Sentences with phrase «regulatory agency investigations»

Not exact matches

The bank said in a regulatory filing Thursday that the SEC has joined other federal state and local government agencies and states attorneys general, prosecutors» offices and Congressional committees, performing formal or informal inquiries, investigations or examinations.

Mr. Perry has the unique tripartite experience of a white collar criminal defense and government compliance, investigations attorney at a national law firm; a senior enforcement attorney at a federal regulatory agency; and the Chief Compliance Officer of a global financial institution.

OMI conducts market surveillance, supports trading - based investigations, and collects, analyzes, and disseminates tips, complaints, referrals, and other forms of intelligence submitted to the SEC by the public, whistleblowers, self - regulatory organizations, and other government agencies.

BEIJING (AP)-- China's anti-monopoly agency announced an investigation Tuesday of Microsoft Corp., stepping up regulatory pressure on foreign technology companies.

Before joining DOT, Mr. Bradbury was a litigation partner at Dechert LLP in Washington, D.C., where his practice focused on regulatory enforcement and investigations, rulemaking and judicial review of agency actions, appellate cases, and antitrust matters.

We may disclose the information we collect from and about you as follows: (1) with Green Dot subsidiaries and affiliated companies; (2) to our third party service providers that provide business, professional or technical support functions for us; (3) as necessary if we believe that there has been a violation of the Site Terms of Use or of our rights or the rights of any third party; (4) to respond to judicial process or provide information to law enforcement or regulatory agencies or in connection with an investigation on matters related to public safety, as permitted by law, or otherwise as required by law; and (5) as described to you at the point of collection.

PAWS investigates reports of abused performing and exotic animals, documents cruelty and assists in investigations and prosecutions by regulatory agencies to alleviate the suffering of captive wildlife.

Jennifer is a key member of the firm's regulatory law defence team and has substantial experience in advising clients undergoing regulatory investigation and of defending prosecutions against clients brought by a variety of enforcement authorities including Trading Standards, the Health & Safety Executive, the Environment Agency, utility providers and local planning authorities.

Over the past 30 + years ZyLAB has worked closely with corporations, law firms and governmental agencies to deal with regulatory requests, high frequency eDiscovery, M&A, contract discovery and review, FOIA and Public Records Requests, investigations and audits.

We frequently represent plan sponsors and fiduciaries in investigations and audits by government regulatory agencies, including the IRS, the DOL, the Pension Benefit Guaranty Corporation, and state agencies.

Ms. Gaudoin has experience in investigations and enforcement proceedings brought by the Serious Fraud Office, the UK Financial Conduct Authority, the National Crime Agency and other regulatory bodies.

We are hired to handle investigations by state attorneys general and state regulatory agencies.

We help clients in gaining approvals for transactions, domestic and international investigations, regulatory enforcement proceedings and civil and criminal litigation, authorizations and arbitration arising from breaches of applicable legal, regulatory, antitrust and compliance requirements and investigations before all financial regulatory agencies.

He also represents companies in investigations by, and litigation against, the DOJ, CFPB, FTC, state attorney generals and other regulatory agencies.

Neil Lang represents public companies, their officers and directors, brokers, investment advisers and individuals in government and regulatory investigations, enforcement and litigation involving, among others, the Securities and Exchange Commission (SEC), the Department of Justice (DOJ), state regulatory agencies, the Financial Industry Regulatory Authority (FINRA) and private litigants.

In addition to counseling and work relating to agency investigations, our experts advise clients on litigation in front of EU Courts, and also on private litigation in national courts, where an increasing amount of competition and regulatory disputes are being fought.

Our attorneys defend corporations and individuals, including directors and officers, in investigations and enforcement actions by federal and state agencies, self regulatory organizations, and professional licensing bodies.

We specialise in defending clients against regulatory investigations, enforcement, Environment Agency prosecutions and environmental prosecutions by the other environmental regulators.

At the Federal Highway Administration, Tom led a national team of more than 50 lawyers providing legal and policy counsel to the agency's leadership on a wide range of regulatory and policy issues affecting transportation infrastructure, including environmental review and permitting for transportation projects; compliance with Buy America requirements; investigation of civil rights complaints filed under Title VI of the Civil Rights Act; implementation of federal grant, loan, and loan guarantee programs for transportation projects; and development of major rulemakings and guidance documents implementing recent federal transportation legislation.

His practice concentrates in the areas of commercial, civil and white - collar criminal litigation, as well as regulatory investigations by state and federal agencies.

Our team is on hand 24/7 to provide clients with crisis support when faced with major incidents and investigations by regulatory bodies, such as the Police, HSE, Local Authorities, Environment Agency and Fire Services, for breaches of health & safety, fire safety, food safety, trading standards and related regulations.

Gabriel has handled cases in securities regulatory inquiries (market manipulation, insider trading etc.), DNA (Romania's anti-corruption agency) and DIICOT (Romania's organised crime and terrorism investigation agency) investigations.

Berkeley Research Group (BRG) is a leading global strategic advisory and expert consulting firm that provides independent advice, data analytics, authoritative studies, expert testimony, discovery, investigations, and regulatory and dispute consulting to Fortune 500 corporations, financial institutions, government agencies, major law firms, and regulatory bodies around the world.

The combination involved the negotiation and preparation of multiple agreements as well as negotiations with state and federal agencies for certain regulatory approvals and a full - scale legal due diligence investigation of over fifty related entities.

His experience includes representing clients in investigations by the Securities and Exchange Commission, as well as before Federal Grand Juries, the Federal Trade Commission, and before various state and local regulatory agencies, including the California and Arizona State Boards of Accountancy.

She has represented clients in SEC enforcement investigations and inquiries, in enforcement matters before other agencies, including the Department of Justice (various U.S. Attorneys Offices) and the Commodity Futures Trading Commission, in investigations and inquiries from self - regulatory agencies, including FINRA, and in internal investigations.

Represented hospital in criminal investigation by district attorney and local regulatory agency of alleged violations of state and local hazardous waste laws

I offer legal advice to clients involved in criminal or civil investigations by regulatory enforcement agencies.

Enforcement agencies have suggested that a refusal to provide details of the accounts given by witnesses in internal investigations could be construed as unco - operative or a breach of regulatory requirements.

She has represented clients in regulatory investigations by such agencies as the United States Department of Justice and the Consumer Financial Protection Bureau.

Led investigation and later negotiation with regulatory agency related to employee misconduct in hiring practices.

Our work for oil and gas sector participants includes international arbitrations, construction litigation, regulatory and enforcement litigation (including acting before FERC, CFTC, the SEC, the DOJ and other key US agencies), corporate investigations, whistleblower litigation, mergers and acquisitions litigation, government contracts litigation, environmental litigation, and toxic torts.

She works on a variety of regulatory compliance and general litigation matters, particularly complex commercial disputes, government investigations and proceedings before administrative agencies... More

It could lead to dawn raids, unexpected visits from the Health and Safety Executive, Environment Agency, Trading Standards and ultimately the Police, time - consuming regulatory investigations or prosecutions.

Our firm's energy litigators, a number of whom have previous government experience at the FERC, Environmental Protection Agency and Department of Justice, regularly represent clients in complex regulatory litigation before, and investigations undertaken by, the FERC, the departments of Energy, Commerce, the Interior, and Agriculture, and many other federal and state regulatory bodies.

«Sophisticated cross-border investigations practice, well positioned to manage enforcement actions arising in jurisdictions across the USA as well as those initiated by foreign regulatory agencies.»

The proposed rule would have defined «health oversight agency» as «an agency, person, or entity, including the employees or agents thereof, (1) That is: (i) A public agency; or (ii) A person or entity acting under grant of authority from or contract with a public agency; and (2) Which performs or oversees the performance of any audit; investigation; inspection; licensure or discipline; civil, criminal, or administrative proceeding or action; or other activity necessary for appropriate oversight of the health care system, of government benefit programs for which health information is relevant to beneficiary eligibility, or of government regulatory programs for which health information is necessary for determining compliance with program standards.»

The Goodwin team assists with product labeling and advertising issues, trademark and patent issues, regulatory matters and agency investigations, and private equity and transactional advice.

Our Asia practice includes successful representations involving: (i) numerous companies of varying size, both publicly traded and privately held, in connection with FCPA - related internal investigations and government enforcement actions involving the DOJ, the SEC, and multiple foreign enforcement agencies, (ii) numerous publicly - traded companies» boards of directors, audit committees, and special committees of the board, with regard to the conduct of internal reviews of securities disclosure and accounting concerns and other compliance, enforcement or regulatory matters, and (iii) U.S. and Chinese companies in connection with private plaintiff and U.S. government antitrust litigation and investigations, including providing advice on dealing with Chinese government antitrust investigations and enforcement actions.

We also have significant experience in administrative and other regulatory litigation, including agency rule challenges, regulatory investigations under state and federal false claims acts and unfair trade practice statutes, and defending clients in related individual and class action civil suits.

Latin America Our Latin American practice regularly represents clients in (i) criminal and regulatory matters involving Latin America such as investigations, prosecutions, and trials against U.S. enforcement agencies, including the DOJ, the U.S. Department of the Treasury, and the SEC and their European equivalents, and (ii) cross-border internal investigations involving U.S. and Latin American jurisdictions and laws.

The doors have closed on two more cryptocurrency exchanges in Japan following investigations by the country's Financial Services Agency — raising questions as to whether or not most exchanges will be able to meet the regulatory authority's standards.

The regulatory picture may change following the FTC investigation if the agency finds that Facebook violated its consent decree, but that doesn't necessarily bind other social media networks.

The Co-Director of SEC's Enforcement Division, Stephanie Avakian said in a statement to Bloomberg BNA that the regulatory agency was conducting dozens of investigations related to cryptocurrency and ICO projects.

Extensive work for clients summoned before federal grand juries and significant experience with police internal affairs investigations, disciplinary boards and regulatory agency hearings.