Sentences with phrase «placement agents his office»
«Mr. DiNapoli has an obligation to let the public know about his role in the meetings in question, his thinking behind the decision to make the investments under investigation, and about any other politically - connected placement agents his office may have met with and accommodated.»
http://www.nystateofpolitics.com/ Not exact matches
It means that as far back as 2004 - 2005, when this deal was consummated, Schumer apparently knew that Morris was functioning as a placement agent, selling his access to the state comptroller's office, even though Morris had performed precisely the same political function with Hevesi as he did with Schumer.
Cuomo's office on Thursday settled related cases with investment firms GKM Newport Generation Capital Services, California lobbying firm Platinum Advisors, political consulting firm Global Strategy Group and Kevin McCabe, an unlicensed placement agent.
ALBANY — With his office still smarting from scandal, state Comptroller Tom DiNapoli decided in 2009 that to protect the state pension fund, he would ban the use of so - called placement agents.
Leah Sanzari, a partner in Orrick's New York office, acts as counsel to issuers, underwriters, servicers, placement agents and investors in connection with both public offerings and private placements.
AXON Partners, with offices in Switzerland and the UK, acted as exclusive placement agent for the fund.