Sentences with phrase «regulatory agencies listed»

So before you decided to open a trading account with a forex broker, ensure that it is regulated by one of the regulatory agencies listed below:

Not exact matches

Unlike funds listed on US stock exchanges, funds listed on OTC exchanges do not need approval from the SEC, the regulatory agency causing of the delay of the Winklevoss Twins» fund.
American Brewing already has more than 100 shareholders — the largest of whom is Fallon — and once the company is approved by the regulatory agencies, it will be listed as an over-the-counter stock so it can be publicly traded.
To date, the agency has only successfully used TSCA to restrict or ban five of the 80,000 - plus chemicals on its inventory of those used or produced in the U.S.. Although this action will not immediately change the chemical landscape for consumers and manufacturers, the «chemical of concern» listings indicate EPA thinking that these chemicals are potentially dangerous and that further regulatory action is warranted.
The list was the longest ever compiled by the agency under a 1996 law requiring it to evaluate possible tap - water pollutants every five years and make regulatory determinations for at least five of them.
In addition, some lenders are directly supervised by federal regulatory agencies, as shown in the list that follows:
This clever definition meant that, from a regulatory perspective, these products weren't insurance, and weren't listed securities, placing them outside the purview of all regulatory agencies.
In addition to its voluntary carbon market activities, ACR is an approved Offset Project Registry for the California Cap - and - Trade Program and works with the state regulatory agency to oversee the listing, verification and issuance of compliance - eligible Registry Offset Credits.
Mr. Ellenoff and the rest of the corporate department distinguish themselves from many other transactional lawyers on the basis of their ability to be part of the establishment of new securities programs, like PIPEs, SPACs, Registered Directs and Reverse Mergers, where the Firm's professionals have played leadership roles within each of those industries, assisting in the creation, formation and strategies relating to those financings, as well as working closely with the regulatory agencies; including the SEC and FINRA; and the listing exchanges - AMEX and NASDAQ.
They aim to capture the full gamut of global legal work, regardless of the forum or mode of lawyering, from cross-border M&A to dual equity listings, and from regulatory agencies to the World Trade Organization.»
The proposed rule listed the Occupational Health and Safety Administration and the Environmental Protection Agency as examples of oversight agencies that conduct oversight of government regulatory programs for which health information is necessary for determining compliance with program standards.
Three smartphones from the company were listed today in Chinese regulatory agency TENAA.
Chinese smartphone manufacturer Gionee is seemingly preparing a new smartphone for market release as suggested by the regulatory agency TENAA, where the model number «Gionee F6L» was recently discovered alongside a list of hardware characteristics.
Previously, the SM - A530 model number was spotted in the listings of various regulatory agencies including the Wi - Fi Alliance, and furthermore, a couple of protective case manufacturers have apparently already created accessories for the upcoming device, with Olixar's silicone cases already launching on pre-order terms in the UK ahead of the device's official market introduction.
Paying an exchange to list your token is more or less creating a secondary market, which is a factor that regulatory agencies such as the US Securities and Exchange Commission (SEC) consider when determining whether a token is a security.
Calls for exchanges to establish a self - regulatory body intensified recently after Securities and Exchange Commission (SEC) released a statement warning cryptocurrency exchanges that it was a violation of federal regulations for them to list ICO tokens the agency classifies as securities.
National Association of Real Estate Licensing Officials Gives a state - by - state list of real estate regulatory agencies that can give you information on your state's record - keeping requirements.
In addition, some lenders are directly supervised by federal regulatory agencies, as shown in the list that follows:
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