Sentences with phrase «registered swap execution»

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These include TeraExchange LLC, a Swap Execution Facility (SEF) that registered with the CFTC to list a bitcoin - based swap, and has been trading to «eligible contract participants» based on the tenets of SEF platforms since 2Swap Execution Facility (SEF) that registered with the CFTC to list a bitcoin - based swap, and has been trading to «eligible contract participants» based on the tenets of SEF platforms since 2swap, and has been trading to «eligible contract participants» based on the tenets of SEF platforms since 2014.

Among other findings, the CFTC Order found that from at least March 2014 through July 2014, Coinflip operated a facility for the trading of swaps without registering as a swap execution facility (SEF) 4 or a designated contract market.5

Bloomberg SEF is registered with the Commodity Futures Trading Commission (CFTC) to operate a multi-asset swap execution facility (SEF).

He advises investment banks, corporations and hedge funds in the structuring, negotiation and execution of high - yield debt, affiliate margin loans, equity derivatives and other structured financial products, including over-the-counter derivative products, registered and Rule 144A mandatory and optional convertible securities and variance and correlation swaps.