Sentences with phrase «providing shareholder services»

Distribution and service fees are fees paid by the fund out of fund assets to cover the costs of marketing and selling fund shares and sometimes to cover the costs of providing shareholder services.

We share with Pershing in such fees for providing shareholder services.

These payments also may be made as an expense reimbursement in cases where the financial intermediary provides shareholder services to Fund shareholders.

Not exact matches

Here is the truth: The DNA of a business is to maximize returns to its shareholders, so they are incentivized to reinvest their capital and start new businesses, create new jobs, and provide innovative products and services that improve lives.

Kevin Thomas is the Director of Shareholder Engagement with the Shareholder Association for Research and Education, a Canadian organization providing responsible investment services, research and education for institutional investors.

Wayne is a proven senior executive and lawyer with over 25 years business experience, most recently as Executive Vice-President of Kingsdale Shareholder Service, a company involved in providing strategic consulting and other services to companies involved in takeover bids and proxy fights.

www.asyousow.org Proxy Impact provides shareholder engagement and proxy voting services that promote sustainable and responsible business practices.

Through various Franklin Templeton entities, Franklin Templeton Investments provides global and U.S. investment, shareholder and distribution services to the Franklin, Templeton and Mutual Series Funds («Funds») and institutional accounts, as well as separate account management services.

Full proxy service providing proxy voting guidelines, electronic proxy voting and proxy vote reporting, proxy vote consulting, shareholder engagement and advocacy services on social and environmental issues.

We provide our clients environmental, social and governance (ESG) proxy voting guidelines; timely and accurate proxy voting and reporting; and customized consulting and shareholder engagement services.

Katie leverages her experience from existing investments in the information technology, consumer, retail, and financial services sectors to provide a unique shareholder liquidity solution across a myriad of industries.

It's a claim on free cash flows that can actually be delivered to shareholders after all other claims have been discharged, such as debt service and investment to replace depreciation and provide for growth.

BlackBerry's ability to manage inventory and asset risk; BlackBerry's reliance on suppliers of functional components for its products and risks relating to its supply chain; BlackBerry's ability to obtain rights to use software or components supplied by third parties; BlackBerry's ability to successfully maintain and enhance its brand; risks related to government regulations, including regulations relating to encryption technology; BlackBerry's ability to continue to adapt to recent board and management changes and headcount reductions; reliance on strategic alliances with third - party network infrastructure developers, software platform vendors and service platform vendors; BlackBerry's reliance on third - party manufacturers; potential defects and vulnerabilities in BlackBerry's products; risks related to litigation, including litigation claims arising from BlackBerry's practice of providing forward - looking guidance; potential charges relating to the impairment of intangible assets recorded on BlackBerry's balance sheet; risks as a result of actions of activist shareholders; government regulation of wireless spectrum and radio frequencies; risks related to economic and geopolitical conditions; risks associated with acquisitions; foreign exchange risks; and difficulties in forecasting BlackBerry's financial results given the rapid technological changes, evolving industry standards, intense competition and short product life cycles that characterize the wireless communications industry, and the company's previously disclosed review of strategic alternatives.

The Value Alliance and Corporate Governance Alliance provides advisory services focused on value and governance, providing board evaluation, strategic insight and analysis, enterprise risk management, and executive compensation services focused on adding sustainable value for all shareholders and stakeholders.

Many factors could cause BlackBerry's actual results, performance or achievements to differ materially from those expressed or implied by the forward - looking statements, including, without limitation: BlackBerry's ability to enhance its current products and services, or develop new products and services in a timely manner or at competitive prices, including risks related to new product introductions; risks related to BlackBerry's ability to mitigate the impact of the anticipated decline in BlackBerry's infrastructure access fees on its consolidated revenue by developing an integrated services and software offering; intense competition, rapid change and significant strategic alliances within BlackBerry's industry; BlackBerry's reliance on carrier partners and distributors; risks associated with BlackBerry's foreign operations, including risks related to recent political and economic developments in Venezuela and the impact of foreign currency restrictions; risks relating to network disruptions and other business interruptions, including costs, potential liabilities, lost revenues and reputational damage associated with service interruptions; risks related to BlackBerry's ability to implement and to realize the anticipated benefits of its CORE program; BlackBerry's ability to maintain or increase its cash balance; security risks; BlackBerry's ability to attract and retain key personnel; risks related to intellectual property rights; BlackBerry's ability to expand and manage BlackBerry ® World ™; risks related to the collection, storage, transmission, use and disclosure of confidential and personal information; BlackBerry's ability to manage inventory and asset risk; BlackBerry's reliance on suppliers of functional components for its products and risks relating to its supply chain; BlackBerry's ability to obtain rights to use software or components supplied by third parties; BlackBerry's ability to successfully maintain and enhance its brand; risks related to government regulations, including regulations relating to encryption technology; BlackBerry's ability to continue to adapt to recent board and management changes and headcount reductions; reliance on strategic alliances with third - party network infrastructure developers, software platform vendors and service platform vendors; BlackBerry's reliance on third - party manufacturers; potential defects and vulnerabilities in BlackBerry's products; risks related to litigation, including litigation claims arising from BlackBerry's practice of providing forward - looking guidance; potential charges relating to the impairment of intangible assets recorded on BlackBerry's balance sheet; risks as a result of actions of activist shareholders; government regulation of wireless spectrum and radio frequencies; risks related to economic and geopolitical conditions; risks associated with acquisitions; foreign exchange risks; and difficulties in forecasting BlackBerry's financial results given the rapid technological changes, evolving industry standards, intense competition and short product life cycles that characterize the wireless communications industry.

In general, writedowns against shareholder equity alone will be enough, provided that regulations are revised to allow institutions to continue servicing existing financial commitments on the basis of more flexible capital requirements.

Shareholders» meetings: Hong Kong and overseas investors are holding SSE securities traded via Shanghai - Hong Kong Stock Connect through their brokers or custodians while HKSCC is providing them nominee services such as distribution of shareholders» meeting notices, consolidation and submission of voting instrucShareholders» meetings: Hong Kong and overseas investors are holding SSE securities traded via Shanghai - Hong Kong Stock Connect through their brokers or custodians while HKSCC is providing them nominee services such as distribution of shareholders» meeting notices, consolidation and submission of voting instrucshareholders» meeting notices, consolidation and submission of voting instructions, etc..

Much like with «activist investors», the bill includes an extremely broad definition of proxy advisors, including any firm «that provides corporate governance ratings, proxy research, analyses, shareholder services, or other similar services to shareholders of publicly traded entity.»

Our M&A services also provides a level of deal insurance, as our services are geared to position the company with the greatest opportunity to gain and maximize shareholder support for the transaction while eliminating possible errors on often overlooked logistical issues.

Robert Friend, Global Head of Sell - Side Solutions and Research at Bloomberg, said: «We are delighted to work with CMi2i to provide investor relations managers with access to shareholder identification services on the Bloomberg Terminal.

Approvals for commercial publication of limited content are generally granted upon written request to the shareholder services group at [email protected], provided they include proper attribution.

Steve serves as counsel to several corporations providing services ranging from corporate organization and shareholders agreements.

BSI is a non-profit distributing organisation, meaning it is independent from government and profits are not distributed to its directors, shareholders, employees, or anyone else; they are reinvested into the services provided.

The Department of Transportation (DOT) issued a decision and order under the Procedures for Transportation Workplace Drug and Alcohol Testing Programs excluding a service agent, Michael R. Bennett, Workplace Compliance, Inc. in North Carolina, Texas, and all other places it is incorporated, franchised, or otherwise doing business, and all other individuals who are officers, employees, directors, shareholders, partners, or other individuals associated with Workplace Compliance, Inc., from providing drug and alcohol testing services in any capacity to any DOT - regulated employer for a period of 5 years.

We bring clients and shareholders an unwavering dedication to a consistent investment process while striving to provide exceptional client service.

Under the arrangement Schwab passes through to USBI the compensation that Schwab receives from those funds for recordkeeping, shareholder communication, and other administrative services (collectively «shareholder services») that USBI provides to clients who invest in those funds.

Through various Franklin Templeton entities, Franklin Templeton Investments provides global and U.S. investment, shareholder and distribution services to the Franklin, Templeton and Franklin Mutual Series Funds and institutional accounts, as well as separate account management services.

Also, EdvestinU doesn't worry about posting high profits for shareholders, so the company can focus more on providing value and service to its clients and the community.

Its mission is to provide affordable financial services to support economic development in urban communities and maintain superior financial performance to maximize shareholder value.

Through various Franklin Templeton entities, Franklin Templeton Investments provides global and U.S. investment, shareholder and distribution services to the Franklin, Templeton and Mutual Series Funds («Funds») and institutional accounts, as well as separate account management services.

Working together, a cooperative principle, plays a key role in our ability to provide a high level of shareholder service.

For many years, Putnam has provided cost basis information as a service to shareholders, but did not report this information to the IRS.

In general, writedowns against shareholder equity alone will be enough, provided that regulations are revised to allow institutions to continue servicing existing financial commitments on the basis of more flexible capital requirements.

Mutual Fund Shareholder Services also delivers world - class service to its Putnam colleagues — providing business analysis, system testing, reporting, e-commerce, print production, and the mailing of statements and literature.

Transfer agent service fees and expenses: for keeping shareholder records, providing statements and tax forms to investors and providing telephone, internet and or other investor support and servicing

These services include providing assisting in the supervising of relations with custodians, transfer and pricing agents, accountants, underwriters and other persons dealing with the Funds; assisting in the preparing of all general shareholder communications and conducting shareholder relations; assisting in maintaining the Funds» records and the registration of each Fund's shares under federal securities laws and making necessary filings under state securities laws; assisting in developing management and shareholder services for the Funds; and furnishing reports, evaluations and analyses on a variety of subjects to the Trustees.

Some funds charge an annual fee to compensate the distributor of fund shares for providing ongoing services to fund shareholders.

The Funds» distributor and other entities are paid under the Plans for services provided and the expenses borne by the distributor and others in the distribution of Fund shares, including the payment of commissions for sales of the shares and incentive compensation to and expenses of dealers and others who engage in or support distribution of shares or who service shareholder accounts, including overhead and telephone expenses; printing and distribution of prospectuses and reports used in connection with the offering of the Funds» shares to other than current shareholders; and preparation, printing and distribution of sales literature and advertising materials.

These payments are generally made to financial intermediaries that provide shareholder or administrative services, or marketing support.

The services to be provided by Recipients may include, but are not limited to, the following: assistance in the offering and sale of Fund shares and in other aspects of the marketing of the shares to clients or prospective clients of the respective recipients; answering routine inquiries concerning the Funds; assisting in the establishment and maintenance of accounts or sub-accounts in the Funds and in processing purchase and redemption transactions; making the Funds» investment plan and shareholder services available; and providing such other information and services to investors in shares of the Funds as the Distributor or the Trust, on behalf of the Funds, may reasonably request.

Through various Franklin Templeton entities, Franklin Templeton Investments provides global and U.S. investment, shareholder and distribution services to the Franklin, Templeton and Mutual Series Funds and institutional accounts, as well as separate account management services.

Each fund will be required in certain cases to withhold at the applicable withholding rate and remit to the U.S. Treasury the withheld amount of taxable dividends and redemption proceeds paid to any shareholder who (1) fails to provide a correct taxpayer identification number certified under penalty of perjury; (2) is subject to withholding by the Internal Revenue Service for failure to properly report all payments of interest or dividends; (3) fails to provide a certified statement that he or she is not subject to «backup withholding;» or (4) fails to provide a certified statement that he or she is a U.S. person (including a U.S. resident alien).

These payments or discounts are separate from, and may be in addition to, any shareholder service fees or other administrative fees the funds may pay to those intermediaries The investment adviser or its affiliates may also make cash payments out of their own resources, or provide products and services at a discount, to certain financial intermediaries that perform distribution, marketing, promotional or other distribution - related services.

The service providers may provide fund shareholders with the following shareholder services, among other shareholder services: (i) maintaining records for shareholders that hold shares of a fund; (ii) communicating with shareholders, including the mailing of regular statements and confirmation statements, distributing fund - related materials, mailing prospectuses and reports to shareholders, and responding to shareholder inquiries; (iii) communicating and processing shareholder purchase, redemption and exchange orders; (iv) communicating mergers, splits or other reorganization activities to fund shareholders; and (v) preparing and filing tax information, returns and reports.

These payments or discounts are separate from, and may be in addition to, any shareholder service fees or other administrative fees the fund may pay to those intermediaries The investment adviser or its affiliates may also make cash payments out of their own resources, or provide products and services at a discount, to certain financial intermediaries that perform distribution, marketing, promotional or other distribution - related services.

Brighton - based freelance journalist, Nikki Bayley said, «It should be about providing a public service, not for profit, shareholders take precedence over customers.»

«We can not promise here that Nintendo will always provide you with online services free of charge no matter how deep the experiences are that it may provide,» Iwata said, speaking to shareholders.

All of this is made possible by new technologies and energy partners like E.ON who can provide customers with innovative products and services,» Teyssen said to shareholders in the Grugahalle in Essen, Germany.

As well recognized Toronto business lawyers provide legal services for all matters in Business Law, Shareholder Disputes, Partnerships, Litigation, Corporate Law, legal and strategic expertise including mergers and acquisitions, public and private company reorganizations, major transactions, corporate governance, directors» & officers» duties & liabilities, disclosure and business structuring.

We provide a full spectrum of services, advising on incorporations, corporate records, amalgamations and reorganizations, shareholders agreements, partnership agreements, and mitigation of director liability issues.