So before you decided to open a trading account with a forex broker, ensure that it is regulated by one of
the regulatory agencies listed below:
Not exact matches
Unlike funds
listed on US stock exchanges, funds
listed on OTC exchanges do not need approval from the SEC, the
regulatory agency causing of the delay of the Winklevoss Twins» fund.
American Brewing already has more than 100 shareholders — the largest of whom is Fallon — and once the company is approved by the
regulatory agencies, it will be
listed as an over-the-counter stock so it can be publicly traded.
To date, the
agency has only successfully used TSCA to restrict or ban five of the 80,000 - plus chemicals on its inventory of those used or produced in the U.S.. Although this action will not immediately change the chemical landscape for consumers and manufacturers, the «chemical of concern»
listings indicate EPA thinking that these chemicals are potentially dangerous and that further
regulatory action is warranted.
The
list was the longest ever compiled by the
agency under a 1996 law requiring it to evaluate possible tap - water pollutants every five years and make
regulatory determinations for at least five of them.
In addition, some lenders are directly supervised by federal
regulatory agencies, as shown in the
list that follows:
This clever definition meant that, from a
regulatory perspective, these products weren't insurance, and weren't
listed securities, placing them outside the purview of all
regulatory agencies.
In addition to its voluntary carbon market activities, ACR is an approved Offset Project Registry for the California Cap - and - Trade Program and works with the state
regulatory agency to oversee the
listing, verification and issuance of compliance - eligible Registry Offset Credits.
Mr. Ellenoff and the rest of the corporate department distinguish themselves from many other transactional lawyers on the basis of their ability to be part of the establishment of new securities programs, like PIPEs, SPACs, Registered Directs and Reverse Mergers, where the Firm's professionals have played leadership roles within each of those industries, assisting in the creation, formation and strategies relating to those financings, as well as working closely with the
regulatory agencies; including the SEC and FINRA; and the
listing exchanges - AMEX and NASDAQ.
They aim to capture the full gamut of global legal work, regardless of the forum or mode of lawyering, from cross-border M&A to dual equity
listings, and from
regulatory agencies to the World Trade Organization.»
The proposed rule
listed the Occupational Health and Safety Administration and the Environmental Protection
Agency as examples of oversight
agencies that conduct oversight of government
regulatory programs for which health information is necessary for determining compliance with program standards.
Three smartphones from the company were
listed today in Chinese
regulatory agency TENAA.
Chinese smartphone manufacturer Gionee is seemingly preparing a new smartphone for market release as suggested by the
regulatory agency TENAA, where the model number «Gionee F6L» was recently discovered alongside a
list of hardware characteristics.
Previously, the SM - A530 model number was spotted in the
listings of various
regulatory agencies including the Wi - Fi Alliance, and furthermore, a couple of protective case manufacturers have apparently already created accessories for the upcoming device, with Olixar's silicone cases already launching on pre-order terms in the UK ahead of the device's official market introduction.
Paying an exchange to
list your token is more or less creating a secondary market, which is a factor that
regulatory agencies such as the US Securities and Exchange Commission (SEC) consider when determining whether a token is a security.
Calls for exchanges to establish a self -
regulatory body intensified recently after Securities and Exchange Commission (SEC) released a statement warning cryptocurrency exchanges that it was a violation of federal regulations for them to
list ICO tokens the
agency classifies as securities.
National Association of Real Estate Licensing Officials Gives a state - by - state
list of real estate
regulatory agencies that can give you information on your state's record - keeping requirements.
In addition, some lenders are directly supervised by federal
regulatory agencies, as shown in the
list that follows: