Sentences with phrase «reform fiduciary standards»
The Department of Labor's efforts to reform fiduciary standards are not yet in effect, so in the meantime proceed with caution.
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That's why there have been calls to reform the fiduciary standard included in the landmark 1974 retirement law ERISA, the Employee Retirement Income Security Act.
Not exact matches
Issues tackled by SFAC members through their individual efforts in 2017 included the PCAOB audit requirement, BrokerCheck, the fiduciary standard, various industry - related tax reform bill provisions, and other issues related to broker - dealers and investment advisers.
The financial reform bill passed by the House of Representatives brings retail brokers under a fiduciary standard if they supply investment advice.
Besides Rhoades, an assistant professor at Alfred State College and SUNY College of Technology, the panel featured Knut Rostad, president of the Institute for the Fiduciary Standard and panel moderator; Harvey Pitt, Former SEC chairman; and Marcus Stanley, Policy Director of Americans for Financial Reform.