Sentences with phrase «protect small investors»

Many of these regulations, although designed to protect small investors, were outdated and were impeding both the ability of small - scale investors to invest in higher - yield startup ventures and the ability of private companies to raise capital early on.

«Our objective... has been to protect the small investor and restore integrity to the marketplace.»

WHILE tax officials applaud the product ruling system as protecting small investors, others say the system is nothing but an attempt at revenue saving.

Congress was clear, she says, that it wanted to include rules protecting small investors from losing their life's savings.

Not exact matches

State securities regulators strongly share Congress's desire to continue to improve access to capital for small and emerging businesses while protecting investors.

Dale Brown, FSI's president and CEO, stated on the call that FSI, as well as the other groups joining the suit, «has supported a uniform fiduciary standard since 2009 — before Dodd - Frank became law... but the Department of Labor's complex and unworkable rule will only harm the smaller investors it claims to protect.»

The objective of the exempt market reform initiative is to facilitate capital raising for start - ups and small and medium - sized enterprises and to modernize Ontario's exempt market regulatory regime, while adequately protecting investors.

These restrictions are intended to protect unaccredited investors (i.e., everyone else) from investing in potentially risky securities, such as equity in a small business or startup.

That relaxation of restrictions itself has been controversial among a number of Tronc investors; poison pills often are designed to protect the interests of all shareholders» values, and investors have complained about the chairman and vice chairman's abilities to leverage more control, at smaller benefit to other shareholders.

When retirement hits, many investors view it as a time to protect their assets, be conservative and focus on bonds and cash with a small amount in stocks.

The Swan Defined Risk U.S. Small Cap Fund seeks to address common investor concerns such as protecting capital, tax implications and market risk while investing in small to mid-sized companies in the United States via the Russell 2000 Index ETF (Small Cap Fund seeks to address common investor concerns such as protecting capital, tax implications and market risk while investing in small to mid-sized companies in the United States via the Russell 2000 Index ETF (small to mid-sized companies in the United States via the Russell 2000 Index ETF (IWM).

While Robinhood is democratizing trading by removing fees that can eat up the potential profit margins of smaller investors, these users may also have less net worth to protect them from investment losses.

Passing strong patent reform legislation will enhance the patent system we support and protect the people we have been fighting for, including retailers, auto manufacturers and dealers, angel investors, venture capitalists, casino owners, newspaper publishers, small print shops, credit unions, non-profit groups, hardware and software manufacturers, Realtors ®, and home builders, just to name a few.