Sentences with phrase «regulators about the investor»
As a voice for Canadian investors, FAIR Canada provides information and education to the public, governments and regulators about investors» rights and protections in Canada's capital markets.
https://faircanada.ca/
As a registered charity, FAIR Canada's objects are dedicated to informing and educating the public, governments and regulators about the investor perspective on matters relating to capital markets.
Not exact matches
After a day of talking to regulators in Washington D.C., T - Mobile CEO John Legere said on a call with investors that he is «highly confident about the transaction.»
I sat down with Chesky for a wide - ranging chat about why investors ran away from Airbnb in the beginning, the pushback the company has faced from regulators, the challenges facing its sharing - economy peer Uber, and the company's plans for an IPO.
Massachusetts regulators fined Morgan Stanley $ 5 million, saying it had not shared information about Facebook's outlook equally among big and small investors.
For investors, the most immediate risk is less likely to be the regulators, and more likely to be the many projects that are proceeding without a credible plan for putting out successful software — something that many sophisticated investors have warned about.
Last year's explosive rise in the value of digital coins and the flood of new retail investors drawn to the market have rattled global regulators nervous about a sector used largely for speculation.
In 2011, federal and state securities regulators warned investors of the potential risks associated with self - directed IRAs, saying they had noted an increase in complaints about fraudulent investment schemes that used these types of IRAs as a «key feature.»
Meanwhile, ASIC chairman James Shipton told The Australian Financial Review Banking & Wealth Summit the regulator was highly attuned to the fact the interests and actions of global investors intersected with the Australian market, in response to a question posed about activist shorts zeroing - in on Australian companies.
Kevin Sandhu, chief executive of Grouplend, said he's had an ongoing dialogue with regulators since getting into the business about a year ago, and he can't see how Lending Loop can pool money from regular, non-accredited investors yet comply with the regulatory interpretation of the business.
Washington's top commodity regulator has issued a stern warning to investors about cryptocurrency pump - and - dump schemes, which have become more prevalent in the wake of the ICO boom that began last year.
Washington's top commodity regulator has issued a stern warning to investors about cryptocurrency pump - and - dump schemes, which have become more prevalent in the wake of the ICO...
Weiss Ratings has warned investors about the dangers of Tether, the high - profile cryptrocurrency startup that has been summoned by U.S. regulators to appear in court.
In addition to professionals wanting to enter the venture capital field and entrepreneurs looking to raise venture capital funding, this course also benefits anyone who wants to learn more about financing, including lawyers, accountants, angel investors, bankers, policy makers, regulators and educators.
Regulators have also warned investors about initial coin offerings, a freewheeling fundraising method that blends aspects of crowdfunding and cryptocurrencies.
Investors have profited handsomely from FANG stocks and their Big Tech brethren, but Western regulators are responding to growing concerns about their behaviour.
Valuations have picked up dramatically, the right side of the balance sheet is becoming increasingly complex, and uncertainty about the regulators» next moves is keeping investors on their toes.
FINRA, the US financial regulator, put out an alert on Thursday to warn investors about risks associated with investing in companies linked to cryptocurrency...
The regulator says that the blood - testing company raised more than $ 700 million from investors by making false and exaggerated statements about its technology and performance.
Regulators are getting clearer about their policies, and we're hopeful that we will be able to serve US investors soon.
Investors were worried about a government clampdown on live - streaming video platforms after regulators...
The day was all about the Bitcoin Cash hard fork, or so investors thought, with the negative reaction to news from South Korean regulators at the end of last week and the start of this week
The regulator has been warning investors about binary options and the risks associated with high leverage on contracts for difference (CFDs), and the government appears to have focused in the same direction.
Canadian regulators have been taking steps to protect or warn unsophisticated Canadian investors about risky speculative investments, particularly binary options to ICOs.
State Securities Regulators Remind Auction Rate Securities Investors to Contact Firms About Buyback Offers, November 10, 2008
«Investors are urged to be cautious about these individuals and companies [that offer binary options trading], and to contact the CSA member in their jurisdiction if they are approached by any of the identified parties,» the regulator said in the report.
A number of overseas regulators have raised issues about the potential market impact of these ETFs and whether they are appropriate for all types of investors.
This includes the collection, reporting to regulators and public availability of key information about utility financial and technical performance that can provide a basis for investors and developers to assess investment opportunities.
The G20's Task Force on Climate - related Financial Disclosures (TCFD), a global push by investors and companies to include information about these exposures in mainstream reports to regulators, is helping companies make that transition on a five - year implementation timeline.
FAIR Canada and CARP are concerned about the elimination of the OSC, particularly since the OSC has not only led regulators in substantive initiatives, but has also been at the forefront of establishing structures that ensure investor representation in policy making.
Thereby the government is indicating that it is serious about letting insurance watchdog IRDA and the insurers a free playing field when it comes to the lucrative Ulips, even if it is at the cost of market regulator Sebi and may well not be in the interest of hundreds of thousands of investors.
Regulators have warned investors about risks of new mushrooming cryptocurrencies.
NEW YORK (Reuters)-- The U.S. derivatives regulator warned investors on Thursday about cryptocurrency «pump - and - dump» scams that aim to rip off investors by inflating the price of volatile virtual...
This is precisely the kind of meaningful story you'd want to share with people, including customers who may worry about the security of their data, investors looking to dump the stock, or regulators investigating this mess and potentially devising ways to regulate Facebook.
Joshua Klayman: Regulators have expressed concerns about a variety of matters in the token sale context, including those relating to investor protection.
The Financial Industry Regulatory Authority (FINRA), the largest independent regulator in the US, issued an investor alert about bitcoin on 11th March, calling the digital currency «more than a bit risky» as part of a new warning to consumers and investors.
Weiss Ratings has warned investors about the dangers of Tether, the high - profile cryptrocurrency startup that has been summoned by U.S. regulators to appear in court.
Washington's top commodity regulator has issued a stern warning to investors about cryptocurrency pump - and - dump schemes, which have become more prevalent in the wake of the ICO...
The Financial Industry Regulatory Authority (FINRA), the USA's largest independent regulator, has issued an investor alert about bitcoin.
That may be a problem since regulators would likely want to know as much information as possible about the investors and speculators involved in the Bitcoin market.
Regulators have been warning investors to think twice about putting money into cryptocurrencies because they might run afoul of U.S. securit...
A Hong Kong - based company whose stock benefited from cryptocurrency fever to jump more than 900 percent last year had trading in its shares suspended by U.S. regulators over concerns that investors are being misled about the company's business.
U.S. regulators have expressed concern about widespread violations of securities regulations and weak investor protection on this red - hot multibillion - dollar market for fundraising on numerous accounts recently.
Galvin's comments came as the latest voice from the U.S. regulators in warning investors about risks associated with cryptocurrencies, following the Securities Exchange Commission and the Financial Industry Regulatory Authority earlier this month.
What do you think about US regulators creating a task force to protect retail investors from risks associated with ICOs?
In it, the regulator openly worries about cryptocurrency volatility and whether future potential listings have done enough to protect investors.
Indeed, the year saw regulators from many of the world's leading economies issue investor alerts and cautionary statements about financial use cases for the tech.
Starting with the US Securities and Exchange Commission in July, followed by multiple securities regulators across Asia and elsewhere, government officials are warning both issuers and investors about the risks of ICOs.
Indeed, regulators do seem concerned about these kinds of funds, with the Financial Industry Regulatory Authority putting out an investor alert about them that was last updated earlier this year.
Valuations have picked up dramatically, the right side of the balance sheet is becoming increasingly complex, and uncertainty about the regulators» next moves is keeping investors on their toes.