The term, if Dr. Johnson will forgive me, meant «to provide equity returns without
purchasing equity securities.»
The strategy will invest in foreign securities by
purchasing equity securities directly or through instruments that provide exposure to foreign companies.
Buyers can
purchase equity securities thorough a brokerage firm or individually on line.
Not exact matches
Canopy Growth Corp's (WEED.TO) Tweed Farms Inc subsidiary expects to spend at least C$ 25 million ($ 21 million) to upgrade the property, a flower farm it
purchased for about C$ 9 million in cash and
equity, with work including the installation of
security cameras and fences due to start in October.
UNDERWRITING: $ 572,000 Multicom's lead underwriter, Laidlaw
Equities Inc., in New York City, priced the
securities at $ 6.50 a share and
purchased 345,000 of the 1.1 million total shares from Multicom.
Securities purchased in an
equity crowdfunding transaction generally can not be resold or transferred for a one year period.
in the case of our directors, officers, and
security holders, (i) the receipt by the locked - up party from us of shares of Class A common stock or Class B common stock upon (A) the exercise or settlement of stock options or RSUs granted under a stock incentive plan or other
equity award plan described in this prospectus or (B) the exercise of warrants outstanding and which are described in this prospectus, or (ii) the transfer of shares of Class A common stock, Class B common stock, or any
securities convertible into Class A common stock or Class B common stock upon a vesting or settlement event of our
securities or upon the exercise of options or warrants to
purchase our
securities on a «cashless» or «net exercise» basis to the extent permitted by the instruments representing such options or warrants (and any transfer to us necessary to generate such amount of cash needed for the payment of taxes, including estimated taxes, due as a result of such vesting or exercise whether by means of a «net settlement» or otherwise) so long as such «cashless exercise» or «net exercise» is effected solely by the surrender of outstanding stock options or warrants (or the Class A common stock or Class B common stock issuable upon the exercise thereof) to us and our cancellation of all or a portion thereof to pay the exercise price or withholding tax and remittance obligations, provided that in the case of (i), the shares received upon such exercise or settlement are subject to the restrictions set forth above, and provided further that in the case of (ii), any filings under Section 16 (a) of the Exchange Act, or any other public filing or disclosure of such transfer by or on behalf of the locked - up party, shall clearly indicate in the footnotes thereto that such transfer of shares or
securities was solely to us pursuant to the circumstances described in this bullet point;
«Our investment strategy is premised on
purchasing long
equity securities of companies with low levels of debt on the investee company's balance sheet.»
There are 2 types of
securities you are
purchasing,
equity in a company or debt in a company that can potentially be converted into
equity.
[Subordination: The Note shall be subordinated to all indebtedness of the Company to banks, commercial finance lenders, insurance companies, [leasing or equipment financing institutions] or other lending institutions regularly engaged in the business of lending money -LSB-(excluding venture capital, investment banking or similar institutions which sometimes engage in lending activities but which are primarily engaged in investments in
equity securities)-RSB-, which is for money borrowed, [or
purchase or leasing of equipment in the case of lease or other equipment financing,] whether or not secured.]
From 1 March 2013 the Italian Financial Transaction Tax (FTT) of 0.10 % will go live on all
purchases of Italian shares and
Equity linked
securities (i.e. depositary receipts) in listed companies that have a registered office in Italy.
Mr. Giuffre has advised on
securities and stock exchange and regulatory matters, public offerings, joint venture transactions, debt and
equity financing, mergers and corporate reorganizations,
purchase and sale arrangements, corporate governance matters and various other complex commercial matters.
Investors who
purchase fixed income
securities are typically looking for higher yields and less volatility than
equities.
A portfolio manager who must
purchase foreign
securities with a heavy dividend component for an
equity fund could hedge risk by entering into a currency swap.
The standard leverage ratio is 5 - 9 to 1, meaning that for every $ 1 in
equity on the books, REITs borrow $ 5 - 9 to
purchase mortgage - backed
securities.
The adviser uses the following principal strategies: investing primarily in common stocks, selected for their appreciation potential; investing in certain event driven situations; engaging, within prescribed limits, in short sales of
equity securities; varying its common stock exposure by hedging, primarily with the
purchase or short sale of Standard & Poor's 500 Index futures contracts; and investing all or any portion of its assets in U.S. Treasury
securities.
The Fund invests primarily in
equity securities, consisting of a portfolio of between 50 - 70 domestic common stocks, preferred stocks, convertible
securities, warrants and rights, of companies that, at the time of
purchase by the Fund, have market capitalizations of $ 1.5 billion or less.
The Large Cap Fund normally invests at least 80 % of its net assets in
equity securities, consisting of domestic common and preferred stocks of large capitalization («large - cap») companies — a company, at time of
purchase by the Fund, with a market capitalization greater than or equal to the lesser of $ 10 billion or the median market capitalization of companies in the S&P 500 Index.
It holds short - term liquid
securities such as money market funds, U.S. Treasury
securities, government agency
securities or other
equity securities for liquidity purposes and to cover its obligation to
purchase securities subject to short sales in the future.
Marketable
securities are
equity or debt instruments listed on an exchange that can easily be
purchased or sold.
Long - term
equity anticipation
securities (LEAPS), with terms up to three years, let you
purchase calls at a strike price you're comfortable with while giving yourself enough time to accumulate the capital you'll need to
purchase shares before expiration.
I know it's too early to do any real analysis on the Monitronics
purchase (Yes, for those of you not following the fine print about Ascent Media, they are not only in the process of selling all their operations, but also of
purchasing Monitronics International, a large home
security firm, from the private
equity firm ABRY), but I'm going to provide my 2 cents anyway.
On the other hand, one might expect that because the CVR made up such a minor portion of the takeover
purchase price ($ 74 in cash plus one CVR per Genzyme share) and the CVR is a complex
security not appropriate for most
equity funds, there would be selling pressure until the end of the current quarter.
The Graham - Newman Partnership, as their fund was called, focused on
purchasing undervalued
equity securities.
The
equity securities in which the Fairholme Fund may invest include common and preferred stock (including convertible preferred stock), partnership interests, business trust shares, interests in real estate investment trusts («REITs»), rights and warrants to subscribe for the
purchase of
equity securities, and depository receipts.
Purchases of
Equity Securities by Closed - End Management Investment Company and Affiliated Purchasers.
When a buyer
purchases a company in the private market, he has to pay for the company
equity (including common stock, preferred shares, minority interest, etc), he has to pay off all the debt, but in return the buyer gets the cash the company has in its bank accounts and other cash equivalents in form of
securities and other liquid assets.
In
purchase accounting, the acquiring company is deemed, for valuation purposes, to have paid a cash consideration for the acquired entity even though the consideration paid can consist of cash, debt
securities and
equity securities.
At the time of
purchase, the investor's
equity is $ 50,000 (the market value of
securities of $ 100,000 minus the broker's loan of $ 50,000), and the
equity as a percent of the total market value of
securities is 50 % (the
equity of $ 50,000 divided by the total market value of
securities of $ 100,000), which is above the maintenance margin of 25 %.
The fund generally invests in
equity securities of companies that the fund's investment manager believes are undervalued at the time of
purchase and have the potential for capital appreciation.
In making this determination, the Adviser will consider, as it deems appropriate under the circumstances and among other factors: (1) the frequency of trades and quotes for the
security; (2) the number of dealers willing to
purchase or sell the
security; (3) the number of other potential purchasers of the
security; (4) dealer undertakings to make a market in the
security; (5) the nature of the
security (e.g., debt or
equity, date of maturity, terms of dividend or interest payments, and other material terms) and the nature of the marketplace trades (e.g., the time needed to dispose of the
security, the method of soliciting offers, and the mechanics of transfer); and (6) the rating of the
security and the financial condition and prospects of the issuer.
The Fund may also engage in other currency transactions such as currency futures contracts, currency swaps, options on currencies, or options on currency futures, or it may engage in other types of transactions, such as the
purchase and sale of exchange - listed and OTC put and call options on
securities,
equity and fixed - income indices and other financial instruments; and the
purchase and sale of financial and other futures contracts and options on futures contracts.
Such performance can be impacted by a number of risk factors, including but not limited to (i) the level of price volatility (
equity securities generally have greater price volatility than debt
securities, (ii) changes in interest rates, and (iii) the ability of the manager to
purchase or sell a
security in a timely manner at desired prices.
Purchase or sell commodities, commodity contracts or real estate, including interests in real estate limited partnerships, provided that the fund may (1) purchase securities of companies that deal in real estate or interests therein (including REITs); (2) purchase or sell futures contracts, options contracts, equity index participations and index participation contracts; and (3) purchase securities of companies that deal in precious metals or interests
Purchase or sell commodities, commodity contracts or real estate, including interests in real estate limited partnerships, provided that the fund may (1)
purchase securities of companies that deal in real estate or interests therein (including REITs); (2) purchase or sell futures contracts, options contracts, equity index participations and index participation contracts; and (3) purchase securities of companies that deal in precious metals or interests
purchase securities of companies that deal in real estate or interests therein (including REITs); (2)
purchase or sell futures contracts, options contracts, equity index participations and index participation contracts; and (3) purchase securities of companies that deal in precious metals or interests
purchase or sell futures contracts, options contracts,
equity index participations and index participation contracts; and (3)
purchase securities of companies that deal in precious metals or interests
purchase securities of companies that deal in precious metals or interests therein.
The Chautauqua Global Growth Fund invests primarily in
equity securities of both U.S. and non-U.S. companies with medium to large market capitalizations (i.e., those with market capitalizations in excess of U.S. $ 5 billion at the time of
purchase).
The fund generally invests in large capitalization
equity securities of emerging market companies that, in the subadviser's opinion, are undervalued at the time of
purchase based on fundamental value analysis employed by the subadviser.
Steve's practice includes private placements and other sales and
purchases of debt or
equity securities; mergers, asset acquisitions and sales; formation and representation of private
equity funds, venture capital funds and hedge funds; entity selection and formation (including drafting complex limited liability company and partnership agreements and corporate charters having multiple classes of common and preferred stock); and general contract review.
His practice involves a wide variety of corporate transactions, including the acquisition, financing and disposition of business entities through asset and stock
purchase transactions; entity selection and formation; sales of debt and
equity securities, negotiation and drafting
purchase agreements; employment agreements, licensing agreements and other contracts; and general corporate matters.
The
Securities Law group is composed of seasoned attorneys who have experience representing businesses with various interests in raising money from investors, creating partnerships and other business entities, merger and acquisition transactions which almost always involve securities issues, sale of businesses, broker dealer issues, employees receiving equity - based compensation, and representing individual clients who wish to invest in companies and purchase or se
Securities Law group is composed of seasoned attorneys who have experience representing businesses with various interests in raising money from investors, creating partnerships and other business entities, merger and acquisition transactions which almost always involve
securities issues, sale of businesses, broker dealer issues, employees receiving equity - based compensation, and representing individual clients who wish to invest in companies and purchase or se
securities issues, sale of businesses, broker dealer issues, employees receiving
equity - based compensation, and representing individual clients who wish to invest in companies and
purchase or sell stocks.
Rutenberg counsels hedge funds, private
equity firms, broker - dealers and other global financial institution clients on legal issues related to the
purchase and sale of loans and
securities of distressed and bankrupt companies both domestically and in Europe.
We handle traditional bank, project, and structured financings; real estate financings; securitization transactions; derivatives; private placements, debt, and
equity securities offerings; ESOP financings; workouts and bankruptcies; cross-border insolvencies; multinational restructurings; and
purchases of assets from bankruptcy estates and foreclosure sales.
Significant matters / transactions include: Advised Xstrata South Africa (Proprietary) Limited on its offer to
purchase Lonmin plc's entire issued share capital, # 5 billion Advised Telkom SA Limited on its unbundling of a 35 % stake in Vodacom Group (Proprietary) Limited, R35 billion Advised Edgars Consolidated Stores Limited on its acquisition by Bain Capital, R25, 5 billion Advised The Standard Bank of South Africa Limited and FirstRand Bank Limited (acting through its Rand Merchant Bank division) on the introduction of BEE
equity participation in Sasol Limited and their arranging financing therefore, R25, 4 billion Advised FirstRand Bank Limited (acting through its Rand Merchant Bank division) and Nedbank Limited (acting through its Nedbank Capital division) as lenders to Richards Bay Titanium (Proprietary) Limited and Richards Bay Mining (Proprietary) Limited, R19 billion Advised Citibank N.A. on a bridge loan granted to Turquoise Moon Trading 427 (Proprietary) Limited by Citibank N.A. and JP Morgan Chase, R10 billion Advised British American Tobacco plc on its secondary listing on the JSE, R550 billion Advised Pioneer Foods Limited on its listing on the JSE Securities Exchange, R6 billion Advised the South African National Roads Agency Limited in respect of the Gauteng Freeway Improvement Project involving the construction and upgrade of the Gauteng freeway and the procurement of an open road tolling system, R44 billion Advised Absa Bank Limited (acting though its Absa Capital division), FirstRand Bank Limited (acting through its Rand Merchant Bank division) and Vunani Capital (as co-lead arrangers) and the South Africa National Roads Agency Limited (as issuer) on the establishment of its South African Guaranteed Domestic Medium Term Note Programme and the subsequent issue of notes thereunder, R32 billion Advised Shoprite Checkers (Proprietary) Limited on the proposed Brait Private Equity private equity buy - out (this did not proceed), R12 billion Advised Reclamation Holdings (Proprietary) Limited and various shareholders on the acquisition by Capitalworks Private Equity SP GP (Proprietary) Limited and Old Mutual Life Assurance Company South Africa Limited of a 20 % equity stake in Reclamation Holdings (Proprietary) Limited from various shareholders, R511 million Clients include: Multinationals, listed companies, financial institutions, entrepreneurs and Gove
equity participation in Sasol Limited and their arranging financing therefore, R25, 4 billion Advised FirstRand Bank Limited (acting through its Rand Merchant Bank division) and Nedbank Limited (acting through its Nedbank Capital division) as lenders to Richards Bay Titanium (Proprietary) Limited and Richards Bay Mining (Proprietary) Limited, R19 billion Advised Citibank N.A. on a bridge loan granted to Turquoise Moon Trading 427 (Proprietary) Limited by Citibank N.A. and JP Morgan Chase, R10 billion Advised British American Tobacco plc on its secondary listing on the JSE, R550 billion Advised Pioneer Foods Limited on its listing on the JSE
Securities Exchange, R6 billion Advised the South African National Roads Agency Limited in respect of the Gauteng Freeway Improvement Project involving the construction and upgrade of the Gauteng freeway and the procurement of an open road tolling system, R44 billion Advised Absa Bank Limited (acting though its Absa Capital division), FirstRand Bank Limited (acting through its Rand Merchant Bank division) and Vunani Capital (as co-lead arrangers) and the South Africa National Roads Agency Limited (as issuer) on the establishment of its South African Guaranteed Domestic Medium Term Note Programme and the subsequent issue of notes thereunder, R32 billion Advised Shoprite Checkers (Proprietary) Limited on the proposed Brait Private
Equity private equity buy - out (this did not proceed), R12 billion Advised Reclamation Holdings (Proprietary) Limited and various shareholders on the acquisition by Capitalworks Private Equity SP GP (Proprietary) Limited and Old Mutual Life Assurance Company South Africa Limited of a 20 % equity stake in Reclamation Holdings (Proprietary) Limited from various shareholders, R511 million Clients include: Multinationals, listed companies, financial institutions, entrepreneurs and Gove
Equity private
equity buy - out (this did not proceed), R12 billion Advised Reclamation Holdings (Proprietary) Limited and various shareholders on the acquisition by Capitalworks Private Equity SP GP (Proprietary) Limited and Old Mutual Life Assurance Company South Africa Limited of a 20 % equity stake in Reclamation Holdings (Proprietary) Limited from various shareholders, R511 million Clients include: Multinationals, listed companies, financial institutions, entrepreneurs and Gove
equity buy - out (this did not proceed), R12 billion Advised Reclamation Holdings (Proprietary) Limited and various shareholders on the acquisition by Capitalworks Private
Equity SP GP (Proprietary) Limited and Old Mutual Life Assurance Company South Africa Limited of a 20 % equity stake in Reclamation Holdings (Proprietary) Limited from various shareholders, R511 million Clients include: Multinationals, listed companies, financial institutions, entrepreneurs and Gove
Equity SP GP (Proprietary) Limited and Old Mutual Life Assurance Company South Africa Limited of a 20 %
equity stake in Reclamation Holdings (Proprietary) Limited from various shareholders, R511 million Clients include: Multinationals, listed companies, financial institutions, entrepreneurs and Gove
equity stake in Reclamation Holdings (Proprietary) Limited from various shareholders, R511 million Clients include: Multinationals, listed companies, financial institutions, entrepreneurs and Government
In the current environment of low interest and
equity growth, which will change in unpredictable fashion in the future, the ones giving the largest return in the latter years of a long lifetime (upper quartile of life expectancy) appear to be: first, delaying Social
Security as long as possible; second,
equities; third, longevity annuities like QLACs, especially
purchased early; fourth, bonds.
Furthermore, the rights to
purchase RepuX Tokens pursuant to the SAFTs are likely considered a
security under U.S.
securities law and because there is the possibility that the Pre-Sale and the Token Sale may surpass 2,000 investors, RepuX may have more than 2,000 holders of record of its
equity securities following the Pre-Sale.
First
Security has a
purchase agreement with ContiFinancial (NYSE: CFN), which has a 33 %
equity interest in First
Security Commercial Mortgage.
As the first TIC mega-transaction, Puente Hills proved that small real estate investors could combine their
equity, qualify for a large commercial mortgage - backed
securities (CMBS) loan, and
purchase an institutional - quality property.