Sentences with phrase «regulated by the jurisdictions»

Please note that lawyers are regulated by the jurisdictions in which they practice.

Not exact matches

To resolve that issue, the court had to determine whether (1) virtual currency may be regulated by the CFTC as a commodity and (2) the CEA permits the CFTC to exercise jurisdiction over fraud in connection with commodities that do not directly involve futures or derivative contracts.

Unlike the United States where the federal regulators have jurisdiction over regulating crowdfunding nationwide, the Canadian provinces are regulated specifically by each provincial securities authority.

a pension fund that is regulated by either the Office of the Superintendent of Financial Institutions (Canada) or a pension commission or similar regulatory authority of a jurisdiction of Canada,

As part of our strategy to provide clearing services in the regulatory jurisdictions where you do business, ICE Clear Singapore is regulated by the Monetary Authority of Singapore.

Merger control rules, which regulate transactions based on their effect on business competition, vary by jurisdiction and can delay a transaction unless the parties follow all necessary steps to gain regulatory approval in each applicable jurisdiction.

Secrecy jurisdictions (aka tax havens) may be characterised as jurisdictions that design regulations for use by people who do not reside within the jurisdiction in the full knowledge that these regulations undermine the capacity of other political authorities to regulate the conduct of their citizenry and support this process through the construction of a veil of secrecy.

I suspect that this is because health insurance has been historically regulated by states rather than the federal government and this was a convenient way of allocating jurisdiction among state insurance regulators.

My Comment: Compounded Pharmacies are not under FDA jurisdiction, and that is why they are not regulated by the FDA.

Such education is not accredited by an agency recognized by the U.S. Secretary of Education and does not qualify students to take the NPLEX examination or apply for licensure in any regulated jurisdiction in North America.

The global supervisory bodies regulate forex by setting standards which all brokers under their jurisdiction must comply with.

a pension fund that is regulated by either the Office of the Superintendent of Financial Institutions (Canada) or a pension commission or similar regulatory authority of a jurisdiction of Canada,

... any county with a population of 200,000 or more may regulate or prohibit the running at large of dogs within said county, and cause such dogs as may be running at large to be impounded... Any person, firm or corporation who violates any rule or regulation... shall be guilty of a misdemeanor and shall be punished as provided by the laws of this state in any court of competent jurisdiction, provided that in the case of continuing offenses, each day on which the offense occurs shall constitute a separate offense.

Charitable gift annuities are not regulated by and are not under the jurisdiction of the South Dakota Division of Insurance.

• Twenty - two jurisdictions instituted statewide bans on breed - specific legislation (or «BSL») by either prohibiting municipalities from regulating or outlawing certain dogs based on breed alone, or otherwise require proof of a dog's supposed dangerous propensities beyond mere breed: Arizona, California, Colorado, Connecticut, Delaware *, Florida, Illinois, Maine, Maryland, Massachusetts, Minnesota, New Jersey, Nevada, New York, Oklahoma, Pennsylvania, Rhode Island, South Dakota, Texas, Utah, Virginia, and Washington.

Subtitle E: Additional Market Assurance -(Sec. 351) Amends the Commodity Exchange Act to: (1) require energy derivatives to be traded on a CFTC - regulated exchange unless CFTC issues an exemption; (2) require CFTC to fix limits, with respect to energy transactions, on the aggregate number of positions which may be held by any person for each month across all markets subject to the CFTC's jurisdiction; (3) require CFTC to convene a Position Limit Energy Advisory Group to give CFTC recommendations on such position limits; (4) give CFTC exclusive authority to grant exemptions for bona fide hedging transactions and positions from position limits imposed on energy transactions; (5) revise provisions concerning bona fide hedging transactions; and (6) require CFTC to issue a rule defining and classifying index traders and swap dealers for the purposes of data reporting requirements and setting routine detailed reporting requirements for any position of such entities in contracts traded on designated contract markets, over-the-counter markets, derivatives transaction execution facilities, foreign boards of trade, and electronic trading facilities with respect to significant price discovery contracts.

It remains unclear whether the EPA will opt for that route, but Republicans could also affect the EPA's ability to regulate carbon by amending the Clean Air Act to remove its jurisdiction over the pollutant.

«UNITED STATES SENATE REPORT: From Preventing Pollution of Navigable and Interstate Waters to Regulating Farm Fields, Puddles and Dry Land: A Senate Report on the Expansion of Jurisdiction Claimed by the Army Corps of Engineers and the U.S. Environmental Protection Agency under the Clean Water Act» (PDF), United States Senate Committee on Environment and Public Works, September 20, 2016.

As an international law firm, our Singapore office includes lawyers qualified in other jurisdictions who are regulated by the relevant regulatory body in their place of admission.

As an international law firm, our Yangon office includes lawyers who are admitted in Myanmar and are regulated by The Supreme Court of the Republic of the Union of Myanmar and lawyers who are qualified in other jurisdictions and who are regulated by the relevant regulatory body in their place of admission.

Both sides refer to the recent SCC decision of R. v. Jodoin, which confirmed that law societies have the jurisdiction and the duty to regulate the profession, and a judge's ability to discharge her task of ensuring a fair process is not undermined by a law society's exercise of its parallel jurisdiction to discipline a lawyer.

The task force has looked at the regulation of legal services in other jurisdictions, such as Ontario, where paralegals have been regulated by the Law Society of Upper Canada since 2008.

In the first federal court ruling (PDF) concerning attempts by city and state jurisdictions to regulate the use of drones, a judge denied a requirement by a city near Boston regarding local registration and significant bans on where and how low they can fly.

Landmark Charter decisions have become rarer and references to the living tree have declined in recent years.39 In one recent decision, Consolidated Fastfrate v. Western Canada Council of Teamsters, a 6 - 3 majority of the Court employed a traditional division of powers analysis and found that the appellant's business was subject to provincial jurisdiction based on the «nature of its operation» — meaning that it conducted its business entirely within the province — and the long - accepted rule that works and undertakings are generally to be regulated by the provinces.

In the first federal court ruling (PDF) concerning attempts by city and state jurisdictions to regulate the use of drones, a judge denied a requirement by a city...

A small number of our lawyers are regulated by other professional legal bodies including The Bar Standards Board, the Institute of Trade Mark Attorneys, and in the case of lawyers admitted in other jurisdictions, the relevant regulatory body of their place of admission.

Our commitment is mirrored by our attention to the rapidly evolving cannabis industry, which is uniquely regulated federally across Canada, locally within provinces and municipalities, and in jurisdictions beyond our borders.

Thus it will be seen by these quotations from the opinion that the court, after stating the question it was about to decide in a manner too plain to be misunderstood, proceeded to decide it, and announced, as the opinion of the tribunal, that in organizing the judicial department of the Government in a Territory of the United States, Congress does not act under, and is not restricted by, the third article in the Constitution, and is not bound, in a Territory, to ordain and establish courts in which the judges hold their offices during good behaviour, but may exercise the discretionary power which a State exercises in establishing its judicial department and regulating the jurisdiction of its courts, and may authorize the Territorial Government to establish, or may itself establish, courts in which the judges hold their offices for a term of years only, and may vest in them judicial power upon subjects confided to the judiciary of the United States.

The expectation is that lawyers from other jurisdictions are regulated by the applicable rules of professional conduct from their home jurisdictions.

The conduct of lawyers with regard to the preparation of witness testimony is often regulated by the rules of professional conduct of the jurisdiction in which that lawyer is admitted to practise.

To all cases of Admiralty and Maritime jurisdiction, because, as the seas are the joint property of nations, whose right and privileges relative thereto are regulated by the law of nations and treaties, such cases necessarily belong to national jurisdiction.

There may be local jurisdictions that have addressed this, but I don't know that they'd stand a court challenge, because the burden of not only gaining consent, but also checking the ages for all the group's participants would certainly fall under the legal definition of «onerous» (obligations usually have to match advantages, unless clearly agreed by both parties, usually in writing), especially if the topics discussed aren't outlawed or otherwise age - regulated by the community.

Legalize and Regulate Marijuana WHEREAS, despite almost a century of prohibition, millions of Canadians today regularly consume marijuana and other cannabis products; WHEREAS the failed prohibition of marijuana has exhausted countless billions of dollars spent on ineffective or incomplete enforcement and has resulted in unnecessarily dangerous and expensive congestion in our judicial system; WHEREAS various marijuana decriminalization or legalization policy prescriptions have been recommended by the 1969 - 72 Commission of Enquiry into the Non-Medical Use of Drugs, the 2002 Canadian Senate Special Committee on Illegal Drugs, and the 2002 House of Commons Special Committee on the Non-Medical Use of Drugs; WHEREAS the legal status quo for the criminal regulation of marijuana continues to endanger Canadians by generating significant resources for gang - related violent criminal activity and weapons smuggling — a reality which could be very easily confronted by the regulation and legitimization of Canada's marijuana industry; BE IT RESOLVED that a new Liberal government will legalize marijuana and ensure the regulation and taxation of its production, distribution, and use, while enacting strict penalties for illegal trafficking, illegal importation and exportation, and impaired driving; BE IT FURTHER RESOLVED that a new Liberal government will invest significant resources in prevention and education programs designed to promote awareness of the health risks and consequences of marijuana use and dependency, especially amongst youth; BE IT FURTHER RESOLVED that a new Liberal government will extend amnesty to all Canadians previously convicted of simple and minimal marijuana possession, and ensure the elimination of all criminal records related thereto; BE IT FURTHER RESOLVED that a new Liberal government will work with the provinces and local governments of Canada on a coordinated regulatory approach to marijuana which maintains significant federal responsibility for marijuana control while respecting provincial health jurisdiction and particular regional concerns and practices.

For any Belgian jurisdiction grounded in public international law surely is now exhausted regulated by European law, Directive 95/46 in particular.

Lawmakers interested in regulating in relation to environmental issues must bear in mind which aspects of the physical environment fall under Federal jurisdiction, which are under Provincial jurisdiction, and which may be regulated by both levels of government.

Civilian drone use is regulated in the UK by the Civil Aviation Authority (CAA) for drones up to a mass of 150 kg, at which point jurisdiction currently shifts to Europe.

Why not let those two sad jurisdictions lose self - regulation, become regulated by government appointees, sell the independence of the legal profession, cartelize themselves, become accountable to profit - takers, while we simply snatch the accidental benefits and adapt them for here?

Our Paris office comprises lawyers (Avocat) who are regulated by the Ordre des Avocats à la Cour de Paris (lawyers registered at the Paris Bar) and may also have a number of lawyers from other jurisdictions who are members of foreign Bars.

It is authorised and regulated by the Solicitors Regulation Authority and the appropriate regulatory body in the other jurisdictions in which it operates.

You agree that if you are located in a jurisdiction where free insurance advice or insurance quotes are limited or regulated by law, you will limit or refrain from use of such advice or quotes as required by law, you will comply with such law.

Insurance is regulated by states in the U.S., so there can be different laws in different places, but basically every jurisdiction in the world has some kind of slayer statute, said Peter Kochenburger, deputy director of the Insurance Law Center at the University of Connecticut School of Law.

4.1.4 The Company agrees to provide each Vendor referred student with fully functional course offerings, fulfilling all the requirements for such a course as required by the regulating body in the jurisdiction it is offered.

In California, medical assistants are regulated by the California Medical Board; Connecticut MAs are under the jurisdiction of the Department of Public Health.

This is a positive development for regulated stakeholders because establishing significance of the connection is a test articulated by Supreme Court Justice Kennedy to ascertain which wetlands merit Clean Water Act jurisdiction.

The White House Office of Management and Budget (OMB) has reportedly requested that EPA clarify whether the «significance» of a connection between smaller waterbodies and larger downstream waters marks a technical or policy issue — echoing questions raised by a coalition of regulated stakeholders, including NAR, who are concerned that the agency may not be adequately weighing the issue as it works to clarify jurisdiction of the Clean Water Act (CWA).

This disclosure is required by law or requested by any statutory or regulatory or judicial authority or recognized self - regulating organization having jurisdiction over the Parties.

107 DOS 98 Matter of DOS v. Sosis - subject matter jurisdiction; due process; failure to appear at hearing; proper business practices; deposits; fraudulent practice; DOS fails its burden of proof; DOS has subject matter jurisdiction if at the time the disciplinary proceeding was commenced by proper service of a notice of hearing and complaint the party was (i) licensed to engage in regulated real estate activities, or (ii) an applicant for either a license or for the renewal of a license to engage in regulated real estate activities, or (iii) eligible to automatically renew the prior license under the two - year limitation provision of RPL § 441 (2); ex parte hearing is permissible upon proof of proper notice of hearing; DOS has subject matter jurisdiction where party was licensed at the time proceeding was commenced and, where at time of hearing, although not licensed was eligible to automatically apply to renew pursuant to RPL § 441 (2); licensee operated a real estate brokerage business under an unlicensed name; licensee unlawfully retains deposit funds after deposit monies were delivered on the condition that same were to be disbursed only on the principal's consent and approval and said consent and approval was not given; licensee's illegal exercise of right of ownership over his principal's funds spawns conversion and constitutes a fraudulent practice; DOS fails its burden of proof to establish licensee failed to deposit trust funds in a segregated escrow account, engaged in fraud and changed business location without notice to DOS; restitution ordered in the amount of $ 1,900 plus interest, fine of $ 1,000 and any further application for licensure shall not be considered until applicant pays said fine and provides proof of payment of restitution

145 DOS 99 Matter of DOS v. Reles - jurisdiction; proper business practices; unearned commissions; surrender of license by broker does not divest DOS of jurisdiction; broker pleads no contest to charge that he conducted regulated real estate transactions under an unlicensed name; fees charged while conducting activity under an unlicensed name are unearned; broker fails to execute written Consent Order and make restitution in accordance with no contest plea; license revoked, no action on further licensure until proof submitted of payment of restitution

In the event the creditor, mortgage broker, or individual loan officer has not been assigned an NMLSR ID, proposed § 1026.37 (k)(1) and (2) would have required the license number or other unique identifier issued by the applicable jurisdiction or regulating body with which the creditor or mortgage broker is licensed and / or registered to be disclosed, if any.

However, TILA, RESPA, and their implementing regulations currently do not expressly require the disclosure of: (1) The email address of the creditor (unless the creditor is also the loan originator, in which case it must be disclosed on the GFE but not on the RESPA settlement statement); (2) the name, email address, and phone number of the consumer's primary contact with the creditor; (3) the email address of the closing agent; (4) the name, email address, and phone number of the consumer's and seller's real estate brokers, if any; or (5) the license number or other unique identifier issued by the applicable jurisdiction or regulating body with which a closing agent or real estate broker is licensed and / or registered, if any.