Sentences with phrase «received by a brokerage»

Some of the best short squeeze gains occur when panic - stricken buying and even forced buying occurs when shorts are automatically made to cover due to margin calls received by their brokerage firm.

But the court denied him a percentage of commissions received by the brokerage after his departure, even if those sums were earned during his tenure.

Based on that language, the court awarded the salesperson his share of all compensation received by the brokerage prior to his departure.

A trust account is not necessary when no pre-closing funds are received by the brokerage.

certain requirements with respect to the handling of, accounting for, and payment out of trust money received by the brokerage,

(a) if a communication or cheque sent to the person entitled to claim the money is returned undelivered to the brokerage, the date on which the returned communication or cheque is received by the brokerage;

(a) when a referral fee is received by a brokerage in relation to trading services, and the only trading service provided by the brokerage is the referral of a person to a licensee or a licensee to a person for the purposes of a licensee providing real estate services; or

(b) when a referral fee is received by a brokerage in relation to strata management services or rental property management services.

5 - 15.1 (1) Money received by a brokerage on account of remuneration for real estate services is to be considered earned for the purposes of section 27 (4.1)[exceptions from payment into trust account] of the Act in the circumstances described in this section.

RESA requires that deposits received by a brokerage under section 18 of the Real Estate Development Marketing Act be dealt with in accordance with the Real Estate Development Marketing Act.

The one exception to the requirement to pay all remuneration into a brokerage trust account or a commission trust account is when remuneration has already been earned when it is received by the brokerage and none of that remuneration is owed to anyone other than the brokerage itself.

If the same designated agent acts for both parties to the trade, the full remuneration received by the brokerage for the services provided to both clients must be disclosed as required under subsection (2).

after the rental property management services, strata management services, or the recommendation for which the money was received by the brokerage have been provided, or

In addition to maintaining separate trust accounts, when strata fees that include contingency reserve funds or special levy payments of a section are received by the brokerage, the brokerage must transfer the portion of the fee that relates to the contingency reserve fund or special levy to the contingency reserve fund trust account or special levy trust account of the section, as the case may be, within the time period set out in section 7 - 9 (4) of the Rules.

Not exact matches

Stockholders sharing an address whose shares of common stock are held by such entities, who now receive multiple copies of our proxy materials and who wish to receive only one copy of these materials per household, should contact their brokerage firm, bank, or other similar entity to request that only one set of these materials be delivered in the future.

If your shares are held in street name, you may vote your shares before the meeting over the internet by following the instructions on the Notice you received or, if you received a voting instruction form from your brokerage firm, bank, or other similar entity by mail, by completing, signing, and returning the form you received.

If you would like to revoke your consent to householding and in the future receive your own Notice of Internet Availability of Proxy Materials (or your own set of proxy materials, as applicable), or if your household is currently receiving multiple copies of the same items and you would like in the future to receive only a single copy at your address, please contact Householding Department by mail at 51 Mercedes Way, Edgewood, New York 11717, or by calling 1-800-542-1061, and indicate your name, the name of each of your brokerage firms or banks where your shares are held, and your account numbers.

You may provide these instructions by voting via the Internet, by telephone, or (if you have requested paper copies of proxy materials through your bank, brokerage firm, or other nominee) by returning a voting instruction form received from that institution.

Great pricing is a result of volume buying — something you receive thanks to the many institutional - sized orders placed by hedge funds, pensions funds, institutional investors, and high - net - worth brokerage clients all trading alongside you on the platform.

If your shares are held in street name, you may vote your shares before the meeting over the internet by following the instructions on the notice of internet availability of proxy materials you received or, if you received a voting instruction form from your brokerage firm, bank, or other similar entity by mail, by completing, signing, and returning the form you received.

Binary options brokerage Novox Capital received yet another fine from its regulator, the Cyprus Securities and Exchange Commission (CySEC), in the amount of $ 5,000, according to a notice published on Friday by the authority.

the dollar amount of all interest earned on government and corporate debt obligations and short - term certificates of deposit, as well as interest earned from cash in a brokerage account; for bond ladders it represents the estimated annual income that will be received from the securities that make up the rung; the income is calculated by multiplying the coupon rate by the quantity of bonds (face value)

Brokerage at the rate of Re1.00 (Rupee one only) per Rs. 100 will be paid to the brokers including PPF and UTI agents registered with the Receiving Office and also to authorized banks on the applications tendered by them on behalf of their clients and bearing their stamp.

If you («Referring Friend») choose to refer our services to your friends (each, a «Referred Friend»), you may indicate in your communication to your Referred Friends that you will be eligible to receive a referral fee of $ 25 for each referral and + $ 50 bonus for every 3rd (third) referrals to Virtual Brokers by January 31, 2017, credited to your Virtual Brokers brokerage margin account as described below by March 31, 2017 and the account of the Referred Friend is activated and funded with at least $ 1,000 in net equity.

If the total purchase can't be completed in one trade, clients will receive shares purchased at the weighted average price paid by Vanguard Brokerage Services.

Fee - based financial advisors can receive compensation from fees paid by you and from commissions paid to them by a brokerage firm, mutual fund company, insurance company, or investment partnership.

If you don't receive your tax documents by then, please call us at 1 -800-TO-WELLS (1-800-869-3557) or 1-866-281-7436 for Brokerage customers.

The agreement between the parties specified that the salesperson was entitled to receive a percentage of the gross commissions generated by salespeople under his direction that were «collected» by the brokerage.

Brokerages that receive referrals from Costco must agree to cut their commission by 35 percent.

What possible benefit does a Seller receive if the deposit funds, after two years, are sent by the Deposit Holder, usually the Listing Brokerage, to RECO to remain in a Trust or what I call the «Dead Zone» for an indefinite time period?

The Brokerage would receive a specified commission if the Buyer purchased a property which was not otherwise listed for sale by the sellers, and specifically identified the Hazelton dairy farm as being subject to the terms of the agreement.

Any commission earned by a Brokerage is paid to them by another Brokerage that in turn receives that money from a seller, who agreed to pay it because they found value in the services they were to receive from their Brokerage.

-- the consumer pays for every single search they do by blocks of information; every application they access (e.g. maps); must first request and receive the approval of every seller and the property's buyer to view the sales price of the properties being searched; must receive the permission of every brokerage on said properties to see their private information — i.e their selling commission which frankly is not your right to know.

The basic principle of designated agency as proposed by the ATF is that, in the above scenario, both the seller and the buyer in this «in - house» transaction would be able to continue to receive the full benefit of agency representation, complete with the undivided loyalty, advice and advocacy of their respective licensee agents, while it is the brokerage that remains impartial.

It should be retained in the brokerage files for every listing and sale and the cover letter should be signed by the buyer or the seller to say they have received a copy of the Market Evaluation.

While there was no dispute that the two licensees had received Backcharge payments in the past, the court found that the Brokerage had not established a fixed Backcharge policy when a salesperson departed the Brokerage, with the evidence showing the determination of the amount of withheld commission was determined on a case - by - case basis.

Brusha and the brokerage could not on the one hand claim the benefits of an agency relationship by receiving a commission, and on the other hand, deny the existence of that relationship.

The financial records must readily distinguish between monies received and paid by the brokerage on its own account, and monies received and paid on behalf of others.

For example, it is not acceptable to provide the brokerage with a copy of a Contract of Purchase and Sale only after subjects have been removed or the deposit is received; once it has been accepted by all parties, it must be provided to the brokerage without delay.

When compared to brokerage agency where all licensees engaged by a brokerage assume the agency obligations of the brokerage in relation to each of its clients, designated agency allows for clients to continue receiving full representation in in - house transactions where different designated agents separately represent their respective clients.

A managing broker is required by section 3 - 1 (4) of the Rules to ensure that all parties to an agreement giving effect to a trade in real estate are immediately notified if a deposit that was to be held by the related brokerage is not received or if the deposit cheque or other negotiable instrument is not honoured.

-91 % of agents and associate brokers use tech products provided by their brokerages daily or a few times a week - On average, 70 % of agents are satisfied with the technology they receive from their brokerage.

A brokerage is required to maintain financial records for the brokerage which indicate the amount of money received or paid by the brokerage on its own account and on account of others.

As discussed in the question above, a brokerage acting as a dual agent, whether through one licensee or two or more licensees of the same brokerage, receives its remuneration (typically) by way of the listing contract it has entered into with the seller.

The deposit is not received by ABC Brokerage by January 31st.

Chicago, IL — October 18, 2017 — Baird & Warner received three Agents» Choice Awards by Chicago Agent magazine on October 17: Millie Rosenbloom was named Industry MVP in the City; Steve Lawrence received the award for Managing Broker of the Year, Suburbs; and BairdWarner.com was named Best Brokerage Website for a fifth time.

A brokerage licence will not be renewed unless any late filing or other fees have been received and accepted by the Commission prior to the licensing date.

10.6 (1) Despite section 7 (1)(b), (3) and (5) of the Act, a controlling individual may be engaged by a personal real estate corporation to provide real estate services on behalf of a brokerage, and may receive remuneration in relation to those real estate services from the personal real estate corporation, if all the following requirements are met:

960 DOS 03 DOS v. Vazquez - deposits; unlicensed activity; duty to supervise sales associate; failure to cooperate with DOS investigation; failure to pay judgment; sanction; broker fails to reply to DOS's request for information; broker allows two individuals to work in association with brokerage without being properly licensed; broker fails to pay judgment; broker fails to return rental deposits in two transactions where the rental was not consummated; broker fails to supervise sales associate and is accountable for monies received by salesperson and unaccounted for; in setting penalty, it is proper to consider licensees were found to have availed themselves of improper licensed real estate salespersons and to have retained an unearned commission; corporate broker's license and representative broker's license revoked and brokers ordered to pay restitution in the amount $ 7,725.00 and judgment in the amount $ 740.37

Websites operated by real estate brokerages and agents receive listings directly from multiple listing services, which provide IDX listing feeds to members.