Sentences with phrase «processing trades in securities»

The brokerage trading platform utilizes the same innovative technology as the Company's market making business, which specializes in routing orders and executing and processing trades in securities, futures, foreign exchange instruments, bonds and funds on more than 100 electronic exchanges and trading venues around the world.

Not exact matches

J.P. Morgan (jpm) and many of its competitors have invested millions of dollars in the technology in hopes that it can be adapted to simplify and lower the costs of processes such as securities settlement, loan trading and international money transfers.

Managers employ fundamental credit processes focused on valuation and asset coverage of securities of distressed firms; in most cases portfolio exposures are concentrated in instruments that are publicly traded, in some cases actively and in others under reduced liquidity but in general for which a reasonable public market exists.

First, though, a few notes of process: Some companies in our League Table — like UBS and Credit Suisse — only issue exchange - traded notes (ETNs), which hold no securities and therefore don't pay out capital gains.

While securities trading today relies on a central authority to oversee the transfer of cash for shares, Digital Asset aims to link all the participants in the process on the same database to allow real - time movement of assets.

Lykke has already obtained Vanuatu's Dealer in Securities license and claims to be exploring or in the process of becoming authorized as an EU broker, EU Electronic Money Institution, and UK Multilateral Trading Facility.

While Regulation ATS has played an important role in preserving the integrity of the financial markets and has helped to promote transparency and efficiency in the trading of registered securities, the present regulatory model does not properly address the unique characteristics of new platforms that are designed to democratize the capital formation process.

It is hoped that BTCC can address these issues as it aims to compete with other exchanges that are far ahead in terms of volume of trade, security protocols, and exchange processes.

Because it's in the name of national security, Trump could circumvent a longer, more complicated process for changing trade policy at the World Trade Organizatrade policy at the World Trade OrganizaTrade Organization.

There will be regular columns on food security and safety, research, new products and processes, innovations, new technology and equipment, export and import, marketing, international developments, reports on trade fairs and seminars and interviews and special features by eminent people in the industry.

«The implication of that is that if you are holding a stock of Enterprise at the stock exchange at Ghc2 and it is now being sold at almost three, seven times so, it means that your stock on the stock exchange has been undervalued and therefore putting pressure on people to rush for Enterprise Insurance shares and for which reason Enterprise Insurance will now begin to see an increase in the price of their share, not reflected by the fundamentals of the performance of the economy but by a manipulated process outside of the trading regime without clearance from the Securities and Exchanges Commission.

And the ongoing work of the Lords select committees in examining the issues to be addressed in trade, financial services, security, police co-operation and fisheries for example will be of significant value to the government throughout and beyond the Brexit process.

Process efficiency can also exist in the markets where there is a lack of trading volume and / or a lack of compensation for securities salesmen and securities promoters.

A subsidiary of Depository Trust & Clearing Corporation involved in processing securities trades and maintaining positions in traded securities on behalf of beneficial owners.

A swath of domestic equity ETFs were impacted by the fragmentation of liquidity across trading venues and by the application of overly tight price collars during the reopening process.3 In the wake of these trading challenges, industry groups and regulators worked to refine LULD rules and implemented a series of LULD rule amendments in 2017 aimed at improving opening auction and post-halt reopening auction processes.4 In addition, the exchanges also adapted their opening mechanism, resulting in a reduction in the number of ETFs and other securities halted on volatile dayIn the wake of these trading challenges, industry groups and regulators worked to refine LULD rules and implemented a series of LULD rule amendments in 2017 aimed at improving opening auction and post-halt reopening auction processes.4 In addition, the exchanges also adapted their opening mechanism, resulting in a reduction in the number of ETFs and other securities halted on volatile dayin 2017 aimed at improving opening auction and post-halt reopening auction processes.4 In addition, the exchanges also adapted their opening mechanism, resulting in a reduction in the number of ETFs and other securities halted on volatile dayIn addition, the exchanges also adapted their opening mechanism, resulting in a reduction in the number of ETFs and other securities halted on volatile dayin a reduction in the number of ETFs and other securities halted on volatile dayin the number of ETFs and other securities halted on volatile days.

Illustrative of his practice, Whit has successfully represented public companies, audit committees, and senior officers of public companies in securities litigation, derivative litigation, internal investigations of alleged corporate wrongdoing, whistleblower matters, and matters before the Securities and Exchange Commission; international arbitration between a foreign prime contractor and its U.S. suppliers; trade secret litigation relating to the processing of big data; and debarment litigation arising out of contracts performed in Afsecurities litigation, derivative litigation, internal investigations of alleged corporate wrongdoing, whistleblower matters, and matters before the Securities and Exchange Commission; international arbitration between a foreign prime contractor and its U.S. suppliers; trade secret litigation relating to the processing of big data; and debarment litigation arising out of contracts performed in AfSecurities and Exchange Commission; international arbitration between a foreign prime contractor and its U.S. suppliers; trade secret litigation relating to the processing of big data; and debarment litigation arising out of contracts performed in Afghanistan.

Change is also very possible in securities (sales and post-trade processing), derivatives, trade finance, and supply chain to name a few.»

In the upcoming months, as the Hyperledger Fabric Blockchain protocol, a smart contract - based Blockchain network developed by IBM, Intel and other members of the Hyperledger foundation, improves in terms of flexibility and security, KBank will increase the amount of trades and settlements of KBank processed through the Fabric Blockchain networIn the upcoming months, as the Hyperledger Fabric Blockchain protocol, a smart contract - based Blockchain network developed by IBM, Intel and other members of the Hyperledger foundation, improves in terms of flexibility and security, KBank will increase the amount of trades and settlements of KBank processed through the Fabric Blockchain networin terms of flexibility and security, KBank will increase the amount of trades and settlements of KBank processed through the Fabric Blockchain network.

«The goal was to enable low - cost, low - risk cross-border securities transactions by building a system utilizing blockchain technology that can almost instantly share matched trade information in the post-trade process as data that can not be tampered with, but without building a large - scale settlement system from scratch,» the bank said.

In order to enter in an entry - level job as a floor broker, one must have one to three years» experience in securities processing or tradinIn order to enter in an entry - level job as a floor broker, one must have one to three years» experience in securities processing or tradinin an entry - level job as a floor broker, one must have one to three years» experience in securities processing or tradinin securities processing or trading.

• Installed, configured, and managed multiple web sites supporting global trading, e-commerce, e-treasury, and business credit in technical environment encompassing Solaris2.6 through 2.10, HP - UX 10.20 and 11.00, AIX 4.2.5 - 5.0 operating systems • Managed DNS, DHCP, NIS, NIS +, FTP, HP OpenView, LDAP, and Apache web administration • Streamlined the business credit process by developing a communication system between the proxy server, IBM Mainframe, and Apache web server using Jet 3270 Emulator • Applied Veritas Volume Manager to provide High Availability (HA) and NFS fail over using the Veritas cluster for numerous Sun E250 - E15K and HP Superdome 9000 servers • Administered backup and recovery using LEGATO backup solution • Performed hardware and software upgrades and built new Sun and HP servers to incorporate Oracle and Sybase RDBMS • Migrated ADSM backup to Veritas Netback up and Autosys 3.4 running on AIX3.3.3 to Autosys 3.5 running on Solaris 2.7 • Employed EMC software for HA and automatic fail over and managed BMC software to monitor operation, development, and administration • Supported HSBC's branch banking on an RS 6000 platform running AIX • Optimized data security through close cooperation between Network Administration, Unix System Administration, NT Administration, DBA, and Backup and Recovery Administration teams • Implemented policies and procedures to streamline operations and minimize system downtime • Built a 128 - bit RSA encrypted proxy server for internal and external customers, which increased transaction security • Installed and configured Aix and Sun Solaris Operating systems on IBM and Sun Servers.

Fitch Ratings is disclosing instances of an actual conflict of interest when an analytical employee or member (s) of their Immediate Family has a personal or financial interest related to a Rated Entity where such analyst had direct involvement in the rating process in accordance with Section XII of the Fitch Ratings Global Securities Trading and Conflicts of Interest Policy (Bulletin 13).