Sentences with phrase «regulator as an accredited investor»
a person that is recognized or designated by the securities regulatory authority, or, except in Ontario and Québec, the regulator as an accredited investor.
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By tapping only well - heeled «accredited» and institutional investors, who are viewed by regulators as less in need of protection when they invest, the peer - to - peer marketplace lenders qualify for the prospectus exemption.
Anyone who offers securities must prepare a comprehensive and expensive document called a prospectus and provide them to regulators and investors for vetting — unless they can rely on an exemption, such as the one that limits them to dealing with «accredited» investors.