Sentences with phrase «public solicitation in»

Rule 506 (c), which allows for the use of public solicitation in private securities offerings, is bringing about a groundbreaking change in the way small companies (such as my own) finance themselves.

Not exact matches

The securities offered on this Site can only be marketed in jurisdictions where public solicitation of offerings are permitted; it is solely your responsibility to comply with the laws and regulations of your country of residence.
In Latin America, for Institutional Investors and Financial Intermediaries Only (Not for public distribution): This material is for educational purposes only and does not constitute an offer or solicitation to sell or a solicitation of an offer to buy any shares of any fund (nor shall any such shares be offered or sold to any person) in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities law of that jurisdictioIn Latin America, for Institutional Investors and Financial Intermediaries Only (Not for public distribution): This material is for educational purposes only and does not constitute an offer or solicitation to sell or a solicitation of an offer to buy any shares of any fund (nor shall any such shares be offered or sold to any person) in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities law of that jurisdictioin any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities law of that jurisdictioin which an offer, solicitation, purchase or sale would be unlawful under the securities law of that jurisdiction.
Such a public solicitation is rare in the world of economic development where companies usually conduct discreet searches and negotiate in private before announcing big moves.
A bot is thought to be behind the posting of thousands of messages to the FCC's website, in an apparent attempt to influence the results of a public solicitation for feedback on net neutrality.
There is an exception in which you are not a «beneficial owner» of shares over which you have voting power «if such voting power arises solely from a revocable proxy or consent given to such Person in response to a public proxy or consent solicitation made pursuant to, and in accordance with, Section 14 (a) of the Exchange Act by means of a solicitation statement filed on Schedule 14A.»
As long as PS Fund (along with any of its Related Persons) does not otherwise engage in (or has not otherwise engaged in) conduct that would otherwise result in its becoming an Acquiring Person by becoming the Beneficial Owner of 10 % or more of the shares of Common Stock then outstanding, PS Fund's solicitation and receipt of one or more revocable proxies from the Company's stockholders to be counted toward the number of shares of the outstanding Common Stock needed to cause a special meeting of stockholders to be called pursuant to and in accordance with the Bylaws, which proxies are given to PS Fund in response to a public solicitation of proxies made pursuant to, and in accordance with, Section 14 (a) of the Exchnage Act by means of a solicitation statement filed with the Commission on Schedule 15A, should not, of itself, cause PS Fund to become an Acquiring Person.
New SEC rules, mandated by the JOBS Act, go into effect on September 23 make public solicitation of investors legal, and companies are getting ready for what could be a revolution in how the media is used by NewSpace startups.
'' [T] he salient feature of a securities transaction is the public solicitation of venture capital to be used in a business enterprise... this subjection of the investor's money to the risks of an enterprise over which he exercise no managerial control is the basic economic reality of a security transaction.»
For example, an issuer contemplating a private placement in close proximity to a public offering should consider whether the public offering may have been a «general solicitation» that renders the private placement exemption unavailable for the new financing.
In all, he is facing 13 charges, stemming from his solicitations and donations to the Rangel Center of Public Service at City College of NY, errors on his financial disclosure statements, the use of a rent subsidized apartment as a campaign office, and failure to report and pay taxes on his Dominican villa.
«The general public is hereby informed that Menzgold Company Limited is not licensed by the Bank of Ghana and has no authority to engage in the solicitation, receipt of money and payment of dividends to its client.
The funding, which can go to public airports in the state, will support different projects that will be selected «through a competitive solicitation process,» the release states.
«In addition, we commend the Mayor and Deputy Mayor for Education for opening the Winston Education Campus and Fletcher - Johnson Middle School facilities for solicitation from public charter schools.
(5) the purchase or lease by such entity of a new van with a seating capacity of less than 8 passengers, including the driver, which is to be used to provide specified public transportation and for which a solicitation is made after the 30th day following the effective date of this section that is not readily accessible to or usable by individuals with disabilities, including individuals who use wheelchairs; except that the new van need not be readily accessible to and usable by such individuals if the entity can demonstrate that the system for which the van is being purchased or leased, when viewed in its entirety, provides a level of service to such individuals equivalent to the level of service provided to the general public;
(3) that the public entity seeking temporary relief has made good faith efforts tolocate a qualified manufacturer to supply the lifts to the manufacturer of such buses in sufficient time to comply with such solicitation; and (4) that any further delay in purchasing new buses necessary to obtain such lifts would significantly impair transportation services in the community served by the public entity.
(3) the purchase or lease by such entity of a new vehicle (other than an automobile, a van with a seating capacity of less than 8 passengers, including the driver, or an over-the-road bus) which is to be used to provide specified public transportation and for which a solicitation is made after the 30th day following the effective date of this section, that is not readily accessible to and usable by individuals with disabilities, including individuals who use wheelchairs; except that the new vehicle need not be readily accessible to and usable by such individuals if the new vehicle is to be used solely in a demand responsive system and if the entity can demonstrate that such system, when viewed in its entirety, provides a level of service to such individuals equivalent to the level of service provided to the general public;
FTA is also providing a limited public interest waiver for solicitations and contracts that were underway when the FAST Act was enacted in 2015.
You agree not to engage in any of the following prohibited activities: (i) copying, distributing, or disclosing any part of the Service in any medium, including without limitation by any automated or non-automated «scraping»; (ii) using any automated system, including without limitation «robots,» «spiders,» «offline readers,» etc., to access the Service in a manner that sends more request messages to the Company servers than a human can reasonably produce in the same period of time by using a conventional on - line web browser (except that Humble Bundle grants the operators of public search engines revocable permission to use spiders to copy materials from Humble Bundle for the sole purpose of and solely to the extent necessary for creating publicly available searchable indices of the materials, but not caches or archives of such materials); (iii) transmitting spam, chain letters, or other unsolicited email; (iv) attempting to interfere with, compromise the system integrity or security or decipher any transmissions to or from the servers running the Service; (v) taking any action that imposes, or may impose in our sole judgment an unreasonable or disproportionately large load on our infrastructure; (vi) uploading invalid data, viruses, worms, or other software agents through the Service; (vii) collecting or harvesting any personally identifiable information, including account names, from the Service; (viii) using the Service for any commercial solicitation purposes; (ix) impersonating another person or otherwise misrepresenting your affiliation with a person or entity, conducting fraud, hiding or attempting to hide your identity; (x) interfering with the proper working of the Service; (xi) accessing any content on the Service through any technology or means other than those provided or authorized by the Service; (xii) bypassing the measures we may use to prevent or restrict access to the Service, including without limitation features that prevent or restrict use or copying of any content or enforce limitations on use of the Service or the content therein; (xiii) sell, assign, rent, lease, act as a service bureau, or grant rights in the Products, including, without limitation, through sublicense, to any other entity without the prior written consent of such Products» (defined below) licensors; (xiv) circumventing Service limitations on the number of Products you may purchase, including, without limitation, creating multiple accounts and purchasing a total number of Products through such multiple accounts which exceed the per - user limitations; or (xv) except as otherwise specifically set forth in a licensor's end user license agreement, as otherwise agreed upon by a licensor in writing or as otherwise allowed under applicable law, distributing, transmitting, copying (other than re-installing software or files previously purchased by you through the Service on computers, mobile or tablet devices owned by you, or creating backup copies of such software or files for your own personal use) or otherwise exploiting the Products (defined below) in any manner other than for your own private, non-commercial, personal use.
The key message and supporting text summarize extensive evidence documented in the Technical Input Report.1 Technical inputs on a wide range of topics were also received and reviewed as part of the Federal Register Notice solicitation for public input.
The key message and supporting text summarizes extensive evidence documented in several foundational technical inputs prepared for this chapter, including a literature review1 and workshop reports for the Northwest and Southeast U.S. regions.230 Nearly 60 additional technical inputs related to human health were received and reviewed as part of the Federal Register Notice solicitation for public input.
The key message and supporting text summarizes extensive evidence documented in several foundational technical inputs prepared for this chapter, including a literature review1 and workshop reports for the Northwest and Southeast regions.230 Nearly 60 additional technical inputs related to human health were received and reviewed as part of the Federal Register Notice solicitation for public input.
The key message and supporting text summarizes extensive evidence documented in the Northeast Technical Input Report.17 Nearly 50 Technical Input reports, on a wide range of topics, were also received and reviewed as part of the Federal Register Notice solicitation for public input.
The key message relies heavily on extensive evidence documented in the Northeast Technical Input Report (TIR).17 Technical Input reports (48) on a wide range of topics were also received and reviewed as part of the Federal Register Notice solicitation for public input.
The key message summarizes extensive evidence documented in the Northeast Technical Input Report.17 Technical Input reports (48) on a wide range of topics were also received and reviewed as part of the Federal Register Notice solicitation for public input.
The key message and supporting chapter text summarize extensive evidence documented in the Alaska TIR.5 Technical input reports (85) on a wide range of topics were also received and reviewed as part of the Federal Register Notice solicitation for public input.
In contrast, a lawyer's communication typically does not constitute a solicitation if it is directed to the general public, such as through a billboard, an Internet banner advertisement, a website or a television commercial, or if it is in response to a request for information or is automatically generated in response to Internet searcheIn contrast, a lawyer's communication typically does not constitute a solicitation if it is directed to the general public, such as through a billboard, an Internet banner advertisement, a website or a television commercial, or if it is in response to a request for information or is automatically generated in response to Internet searchein response to a request for information or is automatically generated in response to Internet searchein response to Internet searches.
««Candidate» means a person who has made a public announcement of candidacy for non-judicial elective office and has taken or engaged in any public action in furtherance of that candidacy, declared or filed as a candidate for non-judicial elective office with the election authority, or authorized the solicitation or receipt of contributions or support for non-judicial elective office, whichever occurred first.»
In the eyes of the public, a judge's personal solicitation could result (even unknowingly) in «a possible temptation... which might lead him not to hold the balance nice, clear and true.&raquIn the eyes of the public, a judge's personal solicitation could result (even unknowingly) in «a possible temptation... which might lead him not to hold the balance nice, clear and true.&raquin «a possible temptation... which might lead him not to hold the balance nice, clear and true.»
In Cantwell v. Connecticut, the statute in question forbade solicitation for religious causes without a license with this discretionary power in the secretary of the public welfare counciIn Cantwell v. Connecticut, the statute in question forbade solicitation for religious causes without a license with this discretionary power in the secretary of the public welfare counciin question forbade solicitation for religious causes without a license with this discretionary power in the secretary of the public welfare counciin the secretary of the public welfare council:
A person becomes a candidate for judicial office as soon as he or she makes a public announcement of candidacy, declares or files as a candidate with the election or appointment authority, authorizes or, where permitted, engages in solicitation or acceptance of contributions or support, or is nominated for election or appointment to office.
See definition of «judicial candidate,» which provides that a person becomes a candidate for judicial office as soon as he or she makes a public announcement of candidacy, declares or files as a candidate with the election authority, or authorizes or engages in solicitation or acceptance of contributions or support.
These references to Ford's solicitation practices have been made public at one time or another but are buried in the trial transcripts and have been ignored by the media.
While some observers may be surprised by the public announcement, the token sale is described as being launched under Rule 506 (c) of Regulation D of the Securities Act of 1933, as amended, which, subject to compliance with certain restrictions, permits the token seller to engage in general advertising and general solicitation.
General Solicitation — It also allows small businesses to engage in general solicitations of the public in order to procure investments.
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