Sentences with phrase «placement agents in»

Paul Hastings, a leading global law firm, announced today that the firm represented Citigroup and NH Investment & Securities as the placement agents in the US$ 1.05 billion sale of common shares of Hyundai Glovis Co.,

In our Securities Practice, we act as counsel to more than 80 public companies (including 20 Chinese issuers), as well as, numerous FINRA (formerly NASD) licensed underwriters and placement agents in connection with their financing activities, including private placements and public offerings of equity and debt securities.

BTW I wonder if he too was getting any fee's as a placement agent in the Pensiongate Scandal?

It has an excellent record as a placement agent in this country.

Not exact matches

You agree to defend, indemnify and hold harmless NBCUniversal, its affiliates and their respective directors, officers, employees and agents from and against any and all claims, demands, actions, suits or proceedings, as well as any and all losses, liabilities, damages, costs and expenses (including reasonable legal fees and costs) arising out of or accruing from (a) any breach of these terms, including any of the foregoing provisions, representations or warranties, and / or from your placement or transmission of any content onto NBCUniversal's servers, and / or from any and all use of your account; (b) any material posted or otherwise provided by you (including without limitation User Content), or any other subscriber or user of your account that infringes any intellectual property right of any person or entity or defames any person or violates their rights of publicity or privacy; (c) any misrepresentation made by you in connection with your use of the online services; and (d) any breach of any of the representation, warranties or other terms or conditions relating to use of your User Content or the online services.

In addition, organizations providing — or seeking to provide — services to impact investors, such as law firms, investment advisors, ratings agencies, and placement agents, are also invited to apply to join the community.

A Registered Direct is like a PIPE in that securities are typically sold through a placement agent on a «best efforts» basis.

The meeting was referenced in the settlement between Global and the AG in which the firm agreed to pay $ 2 million for acting as an unlicensed placement agent.

In addition, GKM Newport Generation Capital Services will pay the equivilent of $ 1.6 million, California lobbying firm Platinum Advisors will pay $ 500,000; and unlicensed placement agent Kevin McCabe (a former political strategist for ex-NYC Council Speaker Peter Vallone Sr.) will pay $ 715,000.

«Mr. DiNapoli has an obligation to let the public know about his role in the meetings in question, his thinking behind the decision to make the investments under investigation, and about any other politically - connected placement agents his office may have met with and accommodated.»

Schumer is at the center of the Pensiomgate Scandal as early as 2004 or 2005 he knew his «BRAIN» Hank Morris was doing business as a placement agent doing business with Steven Rattner and living in a 4 million dollar plus home in the Hamptons.

In a settlement deal, he admitted to acting as an unlicensed placement agent, agreed to the AG's Public Pension Fund Reform Code of Conduct and returned $ 52,000 he received in fees plus a $ 26,000 finIn a settlement deal, he admitted to acting as an unlicensed placement agent, agreed to the AG's Public Pension Fund Reform Code of Conduct and returned $ 52,000 he received in fees plus a $ 26,000 finin fees plus a $ 26,000 fine.

I have banned placement agents and pay - to - play practices, and I have increased transparency in pension fund transactions.

As part of the agreement, which stemmed from Manatt Phelps & Phillips acting as an unlicensed placement agent, the firm agreed to a five - year ban from appearing before any public pension fund in New York and a $ 500,000 fine and cooperate with the ongoing investigation.

«Cover Up» Cuomo and the Cover Up Gang are going to lose big time in Western NY as more and more Westerner and all New Yorkers learn of the «SMOKING GUN» exposed by Steven Rattner that Schumer knew and approved that his «BRAIN» Hank Morris was a placement agent and making millions and millions of dollars in placement fee ’s

The Smoking gun was exposed in Rattners new book that Schumer knew that his «BRAIN» Hank Morris was a placement agent and making Millions of dollars in placement fee ’s

«In particular, we are interested in all meetings you had with placement agents between the time of your appointment by the Legislature and April 2009, when you finally banned the use of placement agentIn particular, we are interested in all meetings you had with placement agents between the time of your appointment by the Legislature and April 2009, when you finally banned the use of placement agentin all meetings you had with placement agents between the time of your appointment by the Legislature and April 2009, when you finally banned the use of placement agents.

We are also interested in a full list of the unregistered placement agents the attorney general has indicated you worked with while serving as comptroller.»

Maybe he will ask Schumer why did he approve Hank Morris as a placement agent to Steven Rattner see page 167 in Overhaul.

But he was clear in his opposition to limiting contributions from lobbyists, placement agents and others who do business with the state and also to closing the so - called LLC loophole.

Lets take Schumer he is at ONLY 54 % and has been stuck there for ever, Steven Rattner has exposed the «SMOKING GUN» in his new book that Schumer knew his «BRAIN» Hank Morris was a placement agent and making MILLIONS of DOLLARS.

In the wake of that, the placement agent system was discarded and new transparency rules were put in placIn the wake of that, the placement agent system was discarded and new transparency rules were put in placin place.

But he was later caught up in a scheme in which his top adviser, Hank Morris had taken kickbacks through «placement agents» or intermediaries between the fund and investments.

In 2011, Gov. Andrew Cuomo, who as attorney general pursued investigations of Hevesi, said he wanted to make the ban on placement agents permanent through Department of Insurance regulations.

To his credit, the current comptroller, Thomas DiNapoli, has banned, by executive order, the use of third - party «placement agents» like Mr. Morris and doing investment business with political donors in comptroller races for two years after they make a contribution.

ALBANY — With his office still smarting from scandal, state Comptroller Tom DiNapoli decided in 2009 that to protect the state pension fund, he would ban the use of so - called placement agents.

Chemotherapy delivered via the placement of a central venous line that remains in place for the duration of treatment can result in pre-operative thromboembolic events, which can require the administration of anticoagulation agents.

I've had a similar experience in that I too, wrote a genre bending book that received rave NY editor reviews on submission with my agent, but in the end we were told the genre bending would be a hard sell, no clear shelf placement at B&N their major seller, so they had to regretfully pass.

For instance, an Asian consumer «brand» selling its «visible» products in supermarkets would usually shift the substantial expenses related to shelf - space placement to undisclosed related - party «distributors» and «agents» (called «tong lu» 通路 in the local language) to achieve the high profit margins and ROE that are attractive to investors.

The little - known placement agents moved into the national spotlight last year when New York Attorney General Andrew Cuomo revealed a «pay - to - play» scandal, payments to get pension fund investments, resulting in five guilty pleas so far.

The list of restricted search engines will be maintained in the Programme description and may be updated and modified by Radisson Hotel Group at any time • Placing Radisson Hotel Group ads in search engines based on the purchase of competitive brand keyword terms (e.g.: Hilton hotel), used alone or in conjunction with any other word or phrase • The utilization of software applications of any kind • Online sweepstakes or promotions • Rebates or loyalty programmes of any kind • The placement of Radisson Hotel Group ads within search engine products that syndicate content or ads outside of the search engine's main domain (e.g. Google's AdSense) • Earning of commission from the sale of Radisson Hotel Group products (e.g. authorised travel agents) • Alteration of Radisson Hotel Group - provided ad text in search engines or site content • Consumer booking of a non-commissionable rate (e.g. employee rate or group rate) • Tactics that obstruct or interfere with the presentation of the Site in any way when a user is referred from your site (e.g. through the use of frames or pop - ups) • Tracking technology (such as spyware) that enables correlation of tracking data with personally identifiable information • The display of Radisson Hotel Group price information on your site or within the ads appearing in your marketing programmes or • Interference with a referral of a potential customer or visitor to the Site

Her work has an event - like quality, as if enacted by sculptural agents suspended in colour and placement yet at risk of unravelling or teetering on the brink of collapse.

Greg has also obtained a multi-million award in a dispute between a hedge fund and its placement agent as well as represented a large company in responding to government subpoenas.

He represents companies, officers, directors, investment advisors, broker - dealers, placement agents and others in virtually every industry, including technology hardware and software, financial services, medical devices, pharmaceuticals, manufacturing and energy.

The United States District Court for the Southern District of Ohio granted summary judgment to a placement agent accused of having assisted its client in committing fraud.

Leah Sanzari, a partner in Orrick's New York office, acts as counsel to issuers, underwriters, servicers, placement agents and investors in connection with both public offerings and private placements.

AXON Partners, with offices in Switzerland and the UK, acted as exclusive placement agent for the fund.

They also represent lenders in leveraged acquisitions as well as underwriters, placement agents and institutional purchasers in public and private equity and debt transactions, including investment bankers who provide underwriting services for companies making their initial and follow - on public offerings.

Even the best agents in the mortgage protection industry may only have 60 to 70 % placement ratio on annual APV; this does not factor in chargebacks or persistency ratios.

Level II dental assistants obtain additional training in intra-oral duties, which means they are able to do everything a Level I dental assistant can do along with; dental radiography, mechanical polishing of the coronal portion of the teeth, placement and removal of rubber dams, taking of preliminary impressions of teeth for study models, topical application of anti-cariogenic agents, oral hygiene instruction with an intra-oral component, dietary counseling relative to dentistry, application of materials topically to prepare the surface of the teeth for pit and fissure sealants, application of pit and fissure sealants, application of topical anesthetics, desensitizing agents and whitening of the coronal portion of the teeth.

Michelle Dickens of Tenant Profile Network a credit bureau for property owners and agents says that it critical for Property Managers to do their job effectively when managing a property, Michelle goes on to say, «There is no time for complacency: vigilance is essential in quality tenant placement, a resolute attitude towards rent collection and credit control, as well as swift legal action should firmly deter delinquency or damage to property.»

Closed 23 Regulation D private placements as lead placement agent, raising over $ 300 million in private placements since 2002 in a wide variety of industries including commercial real estate, manufacturing, land development, and hospitality

In addition to appearing as the listing agent, «the agent receives three free placements on the page instead of one,» Nowak said.

He and his group have earned top placement in Washingtonian magazine's 99 best of the region for 2015, CityPaper's best Agent and best Real Estate Team categories in 2014, and has been nominated as best agent or group in the Washington Blade's Best of Gay DC categories for three years running.

In addition to placement on your website and email blasts, an agent will want to stand out and engage a prospect.

Upon the success of her internet marketing strategies, knowledge of SEO, video production and marketing, social media tools that created top google placement for herself, Nestor, their listings and their company other agents and brokers wanted in on her secrets.