Sentences with phrase «plan clients under»

If a program sponsor or advisor earns any kind of variable compensation from its IRA or plan clients under its managed account program, it would need BIC relief.

Not exact matches

«We didn't plan on writing today,» the high - profile money manger noted, «but are doing so to be sure our clients and readers and especially the 300 worldwide journalists on our [distribution] list see the action just taken by the Treasury Department under Secretary Geithner.»

On June 9, the Department of Labor's (DOL) Fiduciary Rule took effect and upgraded every stock broker and insurance agent with a 401 (k) client to a plan fiduciary under ERISA.

Jones & Roth offers its clients a unique, in - house Oregon Estate and Trust Services Team that can provide accounting, tax planning, financial planning, investment advice and insurance analysis all under one roof.

Under the new DOL rule, when a registered investment advisor («RIA») with an existing plan client offers rollover advice to the plan's participants, it would be customary for the RIA to earn a higher rate of compensation from the rollovers.

Family offices can provide all of these solutions and more under one house so that several diverse experts can speak with each other and create a cohesive plan for preserving and / or growing the wealth of the ultra-high net worth client.

But the plan to use Jersey faced a potential snag: In mid-2014, again under pressure from other governments, Irish ministers explored ending a tax shelter known as the «double Irish,» used by scores of companies, including the Appleby clients Allergan and Facebook, as well as Google, LinkedIn and other businesses.

But under the Employee Retirement Income Security Act, which sets minimum standards for defined benefit and defined contribution retirement plans, and the IRS code, which oversees IRAs, a fiduciary advisor would be prohibited from earning commissions on investments for those accounts because that would not be considered to be acting in the best interest of the client.

Under the «Regional Centers of Excellence» plan, large facilities such as those near Middletown, Elmira and Ogdensburg will close or merge, but hospitals including Albany's Capital District Psychiatric Center will expand to absorb clients from the closed sites.

The plan to call Pickhardt — to make the case that Venditto acted under his lawyer's advice — led prosecutors to request correspondence from Oyster Bay that the town previously claimed was protected by attorney - client privilege.

In order to take part in our services, clients with diagnosed eating disorders are required to be under the care of at least a therapist and to have a meal plan in place.

We only invest money for clients under the guidance of a written financial plan, we don't accept any «investment only» clients (We call that naked investing).

Ultimately, clients should consider that with the predefined contribution plans, at least $ 1200 per year is being steered into a discount brokerage account in order to save paying $ 100 on balances under $ 10,000 to $ 20,000.

This section of Voya's business has roughly $ 375 billion in assets under management and administration and it serves approximately 47,000 institutional clients, and more than 5 million individual retirement plan investors.

Divemasters need to think before the clients, need to provide the best service to all clients, need to always have a calm mind under the water, need to make the dive plan as perfect as possible, and most importantly is to make clients feel super happy to dive with our center.

This license is appropriate for professionals who plan to build multiple sites for multiple clients or wish to manage multiple commercial projects under one license / purchase.

We structured a settlement of both cases in which the assets under attachment by our client would be used to fund the bankruptcy plan, resulting in payment in full to our client on its settled claim.

In conjunction with a law firm client, they developed a prohibited transaction tax planning application under artificial intelligence.

The attorney should notify the client if he plans to outsource any work, and the attorney should have the client sign a consent form if the work deals with materials protected under applicable rules of client confidentiality.

She says many of her clients were rocked by the revelation they might not qualify under the restructuring plan.

Under the new structure, she plans to focus on overall firm strategy, growth efforts, client relations, and external communications.

We regularly advise plan fiduciaries as to their duties under ERISA, and counsel clients regarding prohibited transactions with ERISA plans and exemptions from the prohibited transaction rules.

Our representation of the noteholders in bankruptcy court litigation led to a confirmed plan under which our clients received (i) the opportunity to buy Energy Future Holdings» regulated utility Oncor and convert its parent into a real estate investment trust (REIT), and (ii) a down - side recovery, along with other unsecured creditors, of US$ 550 million in the event the transaction did not close.

We assist clients who apply for disability benefits under the Ontario Disability Support Program (ODSP) and / or the Canada Pension Plan (CPP).

We also counsel clients on complex employee benefit plan issues, including an entity's fiduciary status under ERISA and on obtaining advisory opinions and prohibited transaction exemptions from the Department of Labor.

However, the use of Rocketlawyer.com, including without limitation, the Question & Answer product, free consults, free document reviews, do not create or constitute an attorney - client relationship between you and Rocket Lawyer, any Rocket Lawyer employee, or any attorney participating in Rocket Lawyer's Question & Answer product, or providing free consults and free document reviews under the Rocket Lawyer Legal Plan.

His clients range from large businesses asserting rights related to commercial property, to trustees, personal representatives and beneficiaries asserting rights under succession and estate plans.

Tim Slating, Assistant Executive Director, Communications of the ISBA stated, «The new Estate Planning system and accompanying forms on IllinoisBarDocs were designed specifically for use with clients who don't need complex estate planning — the vast majority under the new Planning system and accompanying forms on IllinoisBarDocs were designed specifically for use with clients who don't need complex estate planning — the vast majority under the new planning — the vast majority under the new tax law.

Under the close supervision of clinical instructors, students represent clients in cases that are related to the client's health condition, including: estate planning (wills, living wills, health care powers of attorney, powers of attorney); government benefits (Medicaid, Medicare, Social Security Disability); permanency planning for children; health and disability insurance; guardianship; health - related discrimination in employment, housing and public accommodations; health information privacy; and other civil cases related to health.

Travel Insured's Worldwide Trip Protector plans provide critical trip cancellation / interruption, medical / evacuation, and baggage coverage that your clients might not otherwise benefit from under the terms of their other policies.

As with all insurance plans, it is important that clients review the entire description of coverage to understand what is and is not covered under the policy.

ConsenSys isn't getting any revenue under the partnership, but plans to offer consulting and other high - end services to Azure clients.

In Module five, your clients, under your lead, script their career success action plan as they prepare for interviews and salary negotiations.

Exceptionally organizational and planning skills with the ability to work under pressure skills and outstanding team building and client satisfaction.

Will implement plans under the direction of the case manager supervisor to assist each client achieve optimal stability & functioning, execute tasks in a timely manner, and develop resources.

The nursing assistant under the direction and supervision of the clinical supervisor and / or registered nurse provides client care according to the client plan of care in the client's place of residence.

Proven track record of organizational and planning skills with the ability to work under pressure skills and outstanding team building and client satisfaction.

Hours: 1st Shift The nursing assistant under the direction and supervision of the clinical supervisor and / or registered nurse provides client care according to the client plan of care in the client's place of residence.

KEY ACHIEVEMENTS • Increased the bank's client base by a staggering 58 % percent through aggressive marketing plans • Received accolades for the maximum amount of satisfied clients under one relationship umbrella • Singlehandedly created and implemented a series of presentations to market the banks» services to potential clients • Implemented a particularly complex old age benefits plan for senior clients, now considered the bank's best financial plan for its clients

JPMorgan Chase NA, Phoenix • AZ 2010 — 2011 Home Lending Direct CD Loan Processor Senior Provided sound recommendations and key decisions to upper management concerning clients under performance potential and risk assessment and discussed with clients actions plans to resolve delinquency.

throughout te course of my career, i've enjoyed ample opportunities to hone tactical leadership, srategic planning, maximizing business resoures, exceeding client and general contractor ezpectations and earning my empolyers a reputation for completing projects on time, under budget and within scope - talents i'm confident will contribute greatly to the continued success of your company

The Chasm Group, LLC and Chasm Institute, LLC (San Bruno, CA) 1997 — 2008 Business Operations Manager • Managed all daily operational tasks for leading multi-million dollar high - tech market strategy consultancy, while providing executive administration to C - level executives and venture capital partners • Developed and managed the firm's annual budget, proposing and implementing expense cuts, producing monthly reports and financial statements, and coordinating with CPA firm for accurate and timely filings • Oversaw all client relationship management efforts while cultivating new business efforts from concept to implementation, providing high - quality service in sales efforts while utilizing new lead tracking system • Negotiated and managed all contracts, stock grants, and financing arrangements, working closely with outside counsel to draft legal documents and resolve LLC - and proprietary - related issues • Led three office space build - outs and two office relocations, managing all aspects of each process under aggressive timeline and budget expectations • Reduced firm telecom expenses by 22 % by streamlining IT objectives, including migration to VOIP phone system, software / hardware purchases, domain renewals, and outsourced technical support • Directed all phases of staff recruitment while creating and implementing all HR policies and programs, including comprehensive employee benefits plans • Supervised multiple administrative staff members, conducted performance appraisals and wage / salary surveys in comparison to incentive program guidelines, and maintained HR files in accordance with legal mandates • Produced all out - going client invoices in an accurate and timely fashion to increase, cash flow and reduce aging receivables, providing consistent attention to overhead costs and vendor arrangements • Administered all company insurance policies, including E&O, general liability, bonds, partner life and disability, conducting annual benefits reviews and employee / company insurance audits • Obtained necessary certificates for consulting contracts while processing federal, state, and local business reporting requirements to maintain licenses and incorporation status • Directed all marketing efforts and oversaw logistical aspects of national educational workshop series, utilizing sponsorship arrangements to offset production costs • Transformed «brochure» website into a dynamic tool to better illustrate company opportunities through relevant case studies, as well as maintaining all other promotional media, including press kits and video Association of California School Administrators (Burlingame, CA) 1993 — 1997 Issues and Planning Committee Coordinator • Executed all phases of event planning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report gePlanning Committee Coordinator • Executed all phases of event planning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report geplanning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report geplanning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report geplanning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report generation

• Led successful program to bring 24 products under a single sign on platform, this effort required a project plan that looped activities of several groups which resulted in a 60 % increase in client satisfaction.

Client: Foundation Coordinator, the DeShawn Snow Foundation, Inc. (04/2005 — 07/2005) • Developed, planned, and implemented comprehensive monthly and summer programming for girls ages 11 — 17 • Coordinated and facilitated quarterly board of directors meetings to outline foundation budgets, sponsorship needs, and fundraising activities • Ensured operational compliance for the foundation under critical state 501c3 rules and regulations • Researched and identified federal grant and corporate funding opportunities for related foundation programming needs • Established corporate - and community - based relationships for partnering opportunities through both regular donations and in - kind support • Planned and developed annual «Empower Me» Camp for 300 girls throughout Metro Atlanta, organizing and authoring all programming for self - esteem workshop topics and arranging for the presence of both professional and celebrity facilitators • Identified and selected daily guest motivational speakers to address key issues facing youth while meeting and collaborating monthly with foundation staff, partner personnel, guest speakers, workshop facilitators, and volplanned, and implemented comprehensive monthly and summer programming for girls ages 11 — 17 • Coordinated and facilitated quarterly board of directors meetings to outline foundation budgets, sponsorship needs, and fundraising activities • Ensured operational compliance for the foundation under critical state 501c3 rules and regulations • Researched and identified federal grant and corporate funding opportunities for related foundation programming needs • Established corporate - and community - based relationships for partnering opportunities through both regular donations and in - kind support • Planned and developed annual «Empower Me» Camp for 300 girls throughout Metro Atlanta, organizing and authoring all programming for self - esteem workshop topics and arranging for the presence of both professional and celebrity facilitators • Identified and selected daily guest motivational speakers to address key issues facing youth while meeting and collaborating monthly with foundation staff, partner personnel, guest speakers, workshop facilitators, and volPlanned and developed annual «Empower Me» Camp for 300 girls throughout Metro Atlanta, organizing and authoring all programming for self - esteem workshop topics and arranging for the presence of both professional and celebrity facilitators • Identified and selected daily guest motivational speakers to address key issues facing youth while meeting and collaborating monthly with foundation staff, partner personnel, guest speakers, workshop facilitators, and volunteers

Responsible for the nursing care delivery according to Planned Parenthood Federation of America, Federal, State, and Planned Parenthood Greater Memphis Region (PPGMR) guidelines, including all client care, counseling and screening laboratory test results under the supervision of PPGMR's Medical Director.

Job Summary: Responsible for the nursing care delivery according to Planned Parenthood Federation of America, Federal, State, and Planned Parenthood Greater Memphis Region (PPGMR) guidelines, including all client care, counseling and screening laboratory test results under the supervision of PPGMR's Medical Director.

This must be at least 300 hours long, with planned experiences providing classroom and field experience with clients under the supervision of college - or university - appointed counseling professionals.

Please note that EAC clients are under no obligation to work with the adoption service provider (ASP) named in EAC's case transfer plan.

To thrive under health reform and best serve their clients, publicly supported health centers will need to become very good at working with and securing contracts from the health plans that dominate the public and private insurance markets.

The questionnaire also included several questions about managed care coverage under Medicaid, to assist with estimating family planning client services expenditures under capitated plans (see Medicaid Managed Care section below).