Sentences with phrase «registered shares he sells»

Ek will retain 37 percent voting power in Spotify regardless of how many of the newly registered shares he sells.

Not exact matches

Issuer: the legal entity that develops, registers, and sells securities (shares, bonds, notes, etc.) to finance its operations.

If you sell shares of a Franklin Templeton fund that were held indirectly for your benefit in an account with your investment representative's firm or your bank's trust department or that were registered to you directly by the Fund's transfer agent (or, to an affiliated custodian or trustee of the Fund's transfer agent), you may reinvest all or a portion of the proceeds from that sale within 90 days of the sale without an initial sales charge.

Once we register and issue these shares, they can be freely sold in the public market upon issuance, subject to the lock - up agreements.

Compliance really isn't that big a deal — it should be possible to securitize and sell shares in a ham sandwich as long as you registered the securities and traded them on a national securities exchange.

The lack of belief in the stock has recently been highlighted by the fact 16 per cent of the share register is sold short, making Syrah the third most shorted stock on the ASX.

The WCB share register is now largely made up of strategic shareholders and hedge funds, with the majority of retail shareholders having sold their stock.

Until the shares underlying the preferred stock and shares underlying the warrants are registered, they may not be offered or sold in the United States except pursuant to an exemption from the registration requirements of the Securities Act and applicable state laws.

They have sold one million iReader devices in China and hold a 40 % market share, with over 500 million registered users who regularly use their e-book reading apps for Android and iOS.

Shelf distribution: Method of distributing shares in which the seller registers the shares with the SEC, but does not immediately sell them to the public.

For most cash - > registered accounts (RRSP or TSFA) transfers you are basically treated as if you sold and then re-bought the shares for tax purposes, which might trigger capital gains.

If a sell a share and make a capital gain (outside of a registered savings account), 50 % of this capital gain is taxable as income.

Shares sold in the U.S. must either be registered with the SEC or qualify for some exemption.

or they would reject such wash it since there is a USD non registered account and I could have journaled the shares without selling?

Another positive may be that as the «activists» leave the register, the selling pressure on the share price will ease allowing the price to rise.

Davis Polk advised the underwriter in connection with the SEC - registered offering of 4,179,678 shares of common stock of OneMain Holdings, Inc. sold by Springleaf Financial Holdings, LLC on behalf of an affiliate of American International Group, Inc..

Davis Polk advised BBVA Banco Francés, S.A. in connection with its $ 400 million SEC - registered follow - on offering of 75,781,788 ordinary shares of Banco Francés, including ordinary shares sold pursuant to exercise of the underwriters» over-allotment option.

Davis Polk advised the joint book - running managers in connection with the $ 155.2 million SEC - registered follow - on offering of 4,531,001 shares of Class A common stock of Hamilton Lane Incorporated, which included 3,834,686 shares sold by the company and 696,315 shares sold by selling stockholders and the full exercise of the underwriters» option to purchase additional shares from the company.

Moreover, consistent with the federal securities laws in connection with our direct listing, we have not consulted with Registered Shareholders or other existing shareholders regarding their desire to sell shares in a public market or discussed with potential investors their intentions to buy our ordinary shares in the open market.

Giants Apple and LG lost market share, but according to the IDC report both companies registered an increase in units sold.

Two of the six components registered the largest increases last month: the share of consumers who said it's a good time to buy and those who were optimistic about selling.

Pershing Square is not a GGP insider, our shares are fully registered and freely tradable, and we have no restrictions on selling the shares owned by the funds.