Sentences with phrase «qualify as accredited investors»

some investors don't understand the risks of investing under the accredited investor exemption, or don't qualify as accredited investors; and

«The Commission could consider leaving the current income and net worth thresholds in the accredited investor definition in place, but limiting investments for individuals who qualify as accredited investors solely based on those thresholds to a percentage of their income or net worth (e.g., 10 % of prior year income or 10 % of net worth, as applicable, per issuer, in any 12 - month period).»

Develop an investor examination for individuals to qualify as accredited investors, which would enable financially sophisticated investors to be included regardless of wealth.

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

If those rules had already been implemented, then Dinner Lab would have been able to tap those 750 investors who expressed interest in investing in Dinner Lab, but don't qualify as accredited investors.

To qualify as an accredited investor, you have to meet at least one of several financial conditions.

Potential changes to securities laws could decrease the number of households qualifying as accredited investors from approximately 8.5 million to...

In general, to qualify as an Accredited Investor, individuals must have a net worth of more than $ 1 million (excluding their primary residence), or gross income for each of the last two years of at least $ 200,000 ($ 300,000 jointly with their spouse) with the expectation of a similarly qualifying income during the current year.

The SEC also estimates that only an estimated 8.7 million U.S. households qualified as accredited investors in 2010.

Under today's federal securities laws, only individuals and entities that qualify as an accredited investor can legally take advantage of startup investing opportunities under minimal limitations.

An entity that is not a natural person (e.g., Fund, Corporation) generally qualifies as an accredited investor if it has at least $ 5M in assets or if all of the owners of that entity are themselves accredited investors.

If you are considering investing in a private offering and would like to know if you qualify as an accredited investor, the SEC has prepared an Investor Bulletin which may be helpful.

Also, individuals with a net worth of at least $ 1 million would qualify as an accredited investor.

If you qualify as an accredited investor you can simply create an account by visiting the SoFi website.

By clicking submit, I certify that I have read, understand, and qualify as an accredited investor as that definition is written in the «accredited investor» link.

The Excalibur action stemmed from a private placement of shares and warrants in a Chinese corporation called Southern China Livestock that were marketed and sold by the company's American owners to persons who qualified as accredited investors under the U.S. Securities Act of 1993.

According to the SEC, only about 7.2 percent of U.S. households qualified as accredited investors in 2010.

Not exact matches

Her TriLinc Global Impact Fund, with individual investments as low as $ 2,000, is among only a handful of financial vehicles available to «retail» investors, the approximately 50 million U.S. households who don't qualify as high net - worth, or «accredited,» investors.

Yes, non-US investors can invest using CoinList as long as they meet US accredited investor or qualified purchaser requirements.

By tapping only well - heeled «accredited» and institutional investors, who are viewed by regulators as less in need of protection when they invest, the peer - to - peer marketplace lenders qualify for the prospectus exemption.

Alternative investments, such as hedge funds, private equity, private debt and private real estate funds are not suitable for all investors and are only open to «accredited» or «qualified» investors within the meaning of U.S. securities laws.

The investment products managed by the firm are open only to investors who are both (i) «accredited investors» as defined in Rule 501 (a) of Regulation D promulgated by the U.S. Securities and Exchange Commission («SEC») pursuant to the Securities Act of 1933, and (ii) «qualified clients,» as defined in Rule 205 - 3 promulgated by the SEC pursuant to the investment advisers act of 1940, as amended.

Alternative investments, such as hedge funds and private equity funds are only available to persons who are «accredited investors» or «qualified purchasers» within the meaning of U.S. securities laws.

Generally, to be qualified as an «accredited investor» you should be earning at least $ 200,000 a year individually, or $ 300,000 jointly, and have at least $ 1 million net worth.

These rules impose additional sales practice requirements on broker - dealers that recommend the purchase or sale of penny stocks to persons other than those who qualify as «established customers» or «accredited investors.»

Generally, only those with significant wealth who qualify as «accredited investors» may consider this option».