Sentences with phrase «regulatory authority»

At the same time Dubai is accountable to its own regulatory authority the DFSA.

Along with these incentives is relatively lax regulatory authority known as the Seychelles International Business Authority (SIBA).

an investment fund that distributes or has distributed securities under a prospectus in a jurisdiction of Canada for which the regulator or, in Québec, the securities regulatory authority, has issued a receipt,

a pension fund that is regulated by either the Office of the Superintendent of Financial Institutions (Canada) or a pension commission or similar regulatory authority of a jurisdiction of Canada,

In addition to this regulatory authority, the MiFID also correlates with the CNMV for the regulation of forex trading in Spain.

CySEC who initially released such a statement became the first European regulatory authority to regulate Binary Options.

In most cases, there is no regulatory authority for spot currency trading apart from local or national banking regulations.

This means that its first financial regulatory authority is its license under the International Business Companies Act of Saint Vincent and Grenadines.

Most brokers advertise membership of a regulatory authority on their website.

It is not regulated by any financial regulatory authority.

Argues that it clarified regulatory authority.

State insurance commissioners serve as the regulatory authority and states are required to have life insurance licenses to sell the product.

Before the federal consumer watchdog agency, the Consumer Financial Protection Bureau, gained regulatory authority on Sept. 30, 2012, the credit reporting industry was regulated solely by the Federal Trade Commission.

In Canada there is no national regulatory authority; instead, securities legislation is provincially administered.

In the United States, they were disallowed from any exchange listing in the 1980s because the Commodity Futures Trading Commission and the U.S. Securities and Exchange Commission were unable to decide which would have the regulatory authority over these products.

Provinces have financial regulatory authority.

The success of this protection can be appointed to the regulatory authority responsible, known as the Polish Financial Supervision Authority (PFSA).

Bitcoin is a peer - to - peer cryptocurrency, which is created and held electronically but is not printed like fiat currency and is not under the control of any central regulatory authority or bank.

The fees charged by E * TRADE related to a transaction for the account of Customer are designed to offset third - party fees generally charged to E * TRADE in respect of such transactions, including without limitation any regulatory or transaction fee or tax, market center fee, clearing house fee or depository fee, assessed by any regulatory authority, self - regulatory organization, market center, clearing house, clearing agency or depository, including without limitation the SEC, FINRA, any national securities exchange or other market center, DTC and NSCC.

As you know by now, the CFTC is not an easy regulatory authority to be licensed and regulated by.

A financial area in which FINRA holds no regulatory authority over is the trading of Forex and commodities.

It has no regulatory authority over banks and other market participants, so psychology is the only lever it can pull when it doesn't want to raise or lower interest rates.

New York and other states have voiced their opposition to what they consider usurping of state regulatory authority.

The issuing insurance company is not an investment adviser nor registered as such with the SEC or any state securities regulatory authority.

This established regulatory authority has complete supervisory and financial autonomy, when it comes to regulating the market's various financial entities.

«In order to deal with this before any regulatory authority, we're adding additional metrics.»

Get more minutes for your buck Government regulatory authority Ofcom has announced a reduction in the call costs between the four major mobile phone companies in the UK, by up to 80 - percent.

Home broadband speeds coming soon to handsets Government regulatory authority Ofcom has announced it is getting ready to sell the 4G licenses to mobile phone network companies, which is set to deliver faster mobile broadband speeds to handsets and devices.

The upcoming Vivo X7 has received the green signal from Chinese telecommunications regulatory authority TENAA.

Chinese telecommunications regulatory authority TENAA has certified a new affordable smartphone from ZTE, carrying the model number BA602.

In the face of a disaster or some other emergency situation, the FAA can and does use its regulatory authority and operational capabilities to sustain the NAS while supporting, often through the DOT - led Emergency Support Function 1 activities, response and recovery efforts undertaken by the Federal Emergency Management Agency and other Federal, State, local, tribal, and territorial interagency partners, as well as the private sector.

(e) If requested by a Federal, state or local safety agency with regulatory authority over you or the employee, you must provide drug and alcohol test records concerning the employee.

«Under this department's theory of regulatory authority, you can apparently do anything,» Alexander told Education Week.

Senate HELP Chairman Lamar Alexander has been very vocal on SNS language citing that «the current provision language will require states to show how much they spend per student, which goes beyond the scope of the Dept. of Ed's regulatory authority.»

The ACDE submission recommended that teacher education students become registered with their local regulatory authority on enrolment rather than on graduation, and government has supported this aspiration in its response to TEMAG.

The Court has taken a much narrower reading of federal regulatory authority than has OCR.

In that sense, there's a strong case to be made for moving regulatory authority over the programs out of the SEAs.

Typically, the executive branch issues regulations to clarify matters, but Duncan's too - expansive interpretation of regulatory authority was a catalyst for the law in the first place.

Should the Avengers be put under a regulatory authority or continue to operate on their own?

If any prize (or part of any prize) is unavailable due to reasons beyond the control of the promoter, the promoter reserves the right to substitute the prize (or that part of the prize) with a prize to the equal value and / or specification, subject to any written directions from a regulatory authority.

RTS, S is the first malaria vaccine to receive a WHO recommendation, and the first to receive a positive opinion from a stringent regulatory authority, the European Medicines Agency (EMA).

First, RTS, S received a positive scientific opinion from the EMA, Europe's regulatory authority, in July 2015.

The U.S. Environmental Protection Agency, which has primary regulatory authority over the nation's injection wells, would not discuss specific well failures identified by ProPublica or make staffers available for interviews.

In exchange for the tax, much of U.S. EPA's regulatory authority over carbon dioxide emissions would be phased out, including the Obama administration's Clean Power Plan.

As a solution to this quagmire, Health Canada allocated CA$ 7 million over 3 years to create ONHP, a new regulatory authority that is charged with providing some legitimacy to alternative medicine through pre-market assessment, enhancing consumer access and choice to a full range of natural health products, and ensuring consumer safety.

The EPA does have regulatory authority when it comes to managing hazardous waste, but lead - laden cathode - ray tube (CRT) monitors and televisions sent to landfills are about the only electronic devices that are classified as hazardous under current federal guidelines.

Implant - specific versus fixed regulatory authority cutoff points for blood metal ion levels were tested for their ability to correlate with clinically diagnosed ARMD, rates of which were 12 percent after single - hip BHR replacement, 18 percent after double - hip BHR replacement, and 7 percent after single - hip Corail - Pinnacle replacement.

The board, however, has no regulatory authority; it only makes recommendations.

Japan's regulator, the Nuclear and Industrial Safety Agency, lacks the required regulatory authority, he said.

Dihydroartemisinin - piperaquine also became one of the few antimalarials to be formally registered by a stringent regulatory authority when the European Medicines Agency approved it for use in 2013.