Sentences with phrase «regarding financial fraud»

Kevin served as a branch chief in the Division of Enforcement of the SEC, where he led cases regarding financial fraud, market manipulation, insider trading, the Foreign Corrupt Practices Act, and municipal bond offerings.

Posts cover advisory guidance, penalties and legal action from federal regulatory bodies regarding financial fraud.

Not exact matches

Regarding the desire to earn more income, I would add one more word of caution: Beware of financial fraud - peddlers who promise extraordinary profits or «guaranteed» above - average returns.

ExED offers client schools a valuable Financial Oversight Toolkit which shares our collective wisdom regarding financial oversight best practices, and includes primers on such topics as school roles and responsibilities, fraud and mismanagement, and 50 Smart Questions about financial maFinancial Oversight Toolkit which shares our collective wisdom regarding financial oversight best practices, and includes primers on such topics as school roles and responsibilities, fraud and mismanagement, and 50 Smart Questions about financial mafinancial oversight best practices, and includes primers on such topics as school roles and responsibilities, fraud and mismanagement, and 50 Smart Questions about financial mafinancial management.

He cited personal reasons as the motivation behind stepping down, stressing it is not due to any disagreement with the company regarding its financial reporting, policies or practices or any potential fraud.

Represented financial institution in litigation regarding alleged fraud in the sale of assets of failed bank.

Assisting a leading friendly society in responding to a suspected internal fraud and advising on the investigation, asset tracing and recovery and dealing with the Financial Services Authority (FSA) regarding the client's internal systems and controls

Represented financial institution that acquired assets of failed bank in litigation regarding alleged fraud in the sale of bank assets.

Work with financial experts who will calculate the extent of your damages and offer testimony regarding the securities fraud.

Obtained dismissal of US securities shareholder class action brought against the UK's largest retail bank regarding alleged fraud in connection with acquisition of HBOS during 2008 financial crisis

The share of India in the global life insurance market grew from 2.08 % in 2014 to 2.24 % in the year 2015 - 16 as per IRDAI claim settlement reports Insurance is regarded as the safest financial instrument for investment and saving but since there are so many jumping into this business trying to reap profit, there are chances of fraud.