Sentences with phrase «received by the broker»

I'm not aware of any Canadian mechanism which would allow a dividend to be considered paid / taxable without: (1) you receiving cash; (2) you receiving additional shares [which particularly in Canada is just a foolish way to accelerate tax, essentially, and basically never happens]; or (3) your funds received by a broker being automatically reinvested on your behalf [this is really the same as «you receiving cash», but you never see the money before it's used to rebuy new shares].

Section § 442 entitled «Splitting Commissions», was first enacted in 1922 and originally provided that no real estate broker shall pay any part of a fee, commission or other compensation received by the broker to any person for any service, help or aid rendered by such person to the broker in buying, selling, exchanging, leasing, renting or negotiating a loan upon any real estate unless such person is a duly licensed real estate broker or real estate salesperson associated with the broker.

Not exact matches

«Let me continue by saying that when brokers receive rebates, they are still subject to best execution,» Concannon added.

Broker non-votes (shares held by brokers that do not have discretionary authority to vote on a matter and have not received voting instructions from their clients) have no effect.

The New York Stock Exchange (NYSE) allows its member - brokers to vote shares held by them for their customers on matters the NYSE determines are routine, even though the brokers have not received voting instructions from their customers.

If your shares are held by your broker and you have not received notice of the dividend within 10 business days after the payable date, contact your broker.

Commenters favor a tougher fiduciary type standard for brokers in initial feedback received by the Securities and Exchange Commission.

The NYSE allows its member - brokers to vote shares held by them for their customers on matters the NYSE determines are routine, even though the brokers have not received voting instructions from their customers.

If your shares are held in street name, in order to ensure your shares are voted in the way you would like, you must provide voting instructions to your bank or broker by the deadline provided in the materials you receive from your bank or broker.

Everyone who registers with Binary.com will receive the equal chance to be able to receive the bonuses offered by this broker.

By shifting FX conversion to the point when the trade is executed and performing it at the Exchange level rather at the broker level, we believe you can trade with more certainty and confidence and receive better fills for your cross-border trades.

According to U.S. Securities and Exchange Commission (SEC), Stewart avoided a loss of $ 45,673 by selling all 3,928 shares of her ImClone Systems stock on December 27, 2001, after receiving material, nonpublic information from Peter Bacanovic, who was Stewart's broker at Merrill Lynch.

As a result, Bank of America customers can receive extra perks by investing with the broker.

In addition to «flat - fee - only» and «fee - offset» models, the SunAmerica Advisory Opinion provides that asset allocation services offered to participants (involving advice and even discretionary management) that are the product of a computer model developed and overseen by an independent financial expert, and subject to certain additional conditions, would allow a service provider (the broker - dealer, in this case) to avoid PTs when receiving variable / indirect compensation from its platform of investment offerings.

For withdrawals from your YesOption trading account to be processed, you need to verify your account with the broker by sending the required verification documents to [email protected] The time taken for trades to receive their money after submitting their withdrawal requests is affected by various aspects.

Brokers holding shares beneficially owned by their clients do not have the ability to cast votes with respect to the election of Directors unless they have received instructions from the beneficial owner of the shares.

The criminal complaint filed by the U.S. Attorney's Office against former Sen. Nick Spano details how the lawmaker - turned - lobbyist received monthly consulting fees from a White Plains - based insurance company that was the broker of record for the Office of General Services from 1993 through 2008.

A review of HUD data indicated that when borrowers got their closing costs paid by their sellers or through brokers» yield spread premiums, they received less benefit than expected.

Cons: Brokers receive fees, paid either by the borrower, the lender, or a combination of the two, that are generally 1 % to 2 % of the value of the loan.

With the second type of NDD broker, upon receiving your trade orders they will pass the trade orders directly to another party to be executed by the market maker's dealing desk.

While MLOs are compensated by their lender, brokers receive a commission based on the final amount of the loan.

Alpari is focused on Russia, where it is the largest retail forex broker by trading volume and number of customer, and the Commonwealth of Independent States (CIS), or the former Soviet countries.In addition to Russia, the group also received authorization and launched operations in Belarus.

They have been chosen as the best Forex broker by readers of such publications as Shares and World Finance and have received much praise for their proprietary FOREXTrader Pro platform.

Mortgage Interest Rate Lock In... when I received the GFE from the actual lender the mortgage rate on their form was higher than the GFE I signed with my broker... does the interest rate I locked in with my broker have to be honored by the lender...

Brokerage at the rate of Re1.00 (Rupee one only) per Rs. 100 will be paid to the brokers including PPF and UTI agents registered with the Receiving Office and also to authorized banks on the applications tendered by them on behalf of their clients and bearing their stamp.

It's a standard ACATS initiated by the receiving broker.

Each Prize will be forwarded to the winner within three (3) business days from the date when the winner's signed Declaration and Release Form is received by Virtual Brokers.

The graph below illustrates the volumes of Web applications received by Super Brokers in each month for all years combined.

«Credit Services Organization» does not include any of the following: (i) a person authorized to make loans or extensions of credit under the laws of this State or the United States who is subject to regulation and supervision by this State or the United States, or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act (12 U.S.C. Section 1701 et seq.); (ii) a bank or savings and loan association whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation, or a subsidiary of such a bank or savings and loan association; (iii) a credit union doing business in this State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of 1987.

(This usually comes up when a borrower starts complaining that the scores they got online were much higher than the scores received by a mortgage broker who pulled their credit.

A mortgage broker can only receive the license after successfully completing the Mortgage Broker Education Program which is approved by the Financial Services Commission of Ontario.

Your trade confirmations do not match trades you have made (it is very important to check all trade confirmations received from your broker either electronically or by regular post)

After buying two GICs, I received a statement showing $ 575 in commissions paid to my broker by a third party.

The next tier of brokers is represented by BMO InvestorLine, which did something truly innovative this year and introduced an option for clients to receive advice on portfolio building, and Scotia iTrade, which ranks well despite having raised some costs in the past year.

If you («Referring Friend») choose to refer our services to your friends (each, a «Referred Friend»), you may indicate in your communication to your Referred Friends that you will be eligible to receive a referral fee of $ 25 for each referral and + $ 50 bonus for every 3rd (third) referrals to Virtual Brokers by January 31, 2017, credited to your Virtual Brokers brokerage margin account as described below by March 31, 2017 and the account of the Referred Friend is activated and funded with at least $ 1,000 in net equity.

Additionally, please be advised that once you have submitted your loan request and the information has been received by the lenders / brokers, this information is no longer under our control.

By pressing Subscribe, I understand I will receive the Smarter Investing newsletter by email from Interactive Brokers Asset Management, and I can unsubscribe at any time by using the links provided in those emailBy pressing Subscribe, I understand I will receive the Smarter Investing newsletter by email from Interactive Brokers Asset Management, and I can unsubscribe at any time by using the links provided in those emailby email from Interactive Brokers Asset Management, and I can unsubscribe at any time by using the links provided in those emailby using the links provided in those emails.

I received and signed my Good Faith Estimate (GFE) provided to me by the mortgage broker.

You should receive a margin call when your account balance drops lower than the minimum required by your broker.

Open and fund a new account with Virtual Brokers with a deposit of at least $ 5,000 and receive cash back commission rebates on the first 20 Canadian or US ETF trades made by September 30, 2017.

The fund may loan portfolio securities to qualified broker - dealers or other institutional investors provided: (1) the loan is secured continuously by collateral consisting of U.S. government securities, letters of credit, cash or cash equivalents or other appropriate instruments maintained on a daily marked - to - market basis in an amount at least equal to the current market value of the securities loaned; (2) the fund may at any time call the loan and obtain the return of the securities loaned; (3) the fund will receive any interest or dividends paid on the loaned securities; and (4) the aggregate market value of securities loaned will not at any time exceed one - third of the total assets of the fund, including collateral received from the loan (at market value computed at the time of the loan).

On Tuesday afternoon I received a copy of the Inspector General's audit of the APHIS Animal Care Program — Inspections of Problematic Dealers. This report was not based on a handful of breeders, either. In fact, the report looks at 4,250 violators. The inspection was spurred by significant media coverage concerning large - scale dog dealers (i.e., breeders and brokers), animal rights groups, Congress and the public.

She was also included in The Network Journal's list of the «25 Influential Black Women in Business» (2007), received the Jacob K. Javits Achievement Award from Bedford Stuyvesant Restoration Corporation (2003), and was named one of «America's Top Black Lawyers» by Black Enterprise Magazine (2003) and one of that magazine's «Top 50 Black Power Brokers in Entertainment» (2002).

A premium finance agreement is an arrangement under which a premium finance agency or an insurance broker or agent advances funds to an insurance company to pay an insurance premium on behalf of the insured and receives repayment by the insured over a period of time.

Ideas that are supported by Aviva brokers, like Armour Insurance, receive a bonus oppourtunity to win.

Often, these investors — who are typically life settlement brokers or life settlement providers — will purchase a policy for far more than what can be received by simply surrendering or cashing out the policy.

Payment of disposition proceeds effected outside the United States by or through a non-U.S. office of a non-U.S. broker generally will not be subject to information reporting or backup withholding if the payment is not received in the United States.

If you fail to top up your maintenance margin account when you receive a margin call, your trade will be closed out for you by your broker.

The bitcoin address used by the Shadow Brokers never received the one million bitcoins from the NSA, but the wallet has collected over $ 12 thousand USD worth of BTC since the initial blackmailing.

The bitcoin address used by the Shadow Brokers never received the one million bitcoins from the NSA, but