Sentences with phrase «referring clients to financial»

Supported clients through the entire process from property search to signing of the contract to referring clients to financial services to the sales closing.

Conducted needs» assessments and referred clients to financial, medical, social and community assistance and services.

* COnducted needs» assessments and referred clients to financial, mediacl, social, and community assistance and services.

For instance, the Professional Standards Manual for BC realtors states that: «When a (real estate) licensee refers a client to a financial institution or a mortgage broker, the Registrar of Mortgage Brokers has determined that the licensee will be considered to have arranged the mortgage if the licensee does anything more than provide a name and contact information.

Not exact matches

The «Elder Investment Fraud and Financial Exploitation Prevention Program» (EIFFE Prevention Program) educates healthcare and legal professionals to recognize when their older patients and clients may be vulnerable to or victims of financial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance aFinancial Exploitation Prevention Program» (EIFFE Prevention Program) educates healthcare and legal professionals to recognize when their older patients and clients may be vulnerable to or victims of financial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance afinancial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance as needed.

Citigroup Global Markets Limited, which is authorised by the Prudential Regulation Authority and regulated in the UK by the Financial Conduct Authority and the Prudential Regulation Authority in the United Kingdom, is acting for Shire and no one else in connection with the matters described in this announcement and shall not be responsible to anyone other than Shire for providing the protections afforded to clients of Citigroup Global Markets Limited, or for giving advice in connection with the matters described in this announcement or any matter referred to therein.

In 2010, Dr. Taub began referring clients to another law firm that had agreed to provide significant financial backing for his research.

Male clients, referred to as «sugar daddies», join these websites with paid subscriptions as proof of their financial means.

Independent financial advisors often also work in teams and refer to a portfolio manager who can provide discretionary portfolio management for their clients» portfolios.

In Canada, Cary List, CEO of the Financial Planning Standards Council (FPSC), says that while there is no regulatory definition, the FPSC's expectation is that a fee - only relationship refers to planners whose compensation originates directly and exclusively from their clients.

The term financial innovation refers to the ongoing development of financial products designed to achieve particular client objectives, such as offsetting a particular risk exposure (such as the default of a borrower) or to assist with obtaining financing.

This increase has been remarkable for me in business and I've also been able to refer many of my personal clients to Vitesse Financial.

The «Elder Investment Fraud and Financial Exploitation Prevention Program» (EIFFE Prevention Program) educates healthcare and legal professionals to recognize when their older patients and clients may be vulnerable to or victims of financial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance aFinancial Exploitation Prevention Program» (EIFFE Prevention Program) educates healthcare and legal professionals to recognize when their older patients and clients may be vulnerable to or victims of financial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance afinancial abuse, particularly those patients with mild cognitive impairment, and then to refer these at - risk patients to State Securities Regulators, local adult protective services professionals or for further screening and assistance as needed.

National Bank Financial Group's policy is to refer its clients between Members in accordance with the needs of the client.

Referred clients who are deemed to be in financial need and unable to afford the full cost of a necessary procedure or treatment will be accepted as a PetAid client at a discount level of 50 % based solely on your referral.

• Refer you to vets who offer special low pricing to our clients • Provide information on coupons or vouchers offered by your city or county • Direct you to special programs from other humane societies • Provide subsidies to pet guardians who demonstrate financial need.

I know about a hundred financial planners, but I only refer to three of them because I know enough about them to know which clients will be a great fit.

When it comes to lawyers referring their clients and connections, there is no shortcut, no workaround and no financial incentive that will trump a strong, loyal, trusting relationship with the person to whom they are sending their clients and contacts.

«I have to make a living completely based on my ability to find realtors, mortgage brokers, financial planners, and professionals willing to refer clients to me.

(1) the client is advised in writing by that the primary service performed by one lawyer is the referral of the client to another lawyer and each lawyer assumes joint financial responsibility for the representation (i.e., the referring lawyer agrees to be financially responsible for the performance of services to the client);

The only way a CMC can advance a client's claim, which is rejected, is to refer it to the Financial Ombudsman Service (FOS), which is a lengthy process and does not always result in decisions in favour of the complainant.

When communicating with its clients about the multiple benefits of such a financial product, the megabank refers to it as the «holy grail for owners and investors.»

A good resume of a prospective financial planner should suggest that the candidate can complete tasks such as financial analysis, developing and implementing plans, assessing the financial situation of clients and referring them to organizations providing the services presented in the plan.

Responsible for servicing new and existing clients with their financial needs, writing business investments and referring customers to Financial financial needs, writing business investments and referring customers to Financial Financial Advisors.

PROFESSIONAL EXPERIENCE CASES, Memphis, TN Outreach Worker, April 2013 — Present • Identify target population and establish credibility • Encourage homeless and jobless people to participate in social integration activities • Refer clients towards appropriate resources for social support and financial stability

Office of Income Maintenance / State of Pennsylvania, Norristown • PA 2003 — 2006 Income Maintenance Case Worker Provided public assistance program support, interviewed candidates, established and maintained client «Agreement of Mutual Responsibility», assisted clients to identify and remove barriers to financial self sufficient goals, determined qualifying assistance programs and referred to appropriate and available services.

Often they will refer clients to a marriage therapist or financial advisor.

Agents should refer their clients to lawyers or financial planners to address legal questions and financial and tax considerations.

(a) financial records referred to in section 8 - 2 [account records] of these rules that relate to trust accounts maintained on behalf of the former client;

(a) financial records referred to in section 8 - 2 [trust account and general account records] of these rules that relate to trust accounts maintained on behalf of the former client;

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained

A smart QI will know when to say no and refer the question to a tax attorney, along with seeking financial advice from the client's CPA.