving while under the influence of alcohol or drugs in New Jersey

It is would be wise not to file returns while having tax dues to clear as the penalties imposed on you are going to be considerably stiff.

You may log on to the IRDAI (insurance regulator in India) website to see the complaints and penalties imposed on the life insurers, which will also give you a fair deal of idea about the company and what sought of penalties are imposed on the specific company and the frequency as well.

The video also looks at the penalties imposed on two real estate brokerages for marketing service agreements they entered into with a lender.

Not exact matches

Federal regulators are poised to impose a $ 1 billion penalty on Wells Fargo for a variety of alleged misdeeds, the New York Times reports.

The fine is the highest ever imposed in Europe for anti-competitive behavior, exceeding a 1.06 billion euros penalty on Silicon Valley chip maker Intel in 2009.

Last Thursday, moreover, both The Washington Post and The New York Times reported that Flynn had spoken with Russia's ambassador to the US, Sergey Kislyak, about the US economic sanctions on Russia before Trump was sworn in — including at least one call on the day President Barack Obama imposed new penalties on Russia for its election - related meddling.

THE State Government has responded to the Laing Report on Occupational Safety and Health by drafting legislation aimed at imposing harsher penalties on those who neglect their OSH responsibilities.

Federal regulators are poised to impose a $ 1 billion penalty on Wells Fargo for a variety of alleged misdeeds, including forcing customers to buy auto insurance policies that they didn't need, according to people briefed on the regulatory action.

By imposing a penalty on medium - sized businesses — the smallest businesses are exempt from the health insurance requirement — that do not offer employee health insurance, policymakers hope to encourage more business owners to provide this benefit to workers.

But the penalty Google imposed on Rap Genius raises questions, not about the brash lyrics site, but about Google.

Just before the selloff began on February 2, the Fed imposed severe constraints on Well's future growth, a penalty for its well - publicized sales abuses.

In an editorial in The Wall Street Journal on Tuesday, Lew criticized European Commission plans to «impose retroactive penalties» on U.S. corporations operating in Europe.

Chinese officials have hinted that they are prepared to impose retaliatory penalties on purchases of Boeing aircraft (for which they could easily substitute aircraft from Airbus), US soybeans (for which they could easily substitute soybeans grown in Brazil and Argentina) and US - made automobiles.

Since my last Sino - Saturday edition, much has happened on the trade front: Donald Trump announced plans to impose tariffs of as much as $ 60 billion on imports from China; China fired back with tariffs of $ 3 billion against imports from the US, a promise to challenge US penalties at the World Trade Organization and some tough language threatening more painful countermeasures to come; global markets took a nosedive.

The batch of sanctions would be added to a bill imposing penalties on Iran that the Senate is currently debating.

«This designation will impose further sanctions and penalties on North Korea and related persons, and supports our maximum pressure campaign to isolate the murderous regime,» said Treasury Secretary Steven T. Mnuchin.

«In 1740,» writes Banner, «South Carolina imposed the death penalty on slaves and free blacks for burning or destroying any grain, commodities, or manufactured goods; on slaves for enticing other slaves to run away; and on slaves maiming or bruising whites.»