Sentences with phrase «prompt access to their funds»

If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer's prompt access to their funds and securities.

Our business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

The Firm's business continuity plan addresses the following elements: all mission critical systems; financial and operational assessments; alternative communications with clients, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring that clients have prompt access to their funds and securities if the Firm is unable to continue a securities business.

In cases of extreme business disruption where continuation of business may not be practical or in the best interest of the firm or its clients, we have implemented steps necessary to assure clients prompt access to their funds and securities.

If neither of those means is available, you should contact our clearing firm, Pershing LLC («Pershing»), at www.pershing.com for instructions on how it may assist you with prompt access to your funds and securities, enter orders and process other trade - related, cash and security transfer transactions.

In particular, our Plan addresses: data back - up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

Not exact matches

These cities vary widely in terms of providing publicly - funded transportation for students, prompting new questions on how student transportation can be an enabler of, rather than a barrier to, equitable access to high - quality education in urban areas.

Under its investment guidelines the Clearing House invests cash under management across multiple Approved Financial Institutions (AFIs), multiple commercial banks that meet credit criteria equal to AFIs and a number of liquidity funds of high credit rating, yet retaining prompt access to the invested funds.

Prompted by passionate advocates, Seattle recently became the first city in the country to break ties with a bank in part because of its funding of a fossil fuel project — the Dakota Access pipeline.