Sentences with phrase «potential rules violations»
The NCAA said it has sent Michigan State a letter of inquiry about potential rules violations.
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Enforcement advances investor confidence through vigorous, fair and effective enforcement of securities rules and laws, and by investigating potential violations.
Even disclosures about potential violations of gaming license and concession rules in Las Vegas, Massachusetts, and Macau are more focused on things like illegal gambling, money laundering, and debt collection rather than sexual misconduct.
This first article reviews the nuances and potential pitfalls of the pay to play rule, the current priorities of the SEC's enforcement program and the role of technology in detecting violations.
Jordan Spieth says there was no post-round discussion with officials about any potential violation on the seventh hole ruling.
But if she does, potential violations of federal campaign finance rules could hamper her candidacy.
A state supreme court justice in Albany has ruled that the Senate Republicans must comply with subpoenas issued by the state Board of Elections chief enforcement counsel looking deeply into potential violations of state election law.
«The potential violations under investigation include violations of NYPD rules and policies, the city conflicts of interest rules, and federal criminal laws,» Bratton said.
«The potential violations under investigation include violations of NYPD rules and policies, the city conflicts of interest rules and the federal criminal laws,» Bratton said.
«The potential violations under investigation include violations of NYPD rules and policies, the city conflicts of interest rules and the federal criminal laws,» Bratton said in the release.
Cuomo said rapes become difficult to rule on since other students do not want to admit to being at the party, a potential admission of a campus policy violation.
According to the study, «many teachers believe a need to comply with federal guidelines and a fear of penalties and the potential loss of federal dollars pushed MPS administrators to reduce discipline numbers however possible; even going so far as to stop issuing suspensions or even detentions for clear violations of school rules.»
Numerous potential legal violations of consumer protection laws, including the federal Credit Repair Organizations Act (CROA), Federal Trade Commission (FTC) Telemarketing Sales Rule, state debt settlement and debt management laws, and unauthorized practice of law provisions.
There have been many developments in securities whistleblower rulings over the years, but none as compelling as Justice Ginsburg's opinion in Digital Realty Trust, Inc., vs. Somers which held that an employee who merely reports potential securities law violations internally has not done enough to avail himself of the extensive Dodd - Frank anti-retaliation protections, including «the immediate access to federal court, a generous statute of limitations (at least six years), and the opportunity to recover double backpay.»
Legal - specific credit card processors ensure compliance with ethics rules for lawyers when it comes to accepting credit card payments, so you never have to worry about potential violations.
Whistleblowers Need Lawyers There have been many developments in securities whistleblower rulings over the years, but none as compelling as Justice Ginsburg's opinion in Digital Realty Trust, Inc., vs. Somers which held that an employee who merely reports potential securities law violations internally has not done enough to avail himself of the extensive Dodd - Frank anti-retaliation protections, including «the immediate access...
Chicago - based Presence Health System («Presence Health») agreed to settle potential violations of the HIPAA Breach Notification Rule by paying $ 475,000.00 and implementing a Corrective Action Plan.
The opinion also stated that an automatic notification informing a juror or potential juror that her site has been viewed would not constitute a communication from the lawyer in violation of Rule 3.5 (b).
Thus, the final rule describes law enforcement investigations and official proceedings as inquiring into a potential violation of law.
Indeed, when the SEC was writing the rules for its whistleblower program, many public companies and business groups such as the Association of Corporate Counsel and the U.S. Chamber of Commerce lobbied hard for a requirement that employees must first report potential violations of the securities laws internally before blowing the whistle to the SEC.
Specifically, in the final rule, we define law enforcement official as an official of any agency or authority of the United States, a state, a territory, a political subdivision of a state or territory, or an Indian tribe, who is empowered by law to: (1) Investigate or conduct an inquiry into a potential violation of law; or (2) prosecute or otherwise conduct a criminal, civil, or administrative proceeding arising from an alleged violation of law.
The Committee advised that doing so could mislead a potential client in violation of Rules 7.1 and 7.4 to believe that the lawyer was a «specialist» in that area.
By ordering copies of Minnesota driving records for each potential employee, and ruling out those candidates whose drivers records include numerous accidents and violations, employers can limit company liability.
According to a report published by Mint, the Enforcement Directorate is on the lookout for potential violations by the cryptocurrency investors and exchanges of foreign exchange rules in the aftermath of a survey conducted by the Income Tax department of India.
Seller understands that Seller has a duty under Florida law to disclose to potential buyer facts known to the Seller which materially and adversely affect the value of the Property, including violations of governmental laws, rules and regulations, and which are not readily observable by a buyer.