Sentences with phrase «regulated under securities law»

Coin Center has released a guide framework for how it believes bitcoin and blockchain tech should be regulated under securities law.

Not exact matches

Last month, the federal government released guidelines to regulate online taxi companies, saying they should do stringent security checks and not contract anyone convicted of a «cognizable offense» under India's criminal laws.

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

In Australia and New Zealand: MFSI is regulated by the U.S. Securities and Exchange Commission under U.S. laws, and MIL UK is regulated by the U.K. Financial Conduct Authority under U.K. laws, which differ from Australian and New Zealand laws.

Due to the fact that these separate accounts are investments in securities, such as stocks, these policies are regulated under the federal securities laws.

Under federal law, in particular the Investment Advisers Act of 1940, investment advisers are regulated by the Securities and Exchange Commission (SEC) or appropriate state authorities and are required to provide services to their customers under the fiduciary stanUnder federal law, in particular the Investment Advisers Act of 1940, investment advisers are regulated by the Securities and Exchange Commission (SEC) or appropriate state authorities and are required to provide services to their customers under the fiduciary stanunder the fiduciary standard.

Broker - dealers are also regulated under federal law, including under the Securities Exchange Act of 1934, but are not required to provide services to their clients under the fiduciary standard of care.

Under the regulatory framework of Manitoba, binary options are regulated as securities under the securities Under the regulatory framework of Manitoba, binary options are regulated as securities under the securities under the securities laws.

Regulated by the Cayman Islands Monetary Authority under the Securities Investment Business Law of the Cayman Islands

Should such a general data retention obligation not be compatible with the Charter, could a data retention obligation then nevertheless be compatible with the Charter if the access of the competent authorities to the retained data is regulated as it is under Swedish law, if the protection and security of the data are regulated as they are under Swedish law, and if all relevant data must be retained for a period of 6 months before being erased, as imposed by Swedish law?

These policies are considered to be securities contracts, which are regulated under federal securities law, and are required to be offered with a prospectus.

Due to inherent investment risks, Variable Life policies are deemed securities contracts and are regulated under the federal securities laws.

Since you can generally choose from a variety of investments within the investment component of your coverage and returns are never guaranteed, variable life insurance is regulated under federal securities laws.

Because of investment risks, variable policies are considered securities contracts and are regulated under the federal securities laws; therefore, they must be sold via a prospectus.

Due to the fact that these separate accounts are investments in securities, such as stocks, these policies are regulated under the federal securities laws.

Switzerland's financial watchdog, the Swiss Financial Market Supervisory Authority (FINMA), recently published initial coin offering (ICO) guidelines that reveal the regulator will oversee the fundraisers and regulate them either under anti-money laundering laws, and as securities.

Wyoming has been the most aggressive in passing blockchain - friendly legislation, passing five laws: declaring that «utility tokens» would not be regulated under state securities laws, exempting cryptocurrencies from property taxes, adjusting its money transmitter regulation to accommodate cryptocurrency exchanges, allowing LLCs to register on a blockchain, and enabling the secretary of state to register companies on a blockchain.

Cold calling expert targeting individual and business leaders, generating up to 50 security investment sales calls per day to extend an offer to promote Direct Participation Programs regulated under the SEC or Blue Laws of each sate.