Not exact matches
(2) NFA has received satisfactory evidence that the applicant has taken and passed the Futures Managed Fund Examination (Series 31) and since the date the applicant last passed
such examination, there has been no
period of two consecutive years
during which the applicant has not been either
registered as an FB or AP or FCM, IB, CTA, CPO or LTM that is a Member of NFA; and
At the request of a Client Account or Investor (other than a Client Account that is a
registered investment company under the ICA (a «Registered Fund»)-RRB-, the Firm provides that Client Account or Investor with a copy of this Part VII and a report summarizing all proxy solicitations the Firm received with respect to that Client Account during the period requested and action taken by the Firm on each s
registered investment company under the ICA (a «
Registered Fund»)-RRB-, the Firm provides that Client Account or Investor with a copy of this Part VII and a report summarizing all proxy solicitations the Firm received with respect to that Client Account during the period requested and action taken by the Firm on each s
Registered Fund»)-RRB-, the Firm provides that Client Account or Investor with a copy of this Part VII and a report summarizing all proxy solicitations the Firm received with respect to that Client Account
during the
period requested and action taken by the Firm on each
such proxy.
National legislation,
such as that at issue in the main proceedings, pursuant to which compulsory removal from the VAT
register of a company whose dissolution has been ordered by a court decision results, even where the dissolved company remains party to contracts in force and states that it has not ceased its activity
during the
period of its liquidation, in the obligation to calculate the input VAT due or paid on available assets on the date of that dissolution and to pay it to the State.