Sentences with phrase «performed by brokers»

The functions performed by insurance agents are similar, but not identical, to those performed by brokers.

Brokers and securities licensed reps only have to meet the suitability standard, a much lower standard of conduct, which only requires that a given transaction performed by a broker must be «suitable» for the client at that time.

«To stem this false sense of public protection, the OACIQ asked the government to clarify the notion of brokerage transaction, which can only be performed by a broker.

Not exact matches

To provide the utmost in service, we may disclose the following information regarding customers and / or former customers, as necessary to companies to perform certain services on your behalf (e.g. custodial banks or brokers) or as required by law.

By shifting FX conversion to the point when the trade is executed and performing it at the Exchange level rather at the broker level, we believe you can trade with more certainty and confidence and receive better fills for your cross-border trades.

Nick Confessore reports that John Sampson, the State Senate leader, performed legal work for Edul Ahmad, a Queens real estate broker who was being investigated by state authorities on allegations of fraud and predatory lending, and was disciplined for acting as a notary for the broker after his notary license had expired, according to state documents.

It is possible the stocks or funds the broker recommended did poorly and the ones selected by the client performed well.

In attempt to avoid the usual 1.5 - 2 % exchange fees levied by brokers, I perform Norbert's gambit: I purchase DLR.TO in CAD (Canadian dollars) from TSX, journal it over to DLR.U.TO, and then sell the exchange - traded fund (ETF) to obtain USD (United States dollars).

Regulation of forex trading in Dubai is carried out by the Central Bank of UAE, and licensing of brokers is performed by the Securities and Commodities Authority (SCA).

To evaluate how the trading platform is able to perform, always try out the demo account provided by the broker.

Mortgage brokers do not add any net cost to the lending process, because they perform functions that would otherwise have to be done by employees of the lender.

In attempt to avoid the usual 1.5 - 2 % exchange fees levied by brokers, I perform Norbert's gambit: I purchase DLR.TO in CAD (Canadian dollars) from TSX, journal it over to DLR.U.TO, and then sell the...

You are advised to perform your own analysis as well to back the tips provided by the broker.

It feels pretty damn good to know I've actually out - performed the average hedge fund by 8.2 % annually... though maybe not quite so good as looking at my actual broker statement!

When searching for a broker to perform your trades and serve your purpose, then by all means get one who has extensive experience in this field.

A pre-screen is always performed by a life insurance agent or broker at no cost to the applicant.

These trades are usually conducted by a broker, who performs the function of matching buyers with sellers or even executes trades on its own behalf.

The court added that a broker makes a prima facie case of procuring cause when he shows that negotiations for the sale were begun through his efforts, that he performed every service required by his employment which it was possible to perform, and that the failure on his part to personally consummate the transaction was due to the interference of the defendant.

The personalized gift cards also can be used by brokers or to reward top - performing associates and assistants.

As commissions paid by owners have grown more negotiable, brokers have moved into the arena of corporate services - providing retainer -, fee - and hourly - based services for large tenants who require brokers capable of performing nationally and internationally.

Because of this duty to supervise its licensees and also because the licensees are acting in the broker's name during their transactions, the trial court ruled that brokers are vicariously liable for intentional torts such as fraud committed by its licensees while they are performing their duties as a salesperson.

The Commission Position concludes by requiring licensees to describe in the listing contract the marketing plan agreed upon by the broker and seller prior to any marketing being performed.

One such law, enacted in California, equalizes the rules governing escrow services performed by real estate brokers, independent escrow companies and underwritten title companies (UTCs).

In relevant part, the Act states that» [n] o action or suit shall be instituted... in any court of this State by... corporation for compensation for any act done or service performed... unless... corporation was duly licensed hereunder as a broker or salesperson.»

The sales associates have to comply with behavioral guidelines established by Re / Max brokers; the sales associates are supervised by the brokers; and the sales associates depend upon brokers providing them with the necessary «tools» (office equipment, listings, etc.) to perform as a sales associate.

RESA requires that the rights and duties of every brokerage be performed by one or more managing brokers.

One way public protection is achieved is to require that the rights and duties of every brokerage be performed by one or more managing brokers.

``... Stocks that underwriter analysts recommend perform more poorly than «buy» recommendations by unaffiliated brokers prior to, at the time of, and subsequent to the recommendation date.

However, if your agent is performing and you try to break the contract by writing a purchase contract with another broker, you may directly owe the compensation because you can not cancel the contract by yourself (unilaterally).

Kalman Dolgin Affiliates v. Estate of George H. Nutman (172 A.D. 2d 917) absent a contrary agreement, a principal who employs a broker is liable for commissions when the broker performs the contract by procuring a purchaser, even though the principal does not own the property and can not sell it.

Phufas v. Cornerstone New York Muni Fund, Inc. (9 A.D. 3d 323)- broker's causes of action for commission dismissed where the unambiguous language of the brokerage agreement provided for a commission only in the event of sale; taking of the premises by condemnation was not an event that triggered the right to a commission; broker's cause of action to recover in quantum meruit for services performed at seller's request to obtain clear and marketable title, resulting in a settlement and order to quiet title, reinstated as such services are arguably separate from and not the type generally contemplated by the brokerage agreement

The Greenwich Group International, LLC v. Southhampton Catcove, LLC (17 A.D. 3d 272) judgment for broker affirmed; broker performed its obligations under its agreement by continuing to seek financing commitments from other lenders even after learning that a particular lender, which eventually committed to defendant through another broker, would not do so on terms sought by defendant.

A comparative market analysis is an informal estimate of market value, based on sales of comparable properties, performed by a real estate agent or broker.

(a) keep the managing broker informed of the real estate services being provided, and other activities being performed, by the associate broker or representative on behalf of the brokerage, and

To the extent that any of these services are performed, they are performed by the local licensed real estate broker.

What's more, many apartment brokers are expanding their roles to include the full cycle of real estate management activities, including those traditionally performed by property managers, such as rent collection and property maintenance.

Also, in the «selling broker» portion of the purchase agreement, the «transaction broker» box was checked, with that section stating that the «Broker may perform ministerial acts for either party as a Transaction Broker» but that each party was responsible for representing its own interests in the transaction, if the party was not represented by another broker.

Blog responders commented that BPOs are rarely reviewed by brokers prior to submission, and they expressed concern about the potential liability of agents who perform BPO work without their brokers» awareness.

Managing brokers who allow unlicensed individuals to perform activities that require licensing on behalf of the brokerage may find themselves subject to disciplinary action by the Council.

However, there is an exception under RESPA that allows brokers and agents to exchange reasonable payments in return for goods provided or services performed by other settlement service providers, so long as those arrangements are carefully structured to comply with the law and regulations.

Normally an appraisal will need to be performed on behalf of the lender, by an appraiser working closely with sellers, brokers and agents.

According to a criminal information filed Wednesday in federal court in Chicago, the brothers fraudulently caused lenders to make mortgage loans brokered by American Financial by falsely representing that the supporting property appraisals were performed by independent appraisers, when, in fact, the Garcias and American Financial employees selected the appraisers, managed the appraisal process, influenced property valuation and paid the appraisers.

You can access CONNECT and GeoWarehouse, broker load listings and perform searches by map.

While many consumers do want to buy all the services these provisions require a broker to provide, other consumers prefer to save money by performing some services themselves.

«Whether you are a top performing agent or broker looking to truly evolve your business, it all comes down to changing direction — which is driven by first assessing where you are, where you want to be and then implementing a new direction in your business to achieve your goals.»