Sentences with phrase «public sale restrictions»
If the executive is subject to Rule 144 public sale restrictions, and / or is considered a «control person» in the company, the company's general counsel must give permission to transfer and later sell the shares at acceptable times.
https://www.schwabcharitable.org/ Not exact matches
The registration of these shares of our common stock under the Securities Act would result in these shares becoming eligible for sale in the public market without restriction under the Securities Act immediately upon the effectiveness of such registration, subject to the Rule 144 limitations applicable to affiliates.
We expect to file the registration statement covering shares offered pursuant to our stock plans shortly after the date of this prospectus, permitting the resale of such shares by nonaffiliates in the public market without restriction under the Securities Act and the sale by affiliates in the public market, subject to compliance with the resale provisions of Rule 144.
The registration statement on Form S - 8 is expected to become effective immediately upon filing, and shares covered by the registration statement will then become eligible for sale in the public market, subject to the Rule 144 limitations applicable to affiliates, vesting restrictions and applicable lock - up agreements and market standoff agreements.
US / Canadian citizens and residents are not allowed to participate in the public sale due to US Security Law restrictions.
• In December 2007, the Special Administrative Board of the St. Louis Public Schools approved terms on the sale of the old Hodgen Elementary School building that included a 100 - year deed restriction prohibiting leasing of the building to medical clinics, taverns, adult entertainment facilities, and... charter schools.
To combat this, many states are placing restrictions on open - air sales of pets at these public locations.
[9] These restrictions essentially ban the sale of private label drugs in the private and public markets in Ontario and are at the heart of this appeal.
While some observers may be surprised by the public announcement, the token sale is described as being launched under Rule 506 (c) of Regulation D of the Securities Act of 1933, as amended, which, subject to compliance with certain restrictions, permits the token seller to engage in general advertising and general solicitation.