In their March 2016 paper entitled «The Market for Financial Adviser Misconduct», Mark Egan, Gregor Matvos and Amit Seru investigate the recent extent of misconduct
among registered financial advisors («advisors») and financial advisory firms in the U.S..
The company became
a registered financial advisor in 2012.
A NAPFA -
registered financial advisor is a fee - only certified financial planner (CFP) who has fulfilled additional educational and professional requirements beyond the CFP certification process.
Since it is the beginning of a new year and month, I wanted to pass along a few ways readers can help support this blog which is a part - time hobby for me (I am not
a registered financial advisor or licensed financial professional):
A registered financial advisor can help you determine the investments that are right for you based on your risk tolerance, financial goals and personal financial circumstances.
Securities professionals (FINRA -
registered financial advisors, supervisors and senior executives; SEC - registered investment advisors; state - registered investment advisors; etc..)