Sentences with phrase «rather than a broker»

Hey Tawcan, I believe you need to go through the corporate transfer agent rather than the broker to get the discount.

Because we are a lender rather than a broker, we can decide who we lend to without consulting a third party.

The same JD Power And Associates study reports that 48 % of Generation Y consumers get insurance quotes from websites (rather than brokers / agents).

Your clients may need mortgages from time to time, but you probably refer that out to a mortgage broker you trust, rather than brokering the mortgage yourself.

Not exact matches

Both of these solutions seem to imply that the majority of the harassment comes from venture capitalists, rather than any other group of industry power brokers.

According to Macey and Swensen, brokers frequently send their orders to the exchange where they are offered a rebate, rather than where it would be done the most efficiently.

The classic view of Bloomberg is that its vast, money - spinning data - terminal business is almost unassailable, thanks to the fact that most brokers and fund managers would rather give up their first - born than go without their Bloomberg machine.

The new regulation also forces fund managers to pay brokers and banks separately for research and trading services, rather than just one combined fee for both activities.

NEW YORK (Reuters)- Wary of brokers who make their money by «riding the calendar» of new stock and bond issues rather than patiently building the firm's wealth management business, Morgan Stanley is cracking down where it hurts the most: compensation.

It made the banks and brokers our clients, rather than us trying to go to the end users ourselves.

Other characteristics that are shared due to the common methodology include: (1) The estimates encompass both transfers and changes in society's real resources (the latter being benefits in the context of the 2016 RIA but costs in this RIA because gains are forgone); (2) the estimates have a tendency toward overestimation in that they reflect an assumption that the April 2016 Fiduciary Rule will eliminate (rather than just reduce) underperformance associated with the practice of incentivizing broker recommendations through variable front - end - load sharing; and (3) the estimates have a tendency toward underestimation in that they represented only one negative effect (poor mutual fund selection) of one source of conflict (load sharing), in one market segment (IRA investments in front - load mutual funds).

Particularly, several insurance carriers with affiliated broker - dealer networks have indicated that they will attempt to comply with the best interest contract exemption, rather than exiting certain lines of business.

That rule was targeted at retirement accounts and required brokers to act in their clients «best interests rather than their own.

This would mean brokers could take undisclosed kickbacks to push certain products, and place their interests ahead of their customers — recommending mutual funds and other products that earned them the highest fees, rather than served the interests of clients.

It does this by charging the broker a fee rather than you.

Because Nadex charges a flat fee per contract rather than reaping a profit when losing trades are made like a broker does, when you stay at Nadex, they make more money.

Rather than lobbying against the new fiduciary rule, brokers should be looking for new ways to deliver cost - effective and high quality advice.

The court found that a stock trading plan established by the company's chairman, pursuant to which a broker, rather than the chairman himself, would liquidate a portion of the chairman's stock in the company, did not preclude potential liability for insider trading.

LaMothe says brokers who are selling the entire bank — rather than being totally focused on wealth management — will not provide the best possible planning and investment advice.

This is a truly absurd amount that totally defies reality and any binary options broker that traded with such a user would find themselves insolvent within a matter of weeks (remember that in binary options the broker functions more as the house in a casino rather than a true broker and that a customer's gain is their loss).

The reply also claimed that the agency was able to obtain higher prices by making one - off deals with recyclables brokers rather than entering into a fixed - price contract following a competitive bidding process.

Like Silver, Heastie's strengths also lie in being an inside power broker, rather than a more public figure or stand out debater in the Assembly.

In contrast to researchers, knowledge brokers «need a desire to know a lot about several things rather than a huge amount about one small thing,» she says.

Virtually all of them did, creating what Meryl Streep called «a thick black line» that wound its way up the red carpet and into the Beverly Hilton, where winner after winner thanked the power of women rather than the usual laundry list of power brokers.

«Rather than being a story of inside politics or a small group of power brokers, the story of school funding reform in Illinois is one that is truly focused on the story of organized people.»

In a world where traditional publishers are still basically brokering to sell and warehouse paper rather than books (i.e. sticking to an antiquated business model in a market where ebooks are rapidly growing to be the majority of sales and shouldn't be ignored), this is a landmark deal.

Rather than a devastatingly beautiful femme fatale, Cleopatra, according to Schiff, was a shrewd power broker who knew how to use her manifold gifts — wealth, power, and intelligence — to negotiate advantageous political deals and military alliances.

If your broker's or exchange systems slow down at that point it could cause your Stop Market Buy to execute at $ 12.00 rather than $ 10.00.

Rather than lending money directly, brokers arrange transactions.

Some home buyers wonder why they should consider using a mortgage broker rather than doing all the legwork of shopping for home loans on their own.

Street name: Form of registration for a security where it is held in the name of the broker / dealer carrying the account rather than in the name of the customer owning the security.

Brokers arrange transactions rather than lending money directly; in other words, they find a lender for you.

«It's really critical that you hire your own independent surveyor, rather than having the boat's broker provide one for you,» says Baker.

So as a result, you're probably best off going with the cheapest one so that more money goes towards investing rather than paying a broker.

The reality is that most lenders and brokers aren't out to fleece customers and the complexity of the home loan process — rather than anyone's malfeasance — takes the blame for some of the obstacles consumers face.

A brokerage term for securities held in the name of the broker, rather than in the name of the person who purchased them.

However, funds referring to themselves as «no - load» may still charge a variety of other fees, including purchase fees, account maintenance fees, and redemption fees (similar to back - end loads but paid to the mutual fund rather than a selling broker).

Most advisers and brokers just take the fee out of your returns rather than having you hand them over a physical check.

The identification rules are different when you sell shares represented by certificates that are in your custody (rather than held by your broker).

If broker - dealers adopt NextShares rather than mandating new mutual fund share classes, funds will avoid millions in additional share class expenses.

Moreover, with NextShares, broker - dealers could create a single, uniform standard for a marketing support (revenue - sharing) arrangement with fund companies, rather than relying on a series of complex, one - off agreements that differ for every company and every share class.

(rather than buying a brokered lead that could have been sold ten times.)

The consequence of using the application - based trading platforms (rather than the web - based ones) is that the application based trading platforms are associated with monthly platform fees starting at $ 150 USD (for Edge Trader Pro) and going as high as $ 1344 USD per month (for IRESS and factoring in the 20 % markup charged by Virtual Brokers for this platform).

clicking on a «contact agent» button can redirect traffic to a different broker who paid for the placement rather than the listing agent

To further cut your commission costs, consider buying the shares through a discount broker, rather than a full - service broker.

Never mind paying a broker more rather than incurring losses on your investments.

I'm not saying I was given accurate information, the person I was speaking to was more like a low - level assistant rather than a licensed broker.

So we give a tiny range to execute a trade rather than an exact level (which can be different anyway due to dissimilarity in price feeds amongst brokers by a pip or 2).

While these types of brokers often charge higher commissions than discount brokers, it is well worth to be properly educated as you will be able to trade more effectively rather than worrying about the trading cost itself.

In 2017, trading online through a discount broker, rather than with a full - service broker, has become the preferred option for many investors.