Sentences with phrase «regarding agency disclosure»

Please note that the laws regarding agency disclosure have not changed, and the agency disclosure form should still be presented at first substantial contact.

Some state real estate commissions have included helpful materials on their websites regarding agency disclosure.

Not exact matches

In a written petition sent to the House Committee on Ethics dated Feb. 5, Colorado House Representative Jared Polis argued that, because cryptocurrency assets are regarded as commodities by several agencies, Congress members should follow the same financial disclosure requirement as for traditional assets.

In response to the news reports, the Financial Consumer Agency of Canada (FCAC) moved up its review of the financial sector to April, during which it plans to focus on sales practices and whether Canada's banks are following guidelines regarding express consent and disclosure.

Disclosures Founding Moms will not disclose any of your personal information to third parties without your permission except in the following circumstances: (i) to investigate and defend Founding Moms against any third party claims or allegations or otherwise to protect Founding Moms from liability, (ii) to investigate, prevent or take action regarding suspected or actual illegal activities, (iii) to assist government enforcement agencies, respond to a legal process or comply with the law, (iv) to exercise or protect the rights, property or personal safety of the users of the Service and / or (v) to protect the security or integrity of the Service.

Morton had difficulty overcoming controversy regarding his failure to properly file financial disclosure forms in 2013, and his $ 5,000 fine in 2013 by the Financial Industry Regulatory Agency for borrowing $ 315,000 from seven of his clients, resulting in his firing by LPL Financial.

Whether the conditions for the making of a disclosure order under the Proceeds of Crime Act 2002 existed or did not exist was essentially a question of fact, the question being whether there were «reasonable grounds for believing» that the material relied upon by the Serious Organised Crime Agency was likely to be of substantial value and that it was in the public interest that the material should be produced or that access to it should be given having regard to: (a) the benefit likely to accrue to the civil recovery investigation if the material was obtained; and (b) the circumstances under which the person concerned had any of the material in his possession, power or control (criteria (a) and (b)-RRB-.

Given recent disclosures, however, regarding the US National Security Agency's various global data - mining activities, it is no longer a question of whether our data is secure...

On June 9, 2017, the Canada Revenue Agency (CRA) released draft Information Circular IC00 - 1R6, which summarizes the CRA's proposed new administrative policies regarding the Voluntary Disclosures Program in relation to income tax matters.

Other commenters maintained that section 1179 of the Act means that the Act's privacy requirements do not apply to the request for, or the use or disclosure of, information by a covered entity with respect to payment: (a) For transferring receivables; (b) for auditing; (c) in connection with --(i) a customer dispute; or (ii) an inquiry from or to a customer; (d) in a communication to a customer of the entity regarding the customer's transactions payment card, account, check, or electronic funds transfer; (e) for reporting to consumer reporting agencies; or (f) for complying with: (i) a civil or criminal subpoena; or (ii) a federal or state law regulating the entity.

Comment: One comment called on other federal agencies to examine their regulations and policies regarding the use and disclosure of protected health information.

Although some commenters urged that special rules should be included for state and federal agencies that need protected health information, the Secretary rejects that suggestion because, wherever possible, the public and the private sectors should operate under the same rules regarding the disclosure of health information.

Our Asia practice includes successful representations involving: (i) numerous companies of varying size, both publicly traded and privately held, in connection with FCPA - related internal investigations and government enforcement actions involving the DOJ, the SEC, and multiple foreign enforcement agencies, (ii) numerous publicly - traded companies» boards of directors, audit committees, and special committees of the board, with regard to the conduct of internal reviews of securities disclosure and accounting concerns and other compliance, enforcement or regulatory matters, and (iii) U.S. and Chinese companies in connection with private plaintiff and U.S. government antitrust litigation and investigations, including providing advice on dealing with Chinese government antitrust investigations and enforcement actions.

full disclosure Information provided to the family by the child welfare agency regarding the steps in the intervention process, the requirements of the case plan, the expectations of the family, the consequences if the family does not fulfill the expectations, and the rights of the parents to ensure that the family completely understands the process.

An agency disclosure form is simply a disclosure and acknowledgment between the buyer and the agent regarding the agency relationship owed to the buyer and should not in any way be considered a formal contract of employment between the buyer and the agent.