Sentences with phrase «regulatory authority issued»

Not exact matches

We remain in close contact with Japan's Ministry of Economy, Trade, and Industry, which has regulatory authority over payments issues, among other areas.

We remain in close contact with Finance Canada, which has regulatory authority over payments issues, among other areas.

On March 8 and 9, Japan's Financial Services Authority (FSA) hosted a roundtable where representatives of central banks, financial regulatory bodies, and academic institutions were invited to discuss issues pertaining to blockchain technology.

In addition, it is possible that future orders issued by, or enforcement actions initiated by, regulatory authorities could cause us to incur substantial costs or require us to change our business practices in a way that could seriously harm our business.

As such, we encourage the Committee to also devote time and attention to several issues that will help ensure the long - term stability of the individual market, including: Section 1332 waivers under the ACA; long - term stability funding; limiting third - party premium payments; and returning to the states more regulatory authority over the individual and small group markets.

The issuing insurance company is not an investment adviser nor registered as such with the SEC or any state securities regulatory authority.

In addition, the authorities will share vital information, such as emerging market trends, developments, and regulatory issues concerning financial services innovation like virtual currencies — a technology that both countries have recognized for payment of goods and services.

In addition, all Golden Rice field trials in the Philippines are conducted under permits issued by the Bureau of Plant Industry of the Department of Agriculture (DA - BPI), the national regulatory authority in the Philippines for crop biotechnology R&D, after they established that the trials will pose no significant risks to human health and the environment.

And republicans, in addition, are concerned about many other issues: the discrimination faced by the LGBT community, consumers at the mercy of retailers or companies, Internet users at the mercy of providers or regulatory states, children at the mercy of their parents or teachers, the elder at the mercy of younger disrespectful citizens, the kid being bullied by a classmate at school, the prisoner abused by his jail mates or by the prison authorities, etc..

Then there is the regulatory issue, where he needs to create authorities capable of handling the deluge of new powers about to be regained for Britain, for instance on fisheries or pharmaceuticals, and give them legal recognition in law.

The issue of regulation is at the heart of the new genetic technology, and an international regulatory authority, like those that control potentially lethal activities such as atomic energy or civil aviation, could be set up.

But he notes that the panel believed strongly that the board needs the authority to anticipate regulatory issues that might arise and the wherewithal to pursue such studies.

Typically, the executive branch issues regulations to clarify matters, but Duncan's too - expansive interpretation of regulatory authority was a catalyst for the law in the first place.

Developing, issuing and enforcing safety regulations are a significant portion of PHMSA's work; however, PHMSA also conducts research, funds State regulatory authorities, emergency responders, and representatives of communities affected by hazardous materials transportation, and educates stakeholder groups — including the general public — through outreach initiatives and training.

The issuing insurance company is not an investment adviser nor registered as such with the SEC or any state securities regulatory authority.

The only point that the customers need to consider is that these brokers should have the license issued by the provincial regulatory authorities which authorize them to sell these mortgages.

an investment fund that distributes or has distributed securities under a prospectus in a jurisdiction of Canada for which the regulator or, in Québec, the securities regulatory authority, has issued a receipt,

We will know if the Obama Administration is truly serious about pursuing a 28 % reduction in America's GHG emissions by 2025 only if we see President Obama issuing formal directions to the EPA to use its full regulatory authority to the maximum extent currently allowed by law in suppressing US carbon emissions.

Landfill sites permitted under DEQ's Solid Waste program, if contaminants that could threaten human health or the environment migrate beyond landfill boundaries, or site issues otherwise exceed the Solid Waste program's regulatory authority.

We sent a questionnaire to state officials working on the issue, and the results showed that an overwhelming majority believe they should have additional regulatory authority over nuclear waste storage and disposal, similar to the authority states now have over hazardous waste.

«While various departments and agencies have technical authority over different regulatory matters, the political reality is on major issues the White House has the final say,» Bledsoe, who is now a senior fellow on energy at the German Marshall Fund, said in an e-mail.

[4] This interplay between the competition authority and the legal services regulatory provides an example of a productive interplay in which competition issues are raised while the regulator keeps independence.

Mr Lehtman advises clients facing parallel investigations by both US and foreign authorities concerning financial reporting irregularities, potential violations of the Foreign Corrupt Practices Act, anti-money laundering regulations, and issues related to other legal and regulatory requirements.

While I personally advocate for sensible regulatory reform and the introduction of appropriate authority for and regulation of ABSs in the US, I am weary of any claim that asserts regulatory reform will miraculously fix long standing access to justice issues.

[134] However, there is now some limited authority for the proposition that a party to negotiations with a regulatory authority may unilaterally waive without prejudice privilege in respect of communications with that authority if it subsequently puts the basis of the regulator's decision in issue in civil proceedings.

We represent clients in negotiations with the Department of Justice and the Federal Trade Commission on merger clearance issues, and, for transactions involving international assets, interact with foreign counsel on the necessary regulatory filings with competition authorities throughout the world.

Has been involved in most of the big regulatory issues between food and farming interests and public authorities over the last 15 - 20 years, often but not exclusively with an EU flavour.

It increasingly attracts a growing number of private instructions, both from its own clients and clients referred to the firm, including regulatory issues brought, for example, by Medicines and Healthcare products Regulatory Agency, Serious Fraud Office, Health and Safety Executive and Security Industry Authority, as well as other regulatory bodies.

The Ontario Securities Commission (OSC) is the leading securities regulator on investor protection issues in Canada and under the CCMR, it would be eliminated and replaced by a new regulatory authority.

At issue was a letter now housed in Library and Archives Canada written by then - Justice (later Chief Justice) Lyman Poore Duff in 1924 to the British judge Lord Haldane, known in some circles as the «wicked stepfather of the Canadian constitution» because of his role in neutering federal economic regulatory authority in division of powers cases.

«These statutory reforms are generally restricted to unlawful conduct and only authorize the disclosure of such conduct to a lawful authority,» says Daniel Michaluk, a partner with Hicks Morley in Toronto, who specializes in legal issues revolving around information management, privacy and regulatory defence.

He is an expert on regulatory issues and administrative disputes with the Spanish authorities advising on a broad range of matters governed by Spanish public law.

Difficult issues can arise for companies when attempting to negotiate settlement of global investigations, which can involve a variety of regulatory and prosecuting authorities across a range of jurisdictions.Parallel existing (or potential) civil litigation or arbitration adds a further layer of complexity to the analysis.

Mr. Ramos advises clients on antitrust and competition law issues, with particular focus on the technology, media and entertainment industries, and has represented clients in litigation and before regulatory and enforcement authorities in the United States and Europe with respect to such matters.

issues of public international law arising before national or regional courts or regulatory authorities;

He also assists clients responding to complaints to professional bodies, regulatory authorities and ombudsman services and advises a range of insurers on policy coverage, includ8ing issues as to notification, minimum terms and fraud.

Working through a variety of regulatory issues, including formation and redomestications, certificate of authority applications and amendments, and extraordinary dividends and distributions

He regularly advises banks, investment banks, securities houses and market infrastructure providers, as well as central banks, regulatory authorities and market associations on both domestic and European financial services and regulatory issues.

Recommended by Legal 500 and Chambers & Partners as a leading junior in Education law, Holly regularly advises on the full range of public and private education law matters, including special educational needs / disability discrimination, educational negligence, Academies, further and higher education issues, local authority policy matters, claims by and against state and independent school, regulatory matters, Ofsted and the OIA.

We also participate — on behalf of utility clients and sector trade associations — in rulemakings and interactions with regulatory authorities on a range of generic issues, including such matters as decommissioning criteria, maintenance requirements, enforcement policy, reactor oversight processes, financial qualifications, foreign ownership, and export controls.

Our nationally recognised public law team can provide expert advice on public law issues including challenging local authority decision - making, funding disputes, Ofsted and regulatory bodies.

With chapters written by local experts from major jurisdictions worldwide, Equity Derivatives covers topics such as: regulatory authorities; market structure; categories and types of over-the-counter and exchange - traded equity derivatives; borrowing, selling, and repurchasing shares; risks facing dealers and counterparties; bankruptcy and insolvency rules; reporting obligations; insider trading regulations; taxation issues; and the design and issuance of structured products.

We do not specifically reference any agencies in the regulatory definition, because the definition of public health authority and this preamble sufficiently address this issue.

With respect to certain issues, courts and law societies exert overlapping (and potentially conflicting) regulatory authority.

We counsel clients on various regulatory and operational issues, such as licensing and franchising agreements and government filings with governmental authorities.

«It is a matter between the insurance companies and the hospitals, there is no regulatory issue... IRDA is not looking into it,» Insurance Regulatory and Development Authority of India (IRDA) Chairman J Hari Narayan said over the phone.

There hasn't been any explicit response from the regulatory authorities; yet, a statement issued last night from one industrial practitioner seemed to confirm this trend.

The U.S. Securities and Exchange Commission (SEC) issued a statement on Wednesday demanding all cryptocurrency exchanges operating in the country to register with the regulatory authority if they sell securities.

Built under the regulatory oversight of Britain's Financial Conduct Authority (FCA), the first - of - its - kind instrument was issued by London - based luxury retail startup LuxDeco and created with the help of industry leaders to give the company a new way to raise capital for short - term seasonal demand.

CoinDesk FINRA, a self - regulatory authority for the financial industry in the U.S., has issued a new warning about cryptocurrency - related stock fraud.