Sentences with phrase «preferred equity securities»

Our entity - level placement offerings allow us to place common, perpetual preferred, and convertible preferred equity securities.

The convertible, preferred equity securities will be issued at $ 13.75 per unit.

In the time since announcing the first - of - its - kind preferred equity security token back in October, over 10,000 subscribers have registered for accreditation verification through Saftlaunch.com.

Not exact matches

At least 80 percent of the fund's assets are invested in equity securities, including common stock, preferred stock, convertible securities, rights and warrants and depository receipts of companies located in the China region.

At that poing you might as well have done equity but if for reasons of speed, cost and control you prefer not to — at a minimum I'd ask for price security.

There is no cure for it, but to control the symptoms, investors could consider preferred shares, that class of security that exists somewhere between bonds and equities.

There are two types of equity securities routinely used in financing new businesses: preferred and common.

Through our market relationships, we were able to take advantage by investing in the preferred equity of a couple of midstream companies, gaining what we believed to be strong downside protection through the security along with significant equity upside.

For the calculation of diluted net loss per share, net loss per share attributable to common stockholders and preferred Series D, E, F, and FP preferred stockholders for basic net loss per share is adjusted by the effect of dilutive securities, including awards under our equity compensation plans.

Given the absence of a public trading market of our common stock, and in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economiSecurities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economisecurities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.

Read about the different security types, convertible notes and preferred equity.

The real estate segment invests in real estate equity for the acquisition and recapitalization of real estate assets, portfolios, platforms and operating companies, and real estate debt, including first mortgage and mezzanine loans, preferred equity and commercial mortgage backed securities.»

The model «Convertible Security» Yokum has published also incorporates that clever feature of more sophisticated note templates, whereby the holder of the convertible instrument gets no more preferred equity for her investment than does the new money in the Qualified Financing, and takes her discount in the form of common shares.

However, it may be possible to conceive of contemporaneous offerings if the issuer offered different securities, such as a non-convertible preferred stock in one offering and common stock in the other offering, and if the investors in the two offerings were different — for example, preferred stock being offered to an existing venture or private equity investor (or other investors with which the issuer has a pre-existing substantive relationship), while common stock is being offered to a broader range of investors in a separate offering using general solicitation.

On the equity side, they can invest in common stocks, preferred stocks and convertible securities.

When comparing the asset classes that the preferred hybrid securities sit between, it is noticeable that the preferred class (as measured by the S&P U.S. Preferred Stock Index) has had a higher total return than bonds (as measured by the S&P 500 ® Bond Index), but not nearly as much as equity (as measured by the S&P 500).

For retirees who are «equity - rich» and prefer to age in the comfort of their homes, a reverse mortgage loan may be a viable solution that provides additional financial security.

The Fund invests at least 80 % of its assets in equity securities, generally common and preferred stocks of U.S. companies.

The Fund may engage in active and frequent trading of portfolio securities to achieve its investment objective... the Fund will invest in a portfolio of securities including: equities, debt, warrants, distressed, high - yield, convertible, preferred, when - issued... options, total return swaps, credit default swaps, credit default indexes, currency forwards, and futures... ETFs, ETNs and commodities.»

Equity securities include common stock, preferred stock, and warrants.

Similar to the findings in equities, the results confirm that ex-ante ranking of preferred securities by realized volatility is effective in predicting ex-post volatility.

Risks Related to Other Equity Securities — In addition to common stocks, the equity securities in the Fund's portfolio may include preferred stock and convertible securEquity Securities — In addition to common stocks, the equity securities in the Fund's portfolio may include preferred stock and convertible sSecurities — In addition to common stocks, the equity securities in the Fund's portfolio may include preferred stock and convertible securequity securities in the Fund's portfolio may include preferred stock and convertible ssecurities in the Fund's portfolio may include preferred stock and convertible securitiessecurities.

The Fund invests primarily in equity securities, consisting of a portfolio of between 50 - 70 domestic common stocks, preferred stocks, convertible securities, warrants and rights, of companies that, at the time of purchase by the Fund, have market capitalizations of $ 1.5 billion or less.

The Large Cap Fund normally invests at least 80 % of its net assets in equity securities, consisting of domestic common and preferred stocks of large capitalization («large - cap») companies — a company, at time of purchase by the Fund, with a market capitalization greater than or equal to the lesser of $ 10 billion or the median market capitalization of companies in the S&P 500 Index.

What rebalancing tells you to do is this — if you've got a portfolio, which lets say, has some equities or some common stocks, and has some safe securities such as bonds and you want to have a balanced portfolio that's let's say 60 % stocks, and 40 % more fixed income, bonds, preferred stocks etc., that what you do is, you look at your portfolio periodically and you ask what's happened?

To pursue its investment objective, the Fund invests in dividend - paying equity securities, consisting of domestic common stocks, preferred stocks, and convertible securities.

Type of Security As observed earlier, preferred stock is equity; bonds are debt.

The Fund expects to invest 50 - 80 % of its net assets in common stocks, 0 - 30 % in preferred stocks and other hybrid securities (which generally possess characteristics common to both equity and debt securities), and 10 - 40 % in income instruments including cash or cash equivalents.1

The Fund may invest in all types of equity securities, including common stock, preferred and convertible preferred stocks, warrants and rights.

Should one use Common Equity Tier 1 capital or the broader Tier 1 capital (that includes other securities such as preferred stock).

The Adviser pursues the fund's investment objective by investing at least 80 % of the fund's net assets in equity securities (i.e., common stocks, preferred stocks, convertible securities and rights and warrants) of micro-capitalization companies.

Bloomberg Barclays U.S. Convertibles Composite includes all four major classes of USD equity - linked securities including: convertible cash coupon bonds, zero - coupon bonds, preferred convertibles with fixed par amounts and mandatory equity - linked securities.

The fund will invest primarily in equity securities, which may include common stock, preferred stock, ETFs consisting primarily of common stocks, and securities convertible into common stock.

Its equity investments primarily will consist of investments in equity securities, including common stock, preferred stock, and depositary receipts.

The Fund generally invests at least 80 % of its net assets in equity securities including common and preferred stock and American Depositary Receipts (ADRs), and at least 40 % of its net assets in investments of issuers located outside the United States.

The Fund may also invest directly in preferred stocks and other hybrid securities (which have characteristics of equity and debt securities) to enhance diversification.

Equity securities (common and preferred stocks): Securities traded on a national securities exchange (or reported on the NASDAQ national market) are generally valued at the official closing price of, or at the last reported sale price on the exchange or market on which the securities are traded, as of the close of business on the day the securities are being valued or, lacking any sales, at the last available securities (common and preferred stocks): Securities traded on a national securities exchange (or reported on the NASDAQ national market) are generally valued at the official closing price of, or at the last reported sale price on the exchange or market on which the securities are traded, as of the close of business on the day the securities are being valued or, lacking any sales, at the last available Securities traded on a national securities exchange (or reported on the NASDAQ national market) are generally valued at the official closing price of, or at the last reported sale price on the exchange or market on which the securities are traded, as of the close of business on the day the securities are being valued or, lacking any sales, at the last available securities exchange (or reported on the NASDAQ national market) are generally valued at the official closing price of, or at the last reported sale price on the exchange or market on which the securities are traded, as of the close of business on the day the securities are being valued or, lacking any sales, at the last available securities are traded, as of the close of business on the day the securities are being valued or, lacking any sales, at the last available securities are being valued or, lacking any sales, at the last available bid price.

The equity securities in which the Fairholme Fund may invest include common and preferred stock (including convertible preferred stock), partnership interests, business trust shares, interests in real estate investment trusts («REITs»), rights and warrants to subscribe for the purchase of equity securities, and depository receipts.

To maintain maximum flexibility, the securities in which the Income Fund may invest include corporate debt securities of issuers in the U.S. and foreign countries, bank debt (including bank loans and participations), government and agency debt securities of the U.S. and foreign countries, convertible bonds and other convertible securities and equity securities, including preferred and common stock and interests in REITs.

Equity: Equity securities include common stocks, preferred stocks, convertible securities and mutual funds that invest in these securities.

The ETF may also invest in preferred shares of companies located in the United States, fixed income securities of Canadian and U.S. issuers, including other income generating securities, as well as Canadian equity securities and exchange traded funds that issue index participation units.

When a buyer purchases a company in the private market, he has to pay for the company equity (including common stock, preferred shares, minority interest, etc), he has to pay off all the debt, but in return the buyer gets the cash the company has in its bank accounts and other cash equivalents in form of securities and other liquid assets.

Equity securities include common stocks and related securities, such as preferred stock, convertible securities, and depositary receipts.

Types of equity securities include common stocks, preferred stocks, convertible securities, rights and warrants, ADRs, GDRs, EDRs, interests in real estate investment trusts and business development companies (for more information on real estate investment trusts (REITs), see the section entitled «Real Estate Investment Trusts»).

The Fund primarily invests in equity securities, consisting of domestic common stock, preferred stock, and convertible securities, which may increase in value due to the development, advancement, or commercial application of innovative strategies.

Investments in equity securities include common stock and preferred stock.

Convertible preferred stocks are nonvoting equity securities that pay a fixed dividend.

Steve's practice includes private placements and other sales and purchases of debt or equity securities; mergers, asset acquisitions and sales; formation and representation of private equity funds, venture capital funds and hedge funds; entity selection and formation (including drafting complex limited liability company and partnership agreements and corporate charters having multiple classes of common and preferred stock); and general contract review.

For retirees who are «equity - rich» and prefer to age in the comfort of their homes, a reverse mortgage loan may be a viable solution that provides additional financial security.

Real Estate Credit is an investment in a real estate company through a loan obligation, which typically includes instruments such as commercial mortgage backed security, preferred equity and bonds.