In particular, the acquisition will accelerate First Union's ability to
provide equity underwriting to its growing corporate base, while also expanding its services to individual investors.
Not exact matches
the sale of shares of common stock in an
underwritten public offering that occurs during the restricted period, including any concurrent exercise (including a net exercise or cashless exercise) or settlement of outstanding
equity awards granted under our
equity incentive plans or pursuant to a contractual employment arrangement described elsewhere in this prospectus in order to sell the shares of common stock delivered upon such exercise or settlement in such
underwritten public offering;
provided that, if required, any public report or filing under Section 16 of the Exchange Act will clearly indicate in the footnotes thereto that such disposition to us or withholding by us of shares or securities was solely to us pursuant to the circumstances described in this clause; or
As Chief
Underwriting Counsel, Gary reviews and evaluates transaction structure and
provides feedback on the insurability and necessary due diligence required to
underwrite major - market commercial finance, mezzanine loan transactions and purchases of
equity interests in limited liability companies and limited partnerships.
They also represent lenders in leveraged acquisitions as well as underwriters, placement agents and institutional purchasers in public and private
equity and debt transactions, including investment bankers who
provide underwriting services for companies making their initial and follow - on public offerings.