Sentences with phrase «proprietary funds»

I am trading this strategy live with proprietary funds.

Insurance companies use proprietary funds in their investing activities, and charges substantial fees for doing so.

«Any plan that includes a sponsor's own proprietary funds that have higher fees than their class or are not at the top ranking of performance for their class is at particular risk [of a suit],» said attorney Carol Buckmann of Cohen & Buckmann in a recent blog post.

As an independent advisor we are not beholden to one broker dealer or one set of proprietary funds.

«With an operating margin of over 37 %, very high for the mutual fund industry, defendants made a fortune off of the plan's investments in proprietary funds.

What is unsettled is whether advisors who move to a fee model and sell higher - priced proprietary funds bear any risk that their recommendations may not be viewed as prudent.

From his start in the commodity industry, Peter's goal was to trade proprietary funds.

«Registered firms that only sell proprietary funds may be able to access the relevant cost data more easily, but this data is not readily available to registered firms who transact in third party funds,» it said.

Nationwide Retirement Flexible Advantage offers a broad array of investment options without proprietary fund requirements, alongside what the firm described as fee transparency, fee - based compensation and comprehensive support.

The Employee Retirement Income Security Act (ERISA) requires trustees to be prudent in making investment choices for their 401 (k) clients, yet mutual fund trustees have a competing interest to maximize investments in their own proprietary funds.

Tech giants like Intel, Dell and AMD all have strong track records with their proprietary funds, and more companies like Microsoft and Salesforce are now entering the venture - fund game.

«Additionally, each proprietary fund charges fees in excess of the fees the plan would have paid by purchasing comparable separately managed accounts,» the complaint said.

Many of the proprietary funds had and continue to have poor performance histories compared to prudent alternatives defendants could have chosen for inclusion in the plan.»

Proprietary funds are another risk.

Charles Schwab Investment Management, Inc. (CSIM), the investment advisor for Schwab's proprietary funds, and Charles Schwab & Co., Inc. (Schwab, Member SIPC), the distributor for Schwab Funds, are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation.

With 182 commission - free ETFs — some of them Schwab's proprietary funds that invest in broad swaths of the market and charge annual expense ratios of 0.04 % — why go anywhere else?

Does the TDF use third - party managers, proprietary funds, or a mix?

While the evidence of favoritism is consistent with adverse trustee incentives, trustees are also likely to have private information about their own proprietary funds, the paper said.

Charles Schwab Investment Management, Inc. (CSIM), the investment advisor for Schwab's proprietary funds, and Charles Schwab & Co., Inc. (Schwab, Member SIPC), the distributor for Schwab Funds, are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation.

When I first began investing while in my 20's, I went to a stock broker who sold me funds set up by my broker's investment company (proprietary funds) with really high fees.

This is as bad as using a proprietary fund as your friend did.

Responsible for following the O.C.GA with regards to expending county funds, SPLOST funds, and proprietary funds (Water Works, Solid Waste and Airport).

COMMENTS: Commercial lender with agency and proprietary funding: multifamily, affordable housing, retail, office, senior living / healthcare, manufactured housing, industrial and self - storage.