Sentences with phrase «received at the broker»

Not exact matches

Reuters calculated that from 2011 through 2015, private brokers received at least 50,000 bodies and distributed more than 182,000 body parts.

Two weeks earlier, he had gotten a call from the company's largest shareholder, Texas - based fund manager US Global Investors Inc., warning that a broker at another firm had received an anonymous call, saying Muddy Waters was about to publish a report on Silvercorp and US Global should dump its stock.

If you have Shares held in one or more «street names,» you must complete, sign, date, and return to each bank, broker, or other nominee through which you hold Shares each voting instruction form received from that bank, broker, or other nominee (or obtain a proxy from each such nominee holder if you wish to vote in person at the 2015 Annual Shareholders» Meeting).

Generally speaking, brokers and exchanges are not yet required to report cryptocurrency transactions to the I.R.S., as they do when you sell a stock at a profit or loss (and you receive a 1099 - B or a 1099 - DIV for a mutual fund).

By shifting FX conversion to the point when the trade is executed and performing it at the Exchange level rather at the broker level, we believe you can trade with more certainty and confidence and receive better fills for your cross-border trades.

According to U.S. Securities and Exchange Commission (SEC), Stewart avoided a loss of $ 45,673 by selling all 3,928 shares of her ImClone Systems stock on December 27, 2001, after receiving material, nonpublic information from Peter Bacanovic, who was Stewart's broker at Merrill Lynch.

«When I bought XIV at $ 95 today, I received a warning from my broker along the lines of, «Either you are really stupid, or you are too smart to be using Vanguard,»» one user wrote.

In a demonstration of how things work in Albany, the company was a broker for the Office of General Services at the time and received a 2 percent commission on all insurance policies written for properties and facilities OGS managed.

May 22, 2018 • The White House is brokering a meeting between the Justice Department and Congress at which lawmakers will receive highly secret information about the Russia investigation.

ML Wealth does not participate, at this time, in wrap fee programs, which are arrangements between broker - dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a «bundled» form.

If the stock goes up such that you've exhausted your buffer you'll receive what's known as a «margin call» where your broker either requires you to wire in more money or sell part or all of your position at a loss to avoid further losses.

It said at the time the highest commission for both existing and new affiliates would receive from the broker is $ 80 per lot.

If the broker has a 25 % maintenance requirement, you can see the stock price at which you'd receive a margin call.

At tax time, you will receive a statement from the broker about how much you contributed and you can claim that on your Form 1040.

Our covered call SMA strategies are offered on institutional wire house and regional broker - dealer WRAP platforms at a price point where investors receive value.

Open and fund a new account at Virtual Brokers with at least $ 5,000 and you may be eligible to receive 3 months of commission - free equity trading and a $ 150 USD / mo credit towards Edge Trader Pro for 3 months.

If you are a client at one of the brokers that have recently lowered their trading commissions, you should note that all qualifying accounts may not automatically receive the lower rate.

Similarly, assuming you click through from links on this site, we receive a referral fee if you sign up with online advisors Finhabits or Personal Capital, open an account at discount brokers TD Ameritrade or Ally Invest (formerly TradeKing), sign up with digital savings assistant Trim, use H&R Block or TurboTax, use CreditSesame.com, get legal documents through LegalZoom, subscribe to Bloomberg Businessweek, or make a purchase from Barnes & Noble.

Brokerage at the rate of Re1.00 (Rupee one only) per Rs. 100 will be paid to the brokers including PPF and UTI agents registered with the Receiving Office and also to authorized banks on the applications tendered by them on behalf of their clients and bearing their stamp.

Open and fund a new account with Virtual Brokers with at least $ 5,000 and you may be eligible to receive up to two months of trading at $ 4.99 per trade (maximum of 15 trades per month).

If you are transferring a «nominee account» (typically one held at a broker) to a «client name» account (typically one held directly with a mutual fund company), and you are transferring securities other than mutual fund units of the receiving institution, then you probably need to transfer - in - cash.

If you («Referring Friend») choose to refer our services to your friends (each, a «Referred Friend»), you may indicate in your communication to your Referred Friends that you will be eligible to receive a referral fee of $ 25 for each referral and + $ 50 bonus for every 3rd (third) referrals to Virtual Brokers by January 31, 2017, credited to your Virtual Brokers brokerage margin account as described below by March 31, 2017 and the account of the Referred Friend is activated and funded with at least $ 1,000 in net equity.

Your broker would require you to put up a margin deposit of at least 10 percent of the strike price times 100 shares, or $ 3,000 per contract, plus the premium received.

By pressing Subscribe, I understand I will receive the Smarter Investing newsletter by email from Interactive Brokers Asset Management, and I can unsubscribe at any time by using the links provided in those emails.

«Your condo can be fine but at the end of the year you could receive a bill that says $ 3,500,» added Martin Rivard, an insurance broker in Boynton Beach originally from Shawinigan, Que.

Open and fund a new account with Virtual Brokers with a deposit of at least $ 5,000 and receive cash back commission rebates on the first 20 Canadian or US ETF trades made by September 30, 2017.

2006 Morningstar comment on American Funds: «It has become clear that brokers at firms such as Edward Jones, Morgan Stanley, and others have sold funds because they have received kickbacks from fund firms to do so.

The fund may loan portfolio securities to qualified broker - dealers or other institutional investors provided: (1) the loan is secured continuously by collateral consisting of U.S. government securities, letters of credit, cash or cash equivalents or other appropriate instruments maintained on a daily marked - to - market basis in an amount at least equal to the current market value of the securities loaned; (2) the fund may at any time call the loan and obtain the return of the securities loaned; (3) the fund will receive any interest or dividends paid on the loaned securities; and (4) the aggregate market value of securities loaned will not at any time exceed one - third of the total assets of the fund, including collateral received from the loan (at market value computed at the time of the loan).

On Tuesday afternoon I received a copy of the Inspector General's audit of the APHIS Animal Care Program — Inspections of Problematic Dealers. This report was not based on a handful of breeders, either. In fact, the report looks at 4,250 violators. The inspection was spurred by significant media coverage concerning large - scale dog dealers (i.e., breeders and brokers), animal rights groups, Congress and the public.

Michael Jordan, Account Executive at insurance broker HUB International, received the 2015 George Gerth Volunteer of the Year Award for his service as an active Downtown Santa Barbara board member since 2010.

• Most sellers only receive as little as between 13 — 21 % of the value of the policy • All policies apply including term insurance • Brokers and other purchasers take a commission as high as around 9 % to as high as 30 % • Most brokers will only consider people who are over the age 65 or will only consider those with a chronic or terminal illness, and have policies worth at least $ 100,000 • Selling you policy can have tax implications • Selling your policy may affect your ability to qualify for government sponsored programs • You lose control of your death benefits • The buyer has access to all your medical reports including curreBrokers and other purchasers take a commission as high as around 9 % to as high as 30 % • Most brokers will only consider people who are over the age 65 or will only consider those with a chronic or terminal illness, and have policies worth at least $ 100,000 • Selling you policy can have tax implications • Selling your policy may affect your ability to qualify for government sponsored programs • You lose control of your death benefits • The buyer has access to all your medical reports including currebrokers will only consider people who are over the age 65 or will only consider those with a chronic or terminal illness, and have policies worth at least $ 100,000 • Selling you policy can have tax implications • Selling your policy may affect your ability to qualify for government sponsored programs • You lose control of your death benefits • The buyer has access to all your medical reports including current ones

You might surprised at the Mind - blowing savings people receive when using a local independent auto insurance agents and brokers.

Auto Insurance Quotes car insurance agents near meHow savvy consumers search for an independent auto or car insurance agents to get the best rates.You might surprised at the Mind - blowing savings people receive when using a local independent auto insurance agents and brokers.

At the hearing, REALTOR ® A produced a written statement from Seller X in support of his testimony and concluded that REALTOR ® B had violated Article 16 of the Code of Ethics in attempting to use confidential information received through the Board's MLS to attempt to create a referral prospect to a third broker.

At the same time, the broker also receives an email with the consumer's name and contact information for follow - up.

Immediate gratification: If an existing agent introduces the broker to a productive agent that the broker brings on, the referring agent will receive a finder's bonus immediately (have the bonus numbers hinge on the new agent's production; for example, based on the last 12 months at their current company or whatever you deem pertinent).

I have received thank you notes from the kid who vacuums and washes my car after servicing at the dealership, from mortgage brokers, cable TV installers and of course other Realtors.

The program was unveiled at the company's national convention last spring, and received «positive feedback» from brokers and agents.

«One» day after receiving Crazy Guy's ammended defence, including «The Letter», Crazy Guy receives a phone call from Mortgage Guyr's broker / boss (who after all was said and done was a very good guy / gal with me «personally» throughout the whole mess), asking Crazy guy to attend at his / her office forthwith.

He recommends that whenever brokers look at a property with a cell tower, they should ask, «Are you still receiving revenue?»

At this year's Annual General Meeting, broker Harvey Malinsky received the annual Award of Excellence that goes to someone who «contributes to the betterment of peers in the company and industry,» among other criteria.

A regulation which also was in effect at the time allowed out - of - state brokers to transact business in Louisiana under cooperating brokerage agreements with Louisiana brokers, provided the Louisiana broker received at least 50 % of the commissions or fees.

Brokers earn a commission if a listing receives a full - price offer at the top of the range or when an offer is accepted.

Brokers will receive up to 10 design templates at no cost to help them implement a company - wide brand.

After that, limits begin to kick in that would prevent various kinds of «service» providers — including doctors, lawyers, investment advisers and brokers, and professional athletes — from receiving its benefit at higher income amounts.

-62 % of agents at franchised brokerages expect to pay a fee to their broker to receive a bundle of tech tools and products.

RE-Insider ponders if, based on this precedent, individual agents and brokers may be looking at three times the amount received plus damages and attorney fees.

Individuals who have been licensed with the Real Estate Council of British Columbia for at least three out of the last five years must receive written confirmation from the Registrar of Mortgage Brokers at the Financial Institutions Commission of British Columbia stating that they are eligible to enrol in the Mortgage Brokerage Supplemental Course prior to their enrolment in the program.

This ensures that you, as the broker, will receive your fee at the loan closing while making certain that your client knows the exact terms and costs of their hard money loan.

As for brokers and agents who are worried that they will be be at a disadvantage to Howard Hanna or other Zillow advertisers, Nowak noted that agents can receive «prominent placement and contacts from their listings as long as they created a free profile on the site.»