Sentences with phrase «registered dealers»

Funding portals that are operated by registered dealers are obligated to determine if the investment is suitable for your situation.

Each platform plans to rely on all available prospectus exemptions that may be applicable in the jurisdictions where they are qualified as registered dealers.

Canadian Securities Law CSA publish guidance on implementing OBSI dispute resolution mechanism The Canadian Securities Administrators today released guidance to assist registered dealers and advisers outside Quebec, which are... [more]

Exempt market dealers and registered dealers also have no interest in sharing their investor list online and risk losing their commission or future investment pool.

* CIBC U.S. Dollar Managed Portfolios are not eligible for registered accounts offered by CIBC Securities Inc., but other registered dealers or brokers may allow you to hold these portfolios in registered accounts.

On its own, Cymbria might be attractive to fans of active management due to its low fees (the management fee is waived for the first three years but there is a service fee paid to registered dealers of 1 % and operating expenses of the fund), co-ownership (the founders have invested $ 22 million of their own money), concentration etc..

The TMX Group is already waiting in the wings to launch «TSX Private Markets» giving registered dealers access to these unproven companies.

Canadian investors may only purchase or trade iShares ETFs through IIROC registered dealers, including the online brokerage firms listed above.

Canadian Securities Law CSA publish guidance on implementing OBSI dispute resolution mechanism The Canadian Securities Administrators today released guidance to assist registered dealers and advisers outside Quebec, which are now required to make the services of the Ombudsman for Banking Services and Investments (OBSI) available to clients.

Vanguard ETFs ® are managed by Vanguard Investments Canada Inc., an indirect wholly - owned subsidiary of The Vanguard Group, Inc., and are available across Canada through registered dealers.

Pastoll says the company spent six months completing the necessary paperwork and is now a registered dealer with an offering memorandum in every province except for Quebec, where it doesn't yet operate because of the language difference.

In Saskatchewan businesses must use an online funding portal, which is not required to be operated by a registered dealer.

One significant difference between the two exemptions is that to raise money through a crowdfunding portal in Alberta, businesses must use a registered dealer.

One of these funding portals is a registered dealer.

One of these funding portals is a restricted dealer and seven are registered dealers.

You can buy mutual funds from CWF, which is a registered dealer.

Registered dealers» access to the CARS Database System is restricted and controlled through a password protected portal; each dealer's access is limited to financial transaction records entered by the same dealer.

With over 500 registered dealers, in addition to the warehouse distributors GReddy products should prove very easy to find.

Nationwide Dealer Network With over 500 registered dealers, in addition to the warehouse distributors GReddy products should prove very easy to find.

They are available to the trade and we are a registered dealer for Tamarian.