Sentences with phrase «registration under»

Just because people abuse its lax enforcement does not mean that we who are held accountable by virtue of our registration under REBBA also should be enabling any who might find a way to breach privacy regulations.

For example, should it be found that a BREA licensed member falsely procured his / her license and registration under the Act, or should a licensed BREA member be convicted of an offense under the Act, or convicted of any offense involving fraud or dishonesty, then the Board can cancel, suspend, or censure the registration, license, and membership of that BREA licensed member.

Overview Private REITs, sometimes called private placement REITs, are offerings that are exempt from SEC registration under Regulation D of the Securities Act of 1933 and whose shares intentionally do not trade on a national securities exchange.

Regardless, funds are not typically released until a properly executed mortgage document is registered against the property or is in the process of registration under strict trust conditions.

In any event, it is quite clear that RECO has no power to issue a «licence» of any kind or registration under the Real Estate and Business Brokers Act.

The Saskatchewan Real Estate Commission has appointed the Association of Saskatchewan Realtors as its provider of all provincial mandatory education required to obtain and maintain registration under The Real Estate Act.

The associated legislation also amends provisions in the Native Title Act dealing with prescribed bodies corporate (PBC) and registered native title bodies corporate (RNTBCs) to recognise their registration under the CATSI Act).

The Commission further notes, that in an effort to avoid over-regulation of community stores, where stores are given notice to register under the CATSI Act, that this be in place of, rather than in addition to, registration under other federal or territory registration schemes (i.e. through the Australian Securities and Investments Commission (ASIC)-RRB-.

Non-claimant parties can object to registration under the ADJR Act: Western Australia v Native Title Registrar (1999) 95 FCR 93; 57 ALD 307.

«One key regulatory issue is whether blockchain applications require registration under existing Commission regulatory regimes, such as those for transfer agents or clearing agencies.

These bodies must have relevant permission, either under the Banking Regulation Act, or registration under another relevant law or the SEBI Act.

A domain name may be protected by registering it as a trade mark, provided it satisfies the usual criteria for registration under the Trade Marks Act 1994 (TMA 1994), which to a great extent also mirrors the registerability provisions of the Trade Mark Regulation 40 / 94 / EC and the Trade Mark Directive 89 / 104 / EEC.

In the case of registration under the FJA, the written evidence must also specify that the judgment is a money judgment and confirm that it can be enforced by execution in the state of origin.

We facilitate the active management of portfolio companies, a condition of the «venture capital and private equity» exception from registration under Canadian securities laws.

The Health Professions Review Board summarily dismissed the registration review on the basis the complainant was not an «applicant» for registration under s. 50.53 (1)(a) of the HPA.

Consequently, applications based on descent through the female line must always fail in cases where citizenship was dependent on the fact of registration under s 5 (1)(b).

Notable cases in which Pierre was involved included an appeal against deprivation of citizenship on national security grounds following remittal to SIAC by the Supreme Court in the case of Pham («B2»); an appeal concerning registration under the statelessness provisions of the British Nationality Act 1981 in the case of MK (India); three out of hours applications for injunctions successfully preventing same - day removal and numerous challenges to Home Office policy and the Immigration Rules.

«registered nurse with an extended certificate of registration» means a person authorized by law to practise nursing who holds an extended certificate of registration under the Nursing Act, 1991;

The new legislation sets out a much clearer and more detailed set of criteria for determining a debtor's location, and provides that security interests perfected by registration under the previous provisions will continue as perfected under the new ones until the until the original financing statement expires or on December 31, 2020, whichever comes first.

Despite pleading guilty, in February 2014, the Registrar issued the Notice of Proposal to revoke Kamali - Mafroujaki's registration under s. 6 (1) of the MVDA on the following grounds: (1) his conduct surrounding the sexual assault; and (2) the false answers on his application for renewal forms.

By March 6, 16.32 million CERs had been issued for 132 dams, and China accounted for 71.52 per cent of the 653 large hydropower projects in the world that have been registered or are seeking registration under the CDM to sell CERs, according to International Rivers.

(5) Adopt rules on the euthanasia of animals in the possession or custody of any person required to obtain a certificate of registration under this Article.

(b) A person seeking registration under the provisions of this article shall submit an application on a form prescribed by the board and pay all applicable fees.

(f) The Department of Justice shall not issue a certificate of registration under this title to any person who has engaged in, or proposes to engage in, any activity that is in violation of Section 1789.13, any law prohibiting the use of untrue or misleading statements, or any law related to the extension of credit to persons for personal, family, or household purposes.

REITs also can be adversely affected by their failure to qualify for tax - free pass - through treatment of their income under the Internal Revenue Code of 1986, as amended, or their failure to maintain an exemption from registration under the 1940 Act.

Fair Isaac Corporation (NYSE: FICO) announced today that it intends to offer, subject to market and certain other conditions, $ 400 million in aggregate principal amount of Senior Notes due 2026 (the «Notes») in a private offering that is exempt from registration under the Securities Act of 1933, as amended (the «Securities Act»).

You agree to promptly notify ChoiceTrade in writing if you are now or if you become: (a) registered or qualified with the Securities Exchange Commission, the Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not so exempt.

(b) engaged as an «investment advisor» as that term is defined in Section 201 (11) of the Investment Advisor's Act of 1940 (whether or not registered or qualified under that Act), nor (c) employed by a bank or other organization exempt from registration under Federal and / or state securities laws to perform functions that would require him or her to be so registered or qualified if he or she were to perform such functions for an organization not so exempt.

Federal covered security: A security that is exempt from state registration because either it must be registered with the Federal government under the Securities Act of 1933 or it is exempt from federal registration under the 1933 Act (except that municipal securities may be regulated by the state of which the issuer is a part).

Two copies of your completed book are submitted for copyright registration under your name.

The Secretary shall require, by regulation, each owner and each operator granted new registration under section 13902 or 31134 to undergo a safety review not later than 12 months after the owner or operator, as the case may be, begins operations under such registration.

The Secretary shall require a motor carrier, freight forwarder, or broker to update its registration under this chapter periodically or not later than 30 days after any change in address, other contact information, officers, process agent, or other essential information, as determined by the Secretary and published in the Federal Register.

In January 2011, the Department of Justice published the Supplemental Guidelines for Sex Offender Registration and Notification, which specifically granted jurisdictions discretion in choosing whether to post persons adjudicated delinquent of a sex offense requiring registration under SORNA on the jurisdiction's public sex offender registry website.

As a key deadline for registration under the SAFE Act approaches, firearms sellers say they won't comply with it.

Any registration under the wrong classification will be reclassified and charged appropriately or declined.

The brand is also going through the process to gain separate registration under new regulations being brought in by Chinese authorities from January 1, 2018 under the China Food and Drug Administration.

Subsequently, a 1920 U.S. District Court for the Western District of Louisiana decision confirmed that the McIlhenney Company was the exclusive lawful user of the TABASCOtrademark where the McIlhenny Company was the single source of the product, and therefore, the trademark had acquired secondary meaning as a result of the publics association of Tabasco with the McIlhenny Company and entitled to registration under the 1905 Act.

(i) Substances permitted for use as inerts in minimal risk products exempt from pesticide registration under FIFRA section 25 (b).

The most common exemptions relied on to avoid registration under the Act are those commonly referred to as «private placement» exemptions.

This exemption provides that any issue of securities offered only to investors residing within one state, where the issuer is a resident of the same state, is exempt from registration under the federal securities laws.

Of these shares, all shares sold in this offering will be freely tradable without restriction or further registration under the Securities Act, except for any shares purchased by our «affiliates,» as that term is defined in Rule 144 under the Securities Act, whose sales would be subject to the Rule 144 resale restrictions described below, other than the holding period requirement.

Of these shares, all shares of common stock sold in this offering by us and the selling stockholders, plus any shares sold upon exercise of the underwriters» over-allotment option, will be freely tradable in the public market without restriction or further registration under the Securities Act, unless these shares are held by «affiliates,» as that term is defined in Rule 144 under the Securities Act.

The securities are offered pursuant to an exemption from the registration requirements of the Securities Act of 1933, as amended, and are not required to comply with specific disclosure requirements that apply to registration under the Securities Act.

All offers and sales of securities must be made in accordance with registration under the Securities Act or an exemption from that registration.

That said, products linked to the value of underlying digital assets, including bitcoin and other cryptocurrencies, may be structured as securities products subject to registration under the Securities Act of 1933 or the Investment Company Act of 1940.

In an interview with The Associated Press, Alptekin said Flynn and his firm filed the registration under pressure from Justice Department officials.

It's been more than a month since a state Supreme Court justice told the State Police that they can't withhold basic, non-identifying information on gun registrations under the NY SAFE Act.

The membership of any Member that withdraws all registrations under the Act shall be withdrawn without further prior notice.

Each Member offers its clients a different range of services for which each holds the appropriate registrations under applicable securities laws.

In Oklahoma, more than 260 facilities and individuals have licenses or registrations under the Animal Welfare Act including dog and cat breeders, zoos, exotic animal parks, and research institutions.