Sentences with phrase «regulated by any government agency»

The bottom - up analyses center on the facts that the businesses in which Third Avenue has invested are all eminently creditworthy; that the common stocks were acquired at a significant discount to our estimate of NAV; and that the common stocks are the issues of companies that provide comprehensive, written disclosures; and are regulated by government agencies whose principal interest seems to be investor protection.

The financial and securities markets in Spain are regulated by a government agency known as the National Securities Market Commission, (CNMV).

People who work with animal behavior problems are not regulated by any government agency and may have very different types of qualifications.

Internet pet sales are not regulated by any government agency, and are not subject to the Animal Welfare Act, legislation meant to protect a class of animals from cruelty, set «standards of care and treatment for certain animals bred and sold as pets, used in biomedical research, transported commercially or exhibited to the public.»

Keep in mind, online traffic schools are highly regulated by government agencies.

Not exact matches

The standard was developed through the Cryptographic Module Validation Program (CMVP), which certifies products for use by U.S. government agencies and regulated industries that collect, store, transfer, share and disseminate sensitive information.

But mortgages and the banks, investors, lenders, and mortgage brokers that originate mortgages are regulated by no less than a dozen government agencies.

Trading in futures is regulated by the Commodity Futures Trading Commission, an independent agency of the United States government.

He has argued that failed banks should not be bailed out, Lehman's collapse was not a disaster, AIG should be declared bankrupt, that naked short selling is not a problem, that backdating isn't so bad, insider trading should be legal, many corporate CEOs are underpaid, global solutions are worse than local solutions, Warren Buffett is overrated, Michael Milken is a great American, the collapse of the hedge fund was not a scandal, hedge funds are over-regulated, education is overrated by the educated, bonuses at successful Wall Street's firms are deserved and possibly undersized, management buyouts are boons to the economy, Enron's management was victimized by an over-zealous prosecution, Sarbanes - Oxley should be repealed, corporate compliance culture is a disaster, shareholder democracy is overrated, hostile takeovers ought to be revived, the market is permanently moving away from public ownership of equity in corporations, private partnerships are on the rise, public ignorance is encouraged and manipulated by governments and corporations, experts overrate expertise, regulatory agencies are controlled by the businesses they supposedly regulate and Wall Street is much more fun than people give it credit for.

Margin trading is regulated by the federal government and other self - regulatory agencies in an effort to mitigate potentially crippling losses for both investors and brokerages.

We are regulated by FINTRAC (Government of Canada agency) and have segregated client trust accounts at the Bank of Montreal.

The corollary, government bureaucrats conclude, is that one of the best ways to discourage behaviors of which they disapprove is to tax and regulate it into oblivion, as is seen in the US through the current assaults on power generating capacity by the Environmental Protection Agency.

Each attorney or law firm within our network is an independent law firm authorized or regulated by the State Bar or government agency in which it in licensed, and that shares the aim of upholding high ethical standards while offering exceptional legal expertise and access with an uncompromising commitment to client needs.

You would launch your complaint with the Canadian Human Rights Commission (CHRC) if the treatment you complain of was caused by the federal government or a federally - regulated business (including federal departments, agencies and crown corporations; chartered banks; airlines; television and radio stations; interprovincial communication and telephone companies; buses and railways that travel between provinces; first nations issues; and other federally regulated industries).

Some agencies and organizations (such as airlines and financial institutions) are legislated federally, whereas businesses tend to be regulated regionally by the provincial or territorial governments.

The insurance industry is highly regulated by both the state and federal government, requiring agents and agencies to maintain licensing compliance in each state they solicit and sell insurance.

«Virtual currency is regulated by no central government agency in the world, -LSB-...] and the lack of any [centralized institution] makes public or private regulation of system almost impossible,» the document reads.

Compliance analyst ensures that the activities of the organization adhere as per the guidelines established by the government or non-profit agencies that regulate them.

Real property appraisers, like real estate practitioners, are licensed and regulated by state government agencies; but they also must operate under federal guidelines, including the Uniform Standards of Professional Appraisal Practice, which includes all - encompassing rules that define and govern ethics and competency.

The renewed vision and plan support the Council's transition from a self - regulating body, to a Crown agency with Council members appointed by and accountable to the provincial government.