Sentences with phrase «protect client money»

Financial Services Compensation Scheme (FSCS) protection, currently available for amounts of up to # 85,000 per bank institution is an ideal way to protect client money.

In 2008, you were dismissed from Citigroup after a fallout with CEO Vikram Pandit over how to protect client money.

In addition, having segregated accounts helps to protect the clients money from being used to pay the broker's debts, in the event the broker becomes insolvent.

Not exact matches

Reuters reported on Monday, citing a Treasury source, that Italian authorities will intervene with public money if necessary to ensure the continuity of the bank and to protect clients» savings.

In order to assure our clients and prospective clients that the assets they invest with us are protected from such scams, we have set forth below various key safeguards in place at South Texas Money Management, Ltd. (STMM) that protect our clients.

Regardless of the options chosen, «the client knows that a portion of the money will be protected from loss, and that there is an opportunity for the account value to grow,» Connelly said.

If relevant, ask about any programs to help clients with little or no money, and a child's interests to protect (Examples: Allegheny County Bar Association, http://www.pittsburghfindalawyer.org [and] Philadelphia Bar Association, http://www.philadelphiabar.org/page/ForThePublic?appNum=5).

As a regulated broker, NSFX must comply with legal requirements to ensure that client monies are protected and that all parts of its business comply with regulations that were implemented to safeguard the client from illegal or unethical conduct.

Once protected by the Orderly Payment of Debts program, a client will make regular monthly payments directly to Money Mentors, which is then disbursed to the client's creditors on a pro-rated basis.

In summary, right fixed indexed annuity will complement and protect a portion of a client's hard - earned retirement money.

Moreover, FDIC insurance only protects a finite amount of money per client per bank.

Discover how to profit from the sell off of a stock and learn the strategies professional hedge fund money managers use to protect high - end client portfolios during market crashes and times of market uncertainty.

Always Hedged — We then minimize downside risk and seek to protect clients» capital by purchasing at - or near - the - money put options.

The MFDA protects assets and cash you have invested, up to $ 1,000,000 per client accountAccount An agreement you make with a financial institution to handle your money.

While the client money provisions in the law protect you from some misuses of your money by the CFD provider, they don't protect you in all circumstances.

About Barclays Barclays is a transatlantic consumer and wholesale bank that moves, lends, invests and protects money for customers and clients worldwide.

Specificially, that, money stays in local communities through patronizing local businesses, resources such as clean water remain available for everyone, not just tourists and travelers, Belizeans are not confined to low - level service jobs, but instead have opportunities to work and grow professionally within their own tourism industry, women and children are protected from exploitation - and that our clients have authentic opportunities to learn about Belize and Belizeans.

Barclays is a transatlantic consumer and wholesale bank that moves, lends, invests and protects money for customers and clients worldwide.

I don't see the virtual items as our self property, as we do nt sell our PC as much as we sell weapons or equipment in an MMO game, though if we're talking about getting hacked when we bought something with real money or having our credit card connected to the game account is a robbery and the administrators should deal with it, or else they will lose a client and could face a sue because they did not protect their player's privacy.

This level of understanding, and the costs associated with compliance, is ever - increasing; these costs are money well spent in ensuring that clients are protected and advised appropriately.

Colum applies three decades of financial, commercial, and forensic accounting experience in assisting clients to better protect against, respond to, and recover from challenging situations that have regulatory, reputational, or financial implications such as fraud, corruption, data breach, money laundering and sanctions, and complex commercial disputes.

This morning in Federation of Law Societies of Canada v. Canada (Attorney General), the Supreme Court of Canada upheld (with minor adjustments) the decision of the British Columbia Court of Appeal and Canada's Proceeds of Crime (Money Laundering) and Terrorist Financing Act, was held defective since it did not adequately protect solicitor - client privilege in its search procedures.

At the same time, the FCA is trying to protect investors and borrowers and ensure that companies adhere to client money regulations.

Many law firms spend a great deal of time and money marketing to individuals with serious injuries... but not a lot of time protecting their clients» interests.

Our premium compliance advice service ensures clients protect their business and reputation by ensuring that they are aware of and comply with all of their regulatory obligations including those relating to money laundering and bribery.

We have obtained compensation in excess of # 1m for over a dozen brain injured clients over the years — money that was desperately needed to pay for the care, equipment and therapies that they require to allow them the best possible quality of life, and to keep them secure and protected throughout their life.

We fight, not only to protect consumers from harassment, but to obtain money judgments for our clients against banks, debt collectors, and creditors.

More importantly, LawPay contractually protects your client funds by restricting the ability of any third - party from debiting monies from a Trust or IOLTA account.

The inability of famed stock pickers such as Miller and Buchan to protect their investors from the recent market declines has spurred $ 537 billion in withdrawals from actively managed U.S. equity mutual funds since 2006, as clients have shifted money into market index tracking investments, or index funds.

The attorneys at Busby, Bell & Biggs work to protect the rights of their clients and to maximize monies paid to their clients for an injury or death of a family member

The Client Protection Fund (the operating name of the Scottish Solicitors» Guarantee Fund) is a fund established by Section 43 of the Solicitors (Scotland) Act 1980 to protect clients who have lost money because of the dishonesty of a solicitor or a member of their staff.

Most of our clients purchase life insurance for a variety of reasons; to provide income replacement to their families, to protect their mortgage, to insure their children have money for college tuition, etc..

If you work in finance you could be involved in investing money, managing it, protecting it or many other possibilities, working with individual customers, corporate clients, investors, shareholders and colleagues.

See also this very similar prior Q&A dated Feb 18, 2013 which asks about a clause to be added to the APS to protect the seller — Question: Can an additional clause in a Schedule to the APS create an exception to the rule that if the deal doesn't close client money can only be released from a brokerage's trust account by a mutual release being signed by both parties or by a court order?

Dmitriy founded Sense Financial Services to help his clients maximize their returns on investments while protecting their hard - earned money.

(5) Accountability: a real estate agent must protect and account for all money, documents, or other personal property given to him or her by the client