Sentences with phrase «regulations as an accredited investor»

Not exact matches

However, the SEC recognizes that certain experienced investors don't need the same protections as the general public, and the laws and regulations that the SEC follows have provisions defining what's known as an accredited investor.

Due to present securities regulations by the Ontario Securities Commission, we can presently only accept investments from Accredited Investors, defined as:

Only Users of the Service who are Accredited Investors as defined in Regulation D Rule 501 adopted pursuant to the Securities Act of 1933 («Accredited Investors») with a valid User ID and password are authorized to access such services and web pages.

The shares were issued in a transaction that was exempt from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), pursuant to Section 4 (a)(2) of the Securities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making the offering.

The investment products managed by the firm are open only to investors who are both (i) «accredited investors» as defined in Rule 501 (a) of Regulation D promulgated by the U.S. Securities and Exchange Commission («SEC») pursuant to the Securities Act of 1933, and (ii) «qualified clients,» as defined in Rule 205 - 3 promulgated by the SEC pursuant to the investment advisers act of 1940, as amended.

In a departure from previous investment rules, the SEC now permits Regulation A (also called Reg A +) offerings to take on investors who are unaccredited as well as accredited investors.

Regulation A offerings (JOBS Act Title IV; known as Regulation A +), which are offered to non-accredited and accredited investors alike.

If Superdate offers securities in the United States through Regulation D, Rule 506 (c) in the future, the offer and sale of such securities will only be made to «Accredited Investors,» which is generally defined for natural persons as persons having a net worth of over $ 1 million (exclusive of the value of their primary residence) or gross income in excess of $ 200,000 individually or $ 300,000 jointly with a spouse in each of the last two years with the same expectation to match or exceed such thresholds in the current year

Shares are offered on an ongoing basis only to certain «accredited investors» within the meaning of Rule 501 (a) of Regulation D of the Securities Act of 1933, as amended, pursuant to an exemption from registration provided by Rule 506 (c) of Regulation D.

Unlike plain ICOs, which sell tokens to pretty much everybody, the SAFT structure limits participation to accredited investors as defined by Rule 506 (c) of the SEC's Regulation D.

The tokens will only be available to (i) U.S. Accredited Investors and (ii) non «U.S. persons» as defined by Regulation S.

The tZERO SAFT is being issued in a private placement offering solely to accredited investors pursuant to one or more exemptions from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), including in compliance with Rule 506 (c) of Regulation D, as promulgated under the Securities Act.

As the regulations set forth in Title III are far more burdensome that those in Regulation D offerings for accredited investors, the SEC has estimated it will require 100 hours of work from professionals, including accountants and lawyers, to comply with the regulations.

This offering is open only to «accredited investors» as defined in Rule 501 of Regulation D of the Securities Act of 1933.

U.S. Securities and Exchange Commission regulations require investors to be accredited, or meet conditions such as an annual income of at least $ 200,000 or a net worth of $ 1 million.

As a result, the majority of real estate companies will opt to use Regulation D Rule 506, a more traditional offering type, limited to accredited investors.