Not exact matches
This week, the SEC issued an order charging a registered investment adviser, along with its then - chief compliance officer, with breaching their fiduciary duties
by failing to disclose a conflict of interest created
by the outside
business activity of one of the adviser's top -
performing portfolio managers and failing to disclose a breach of the adviser's
private investment policy
by that portfolio manager.
Checks
by 3news.com at the Ghana Armed Forces confirmed Vondee who was in a military uniform at the time of the accident, was not assigned to
perform bodyguard duties, and that, he was doing «purely
private and personal
business».
Senate Bill 23
by state Sen. Dan Patrick, R - Houston, would offer tax credits to
businesses that provide scholarship funding for low - income students who want to transfer from low -
performing public schools to
private or religious schools.