Sentences with phrase «prohibit access to investor»
The new regulation, Bentsen said, «could limit investor choice, cause inconsistencies as different regulators would apply different standards to the same retirement accounts, prohibit access to investor guidance, and raise the costs of saving for retirement.»
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Says SIFMA CEO Kenneth Bentsen: «The new regulation could limit investor choice, cause inconsistencies as different regulators would apply different standards to the same retirement accounts, prohibit access to investor guidance, and raise the costs of saving for retirement.»
Not exact matches
Investors from China, South Korea and Brazil will be prohibited from access to both the pre-sale and public sale rounds.
The Securities Act of 1933 prohibited private real estate investments from being marketed to the public, which meant that normal, everyday investors had little to no access to real estate properties unless they were a part of a large network or team.
Many investors, however, are unable or unwilling to use leverage; for example, they may be subject to investment policy guidelines that prohibit borrowing, or they may not have access to low cost credit, or they may balk at the downside risk of a leveraged position.
Some investors, in particular certain funds of funds or larger institutional investors, such as pension funds and endowments, may have restrictions or internal policies that prohibit an investment in unlisted fund securities or require that their portfolio hold a minimum percentage of listed securities and therefore the listing of a fund's securities on the CSX could potentially increase its target investor base and provide access to an additional source of capital.
It will depend on whether the Tax - Deferred Exchange Agreement used by the Qualified Intermediary for the Investor's tax - deferred like - kind exchange transaction includes the required language contained in Section 1.1031 of the Department of the Treasury Regulations prohibiting access to the 1031 exchange funds until the following income tax year.