Sentences with phrase «products by financial advisers»

In the name of «child's bright future», parents are always lured with all kinds of financial products by financial advisers or financial institutions.

Not exact matches

Unbeknownst to many, a lot of advisers earn commissions by recommending certain financial products and services to you.

A move by British regulators to ban financial advisers from accepting commissions for selling mutual funds and other products after 2012 is likely to cause lot of soul searching elsewhere, including in Canada.

Links on this website to appearances and articles by Richard Bernstein, whether in the press, on television or otherwise, are provided for informational purposes only and in no way should be considered a recommendation of any particular investment product, vehicle, service or instrument or the rendering of investment advice, which must always be evaluated by a prospective investor in consultation with his or her own financial adviser and in light of his or her own circumstances, including the investor's investment horizon, appetite for risk, and ability to withstand a potential loss of some or all of an investment's value.

This product is not heavily advertised in the financial world and will only get a cursory mention by financial advisers.

The most popular stocks in these two sectors among the advisers tracked by the Hulbert Financial Digest who have beaten the stock market over the past 15 years are cable company Comcast CMCSA, +0.96 %; entertainment giant Walt Disney DIS, -0.39 %; fast - food chain McDonald's MCD, -0.20 %; PepsiCo PEP, -0.42 % the beverage company; and two consumer - products companies, Kimberly - Clark KMB, -1.14 % and Procter & Gamble PG, -0.69 %

The services and products provided by PIMCO (Schweiz) GmbH are not available to individual investors, who should not rely on this communication but contact their financial adviser.

This designation is intended to avoid confusion with a similar product typically offered by individual wealth or financial advisers and termed a separately managed account (SMA) or a unified managed account (UMA).

Check the financial services guide provided by your adviser to find out more about the products they can advise on.

In - house products are products that are provided by a related party, such as the bank or other financial institution the adviser is employed by.

Commissions and volume - based payments for recommending financial products can influence the advice given by financial advisers.

See financial products and sales incentives for more information about things to look out for when considering a financial product recommended by an adviser.

The Murphys came in with doubts about the financial products they had been sold, and those doubts were quickly confirmed by our panel of advisers.

Leading the way are the United Kingdom and Australia, which have banned adviser commissions set by financial product providers or embedded in financial products.

No one was expecting that their financial advisers would welcome the change with open arms — after all, advisers usually have a vested interest in the high - fee products they sell — but we were taken aback by the stubbornness that many investors encountered.

Just wanted to point out that if you buy MGP, or buy into any American Funds and / or life insurance company product sales schemes by «financial advisers» using MGP; then you are a critical part of «the problem» of why most everything is hopelessly broke and broken in the financial services industry, why it just keeps getting worse all the time, and why it can't be fixed.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct

The premiums are higher than for standard life insurance, but it is possible to reduce the price by increasing wait periods or reducing the level of cover — so its best to talk to your insurance adviser who can work with you to identify the right product for you financial and lifestyle needs.

For distributing NPS, they have to be certified by the Pension Fund Regulatory and Development Authority (PFRDA), and for selling financial products regulated by the Securities and Exchange Board of India (Sebi), they necessarily have to obtain registration as investment advisers under the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013.

Insurance Account Managers promote insurance products to brokers and financial advisers by identifying new business opportunities and cultivating relationships with clients.