Sentences with phrase «register as investment managers»

In fact, a number of bodies are bringing in regulations that mean copy services have to register as investment managers.

Not exact matches

With only a high school diploma, Chou obtained his Certified Financial Analyst designation in 1985 and registered as a portfolio manager and investment counsel.

Mr. Watsa holds a BA from Hillsdale College and a Chartered Investment Manager designation and is registered with the Ontario Securities Commission as a Portfolio Manager.

archerETF Portfolio Management is a division of Bellwether Investment Management, an Ontario firm registered as a «Discretionary Portfolio Manager» with the Ontario Securities Commission.

is registered as an investment fund manager in Ontario and Newfoundland and Labrador, and as a portfolio manager and exempt market dealer in Ontario, Alberta, British Columbia and Newfoundland and Labrador.

Blake counsels asset managers and broker - dealers on all aspects of the development and distribution of alternative investment products, including registered investment companies, business development companies, and other permanent or long - term capital structures, as well as hedge funds and private equity funds.

(«East West»), an entity that is registered with the applicable securities regulatory authorities or regulator as a Portfolio Manager, Exempt Market Dealer, Commodities Trading Manager, and Investment Fund Manager.

As the SEC increases investigations and enforcement of hedge fund managers and other registered investment advisers to private funds, it is honing its focus on certain topics.

East West Investment Management is registered with the applicable securities regulators as an Investment Fund Manager, Portfolio Manager, Commodity Trading Manager and Exempt Market Dealer in Ontario.

NXRT will be externally managed by NexPoint Real Estate Advisors, L.P., an affiliate of NexPoint Advisors, the advisor for NHF, and Highland Capital Management, L.P., a leading global alternative asset manager and an SEC - registered investment advisor which, together with its affiliates, has approximately $ 19 billion in assets under management as of June 30, 2014.

Hobby also called for a period of stability to help manage costs as well as improve performance, children eligible for the Pupil Premium to be registered automatically and further investment in school business managers.

While the Investment Manager is registered with the SEC as an investment adviser, it does not comply with the Advisers Act with regard to its non-U.SInvestment Manager is registered with the SEC as an investment adviser, it does not comply with the Advisers Act with regard to its non-U.Sinvestment adviser, it does not comply with the Advisers Act with regard to its non-U.S. clients.

You may want to ask whether the manager collects fees directly from the borrower — as a brokerBroker A registered person who brings together someone who wants to buy investments with someone who wants to sell.

The Manager is a Delaware limited liability company and is registered with the Securities and Exchange Commission as an investment adviser.

Nest Wealth is registered with the applicable securities commissions as a Portfolio Manager in AB, SK, BC, QC, MB, PE, NS NB, NL and in ON as a Portfolio Manager; Exempt Market Dealer and Investment Fund Manager.

First Block Capital Inc is also registered as an investment fund manager and exempt market dealer in Ontario.

Additionally, the Fund Manager, Canopy South Capital Management, LLC, is not registered as an investment advisor under the Investment Advisors Acinvestment advisor under the Investment Advisors AcInvestment Advisors Act of 1940.