Sentences with phrase «providing service to the clients under»

Broker - dealers are also regulated under federal law, including under the Securities Exchange Act of 1934, but are not required to provide services to their clients under the fiduciary standard of care.

[2] A lawyer who is providing legal services under a limited scope retainer should be careful to avoid acting such that it appears that the lawyer is providing services to the client under a full retainer.

Not exact matches

RIAs are eligible to participate in the Program if they represent to Fidelity Investments that they meet the following criteria: (1) RIA is an investment adviser registered and in good standing with the U.S. Securities and Exchange Commission and / or any applicable state securities regulatory authorities or is exempt from such registration; (2) RIA's representatives who provide services to referred clients are appropriately registered / licensed as «Investment Advisers Representatives» in required jurisdictions; (3) RIA charges fee - based, asset - based, or flat - rate investment advisory service fees (which may include hourly fees); (4) RIA will maintain a minimum of $ 350,000,000 in total regulatory assets under management, as reported in response to Item 5 in Part 1A of the RIA's Form ADV, throughout the duration of RIA's participation in the Program; (5) RIA and all associated persons of the RIA who manage client assets or who supervise such associated persons shall at all times be covered through both Errors and Omissions Liability Insurance and Fidelity Bond Coverage; and (6) RIA maintains a minimum of two principals or officers as well as a minimum of five employees.

Political consultants who provide services to elected officials or candidates under the agreement will be required to register and disclose their clients.

Under New York state law, a dating service that charges ~ $ 25 is required to provide a minimum number of referrals per month, and if it doesn't deliver for two successive months, the client can cancel the contract and get a full refund minus a cancellation fee.

Provide your writer with instructions and manage the whole writing process.Commonly, all professional writing services happen to implement a custom - tailored approach, which enables the client to keep everything under his control.

Under the arrangement Schwab passes through to USBI the compensation that Schwab receives from those funds for recordkeeping, shareholder communication, and other administrative services (collectively «shareholder services») that USBI provides to clients who invest in those funds.

Edinburgh Partners Limited is exempt from the requirement to hold an Australian Financial Services Licence under the Corporations Act 2001 in respect of financial services to Australian wholesale clients as provided by the ASIC Corporations (Repeal and Transitional) Instrument 2Services Licence under the Corporations Act 2001 in respect of financial services to Australian wholesale clients as provided by the ASIC Corporations (Repeal and Transitional) Instrument 2services to Australian wholesale clients as provided by the ASIC Corporations (Repeal and Transitional) Instrument 2016/396.

Following the acceptance of its application by FinaCom PLC, GEB Invest has obtained A-Category Membership which guarantees that clients are under the protection of an international organization and that the services provided to them are of high quality and comply with the standards of the Commission.

Divemasters need to think before the clients, need to provide the best service to all clients, need to always have a calm mind under the water, need to make the dive plan as perfect as possible, and most importantly is to make clients feel super happy to dive with our center.

It's important to note that lighting the fire of urgency under potential clients is actually providing them great service.

Under the leadership of Principal Lawyer Nancie Hu, the team at Spectre Legal are committed to providing the best service for our clients.

Eversheds Sutherland (Netherlands) B.V. is part of a global legal practice consisting of separate and distinct legal entities that operate under the name Eversheds Sutherland and provide legal or other services to clients around the world.

As NSU explains, «This course provides hands - on experience for students on a number of key operational aspects of the practice of law, including the business foundation of successful law firm management; security and confidentiality of client information; marketing, public relations, advertising and social media; duties of technological competence under ABA «Ethics 20/20» amendments to the Model Rules of Professional Responsibility; predictive coding and other eDiscovery issues; client intake and case management; and issues related to the scope and composition of representation, including the unauthorized practice of law and unbundled legal services.»

That commentary states: «a lawyer who is asked to provide legal services under a limited scope retainer to a client under a disability should carefully consider and assess in each case how, under the circumstances, it is possible to render those services in a competent manner.»

When using the work of nonfirm lawyers in providing legal services to a client, a lawyer must also reasonably conclude that such work meets the standard of competence under this Rule.

(3) under the influence of globalization, especially with the Internet and artificial intelligence, I hope to figure out a way to combine technology with the legal services in the capital market to free our professional lawyers from some repeating and miscellaneous matters and provide our clients with higher quality.

The best I could make of the grievor's testimony, both in direct examination and in cross-examination, was that a client would contract with the FSC (that is, Mr. Cavanagh, as principal) to provide one or more of the services being offered under its umbrella.

For those of you who haven't yet had the Susskind experience, he predicts that the legal profession is undergoing profound changes as corporate clients are under increasing pressure to cut costs, and as private clients can not afford the bespoke services provided by lawyers.

Under the scheme, it would enter into panel agreements with solicitors who would provide services to clients pursuant to a conditional fee agreement (CFA).

Littler provides services designed to address the increasing government pressures to maintain compliance and ethics programs, and help our clients comply with the various legal requirements under the ever - expanding body of labour and employment laws, regulations, and legislation.

Personal attributes required of the role include a strong technical competence in the relevant areas of the law; the confidence to deal with clients at all levels; the ability to work effectively as part of a team but also to work independently; being able to work effectively under pressure; to be organised, enthusiastic and computer literate and to provide excellent client service.

It encompasses different methods of providing legal services to business clients, to consumers directly, to under - served populations, or to any other number of markets.

If it is enacted, for the first time, under Part 3, solicitors (including in - house solicitors providing legal services) and barristers will have a statutory obligation to advise clients to consider using mediation as a means of resolving their dispute prior to issuing proceedings.

Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited and their respective controlled, managed, affiliated and member firms (each an «Eversheds Sutherland Entity» and together the «Eversheds Sutherland Entities») provide legal or other services to clients around the world.

[5] There are occasions in which a lawyer admitted to practice in another United States jurisdiction, and not disbarred or suspended from practice in any jurisdiction, may provide legal services on a temporary basis in this jurisdiction under circumstances that do not create an unreasonable risk to the interests of his or her clients, the public or the courts.

(a) A lawyer who, under the auspices of a program sponsored by a nonprofit organization or court, provides short - term limited legal services to a client without expectation by either the lawyer or the client that the lawyer will provide continuing representation in the matter:

For example, the legal industry is now under ever - increasing pressure from its clients to enhance the value of what it provides, which essentially translates to reducing the cost of legal services.

It would be legal, I suggest, under section 18 of the Ontario Human Rights Code for a lawyer working in legal aid clinic established to serve African Canadians to refuse to provide services to a white potential client (I certainly hope it would be legal, since Legal Aid Ontario funds such a clinic).

Law students from the TRU Faculty of Law provide legal services to low - income clients under the supervision of staff lawyers.

[5.2] In addition to the requirements of Rule 3.2 - 9, a lawyer who is asked to provide legal services under a limited scope retainer to a client who has diminished capacity to make decisions should carefully consider and assess in each case if, under the circumstances, it is possible to render those services in a competent manner.

Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed, affiliated and member firms (each an «Eversheds Sutherland Entity» and together the «Eversheds Sutherland Entities») provide legal or other services to clients around the world.

Essentially, where an ABS provides legal services to its client through a lawyer, or a person acting «at the direction and under the supervision of» a lawyer, any communication or document produced will be privileged to the same extent that it would have been privileged if the client were the client of the lawyer rather than the ABS.

He says firms must consider the likely economic consequences for their practices of signing: «By taking on cases under these fee schemes, solicitors will be guaranteeing to provide a proper professional service to their client for the fee on offer.

«Deloitte» is the brand under which tens of thousands of dedicated professionals in independent firms throughout the world collaborate to provide audit, consulting, financial advisory, risk management, tax, and related services to select clients.

93 The relationship between a lawyer who provides legal aid services and the individual who is receiving those services is the customary solicitor - client relationship, whether the legal aid services are provided pursuant to a certificate, in a legal aid services staff office, clinic, student legal aid services society or other entity funded by the Corporation or by any other method under this Act.

And under those conditions, it's impossible to provide your clients with the kind of service they deserve.

Errors and Omissions Insurance offers protection from claims if your client holds you liable for errors, or the failure to provide services as stated under the contract.

We work with the clients of the most vigilant financial professionals in the country to provide life insurance services under the rare and rigorous fiduciary standard of care.

Work under the supervision of the Licensed Mental Health Counselor in order to provide effective counseling treatment and referral services to the clients.

Resume writing services of Chennai are extremely popular for understanding the value of the wonderfully written resume and that's why they provide expert solutions to the clients under the guidance of renowned expert.

The Client agrees not to disclose to any third party the terms of this Agreement and any other information provided by Top Resume Writing & Career Service or designated as confidential («Confidential Information») and also agrees not to use any Confidential Information of Top Resume Writing & Career Service., or any other information, whether it is marked confidential or not, as expressly permitted under this Agreement or except with the prior written consent of Top Resume Writing & Career Service.

Provided leadership and oversight for a complex $ 200M GSA GITGO program, in order to streamline networks, servers, and users under 49 separate contracts down to 1 contract and IT Service Desk, providing more cost efficient cradle to grave, 24X7 technology support for clients.

How do I handle requests for such references?Thank you so much for your help!CherylCHERYL M. EARLE3407 Old Dobbin Road, Montgomery, Alabama 36116 - 1903Home Phone: [phone] Cell Phone: [phone] Fax: [phone] E-mail: [email protected] position managing legal discovery and document review with opportunity to assist attorneys with civil litigationBAR ADMISSIONAlabama State Bar, 1999LAW - RELATED EXPERIENCELaw Firm, AlabamaResearch Attorney for Special Projects, Mass Torts Department, November 2001 — February 2008 • Managed Multi-District Litigation (MDL) Document Depository (September 2002 to February 2008) o Reviewed more than 1 million pages of evidentiary documents for litigation purposes and for inclusion in electronic databaseso Coordinated document review assignments with attorneys at local depository and at other sites across the USo Retrieved, reviewed and coded documents in Concordance and Summation legal databaseso Prepared memoranda and spreadsheets providing detailed analysis of discovery materials • Aided attorneys and support staff with processing and preparation of personal injury claims and litigationo Conducted legal research and drafted pleadingso Conducted supplementary online research for additional documents and information pertinent to litigationo Assisted with preparation of correspondence to clients and referring attorneyso Contacted clients for additional information needed in case preparation, litigation, and potential settlementso Prepared and input case intakes and referrals into databaseLaw School, AlabamaStudent Intern, Alabama Disabilities Advocacy Program (ADAP), August 1996 — June 1997 • Participated in law school clinical program under third - year law student practice rule (as authorized by Alabama Supreme Court) o Assisted attorneys and advocates in cases involving mentally ill patients confined to state mental health facilitieso Interviewed clients in person (at state facilities) and over the phoneo Worked with clients, attorneys, and social workers to investigate and resolve issues concerning involuntary confinement and treatmento Aided in legal research on an appellate brief submitted to the U. S. Court of Appeals for the Eleventh Circuit (ruling granted in favor of our client) Faculty Research Assistant for Library Services, Bounds Law Library, March 1996 — June 1997 • Prepared research and teaching materials for law school faculty; worked 20 hours per week while matriculating 10 - 15 hours per semester) o Investigated copyright issues related to procuring and reproducing texts for academic useo Conducted legal research using WESTLAW, LEXIS and the InternetADDITIONAL RELEVANT EXPERIENCEManufacturing Company (MC), Montgomery, AlabamaAdministrative Assistant and Cost Analyst, Materials Purchasing Department, April 1999 — September 2001 • Assisted materials buyers in negotiating and preparing commodities contracts between raw materials suppliers and MC for manufacturing plants in the US and Mexicoo Assisted Legal Department at MC's corporate headquarters with coordination and preparation of documents for litigationo Notified and educated suppliers about MC's freight - on - board policy and its corresponding Uniform Commercial Code (UCC) provisions; result was the reduction of freight claims for both the company and its supplierso Prepared contracts and purchase orders for raw materials and capital projects involving plant maintenanceo Solicited price quotations from current vendors and established Excel spreadsheet format which simplified quote submission process and allowed MC to track and compare usage volumes and costs over timeo Prepared and analyzed cost reports used by materials buyers and production planners in purchasing decisions, including cost reductions, materials consolidation, and selection of vendorso Acted as liaison between vendors and the Purchasing, Transportation and Accounting Departments on issues concerning inbound freight, commercial carriers, and payment terms for commodities, resulting in reductions in freight costs and greater payment discounts for raw materialso Established online databases and printed directories for the Purchasing Department, allowing buyers to have easier and faster access to current vendor informationo Completed Year 2000 (Y2K) compliance project, which involved data collection and communication with MC's past, present, and potential materials suppliers and service providersNot - For - Profit Organization, AlabamaAdministrative Assistant, Combined Federal Campaign, September 1998 — January 1999 • Aided Campaign Director with 1998 Federal Campaigns (CFCs) in City 1 and City 2, which together generated nearly $ 700,000 for more than 1,000 local, national and international charitieso Prepared weekly reports on donations using WordPerfect, Microsoft Word, Excel and dBase IVo Wrote script for Talent Showcase at City 1's 1998 CFC Kickoffo Assisted Director with merger of the City 1 and City 2 CFCs in 1999Regional Bank, AlabamaAdministrative Assistant, Year 2000 (Y2K) Department, March — June 1998 • Worked with Vice President of Corporate Projects on short - term project for the bank's Y2K Departmento Analyzed and processed data on Y2K readiness for all branches of Bank throughout the southeastern USo Organized meetings for personnel of Banko Communicated with vendors of computer hardware, software, and office equipment to request information on Y2K complianceo Prepared compliance files for Federal Reserve auditso Prepared in - house memoranda and reports using Microsoft Word and ExcelRecord / Music Promotion Company, AlabamaRecord Pool Co-Founder; Office Manager, September 1990 — December 1991 • Co-founded record pool to enhance promotion of music in Alabama and the southeastern USo Procured and distributed records from major and independent labels for club, radio and mobile disc jockeyso Coordinated jointly sponsored promotional events with record companies, radio stations and clubso Designed, wrote, and published bi-weekly reports and brochures to inform the music industry of the progress and popularity of music and performers in the region, with specific focus on the Alabama music sceneMajor University, AlabamaGraduate Research Assistant, AUM Department of Marketing, June 1989 — August 1990 • Worked 13 - 20 hours per week as a research assistant to Marketing faculty while carrying a full course load in the MBA programo Analyzed consumer surveys used in academic researcho Assisted Conference Chairperson with coordination for Atlantic Marketing Association (AMA) annual meeting (October 1989) o Co-authored five - year index and classification of AMA Proceedings (published Fall 1991) EDUCATIONLaw School, AlabamaJuris Doctor (JD), 1997 • Scholarshipso Seybourn H. Lynne Scholarship, 1996 - 97o Dexter C. Hobbs Memorial Scholarship, 1995 - 96o E. W. Godbey Memorial Scholarship, 1994 - 95 • Honorso Who's Who Among American Law School Students, 1996 - 94o Arthur Davis Shores Award, 1997 • Activitieso Frederick Douglass Moot Court Team Manager, 1996 - 97 Southern Regional Competition, Second Place National Competition, Eighth Placeo John A. Campbell Moot Court Competition, Spring 1996o Black Law Students Association Delegate, BLSA National Convention, 1997 Co-Chairperson, Public Relations Committee, 1996 - 97 Chairperson, Public Relations Committee, 1995 - 96 BLSA President's Award, 1996 and 1997o American Bar Association, 1996 - 97 Entertainment and Sports Industries Forum Intellectual Property Section Law Student Divisiono LAWS Student Group Leader, 1995 - 96Major University, AlabamaMaster of Business Administration (MBA), 1990Bachelor of Science in Business Administration (B.S.B.A.), 1988 (Major: Marketing — Advertising and Promotion Track) • Honorso Dean's List • Activitieso National Student Advertising Competition Team, 1988 - 90 Seventh District Competition: Third Place, 1990o Marketing Club, 1987 - 90 Vice President — Career Development, 1988 - 89o Public Relations / Advertising (PR / AD) Club, 1988 - 90 Charter Member, 1988 Active in fund - raising and membership driveso Theater Guild, 1988 - 90 Screening Committee, 1989REFERENCESAvailable upon request

The Role involves: * leads generation * Sales: cold calling, field marketing, networking * developing a good understanding of clients, their industry, what they do, their work culture and environment * maintaining a great relationship with excisting clients * providing out of hours service for the branch's clients * account management * keeping company database up to date with candidates and client's information and bookings made * resourcing, reference checking and registering new candidates ensuring all legal requirements are met * developing and maintaining relationships with candidates * advertising vacancies and matching candidates to available positions * marketing candidates out to existing company clients * assisting with payroll The ideal candidate will have: * excellent customer service and sale skills * ability to manage and prioritize your own workload * excellent communication skills both verbal and written * positive attitude, ambition, high level of commitment to a job and drive to obtain set goals * ability to work under pressure in a fast paced environment * great people and problem solving skills * own transport Our Offer: * salary: # 18 000 - # 24 000 per annum * great commission structure * private health care after qualified period of service * employee perks & discounts from some of the UK's biggest brands If this position is for you, submit your CV today!

• Track record of initiating contact with prospective customers and converting them into business - providing patrons • Well - versed in following sales initiatives, aimed at achieving selling targets • Exceptional public relation skills, targeted at ensuring excellence in customer service provision • Able to handle tight deadlines and work back - to - back shifts during peak hours • Special talent for demonstrating store products, with the aim of selling to customers what they need • Particularly effective in inventory control procedures, order processing and shelves stocking, in sync with store procedures and protocols • Skilled in handling adverse situations involving irate customers by providing solutions to ensure customer retention • Excellent communication and interpersonal skills, targeted at working harmoniously alongside peers, supervisors and clients • Hands - on experience in leading store and product promotion activities, in accordance to popular marketing and promotional directives • Able to work well under stressful situations brought on by customer pressure or tight deadlines • Functional ability to employ persuasive skills, aimed at focusing customers» interest in new products and upgrades • Expert in handling merchandising activities, organizing store displays and working alongside marketing personnel to edict a positive image of the store

Hair Stylist — Sharper Cuts, Nashville, TN — 8/2016 to 9/2017 • Provided services for up to 10 clients per day • Maintained impeccable records and a clean workstation • Brainstormed new products to showcase on shelves • Cut and styled hair with precision and according to client preferencesHair Stylist — One for the Road, Nashville, TN — 6/2015 to 8/2016 • Specialized in unique and contemporary cuts and colors • Experimented under client guidance with satisfactory results • Catered to repeat customers, including band members and professional artists • Acted on call for special clients

Developed highly empathetic client relationships and earned reputation for exceeding sales goals.Achieved high sales percentage with consultative, value - focused customer service approach.Cross - trained and provided back - up for other customer service representatives when needed.Generated sales and inventory reports in Excel with data from a variety of sources, maintaining a 100 % accuracy rate.Managed quality communication, customer support and product representation for each client.Attended local, regional and national trade shows for product development training as defined by territory needs.Worked under strict deadlines and responded to service requests and emergency call - outs.

This comprehensive course is designed to prepare the student to provide direct care and services to clients throughout the life span under the direct supervision of a Physician.

Client - focused service professional with eighteen years providing maximized customer experience, sales... d under strict deadlines and responded to customer service requests Replenished and rotated materials... for improvement to senior management.