If litigation is necessary, our team includes experienced trial lawyers with significant success in all levels of Alberta courts, including the Alberta Court of Appeal and the Supreme Court of Canada, as well as before various administrative and
regulatory bodies such as the Alberta Securities Commission.
developing compliance, governance, remuneration and risk management policies including dealing with local
regulatory bodies such as the PRA and FCA.
The team represents a number of large multinational clients, as well as local authorities, and
regulatory bodies such as the Financial Conduct Authority.
In addition the fact that they are not regulated by leading European financial
regulatory bodies such as the UK's Financial Conduct Authority or the Cyprus Securities Exchange Commission tend to add more skepticism about Grand Capital reliability.
Also peruse the Web sites of professional associations, such as ISPE or PDA, and
regulatory bodies such as FDA, EMEA, or HSA.
As mentioned above, organic formula manufacturers will have to pass investigation by certain organizations for their products to be certified and sold as well as standard food
regulatory bodies such as the FDA.
In addition, we noted that the software is currently not approved by any financial
regulatory bodies such as the Cyprus Securities Exchange Commission (CySEC).
As a regulated broker is regarded a company that comply with the requirements of
regulatory bodies such as the European CySEC or the British FCA
Rules and regulations Altering products to comply with the rules of
regulatory bodies such as the Canadian Standards Association or Health Canada can add to product costs.
Burial insurance has no technical definition that is defined by
any regulatory body such as the department of insurance.
Given the fact that car insurance is a tightly regulated insurance product, all rates changes should be approved by a provincial
regulatory body such as the FSCO.
Not exact matches
You shall not be bound by the provisions of confidentiality contained in this Agreement if
such Holdings Information 1) is or becomes publicly known through no act or omission of the Financial Institution, its employees, agents or subcontractors; 2) is lawfully disclosed to you by a third party without restriction and without any obligation of confidentiality; 3) is required to be disclosed by any Governmental
body,
regulatory body (including without limitation any relevant securities exchange) or court of competent jurisdiction or otherwise pursuant to any statutory or
regulatory obligation.
This is because of the obvious concerns about the heritability of the genetic alterations induced, and the way in which
such research could spread from work on «non-viable» embryos, to work on viable ones once this type of research had been accepted in principle by international
regulatory bodies.»
The most recent
such report, from the U.S. National Academies of Sciences, Engineering, and Medicine, recommends creating an independent, quasi-governmental
body that would have the authority to tackle the
regulatory problem head - on.
With respect to the dosimetry study as
such, «we can conclude that under normal conditions, radiocommunication systems do not generate values above the limit recommended by the various
regulatory bodies.»
Our food
regulatory body, FSANZ (Food Standards Australia and New Zealand), will only allow
such a health claim after they have decided that there is enough scientific evidence supporting this, so it's safe to say that we're going the right way by tucking into oats as part of our regular diet.
The actual effect on the
body may differ, since
body's own acidity level is a product of other factors and processes,
such as the rate of mineral absorption, presence of other metabolites, and
body's own acid / alkaline
regulatory actions, based on the selective excretion or mobilization of acidic / alkaline substances.
The CSO would be a
regulatory body ensuring that schools have funding, facilities, and transportation and taking care of work best handled centrally,
such as enrollment systems and expulsion policies.
As a result, many crowdfunding platforms don't offer a full prospectus — a formal legal document, required by and filed with a
regulatory body,
such as OSFI, that provides details about an investment offered for sale to the public.
Do a Google Search of that attorney to see if their name comes up in a good way (for example, through press or publications) or in a bad way (
such as being sued by a government agency or
regulatory body for misconduct).
In the overcrowded world of forex brokerage, many of which are either unregulated or are registered under weak
regulatory bodies, the brokers that stand out are those that make the effort to obtain licenses from legitimate financial authorities
such as the FCA.
Richard's proposed plan is that there needs to be a national program (
such as the Financial Consumer Agency of Canada (FCAC) programs), outside of the self -
regulatory body of credit counsellors, that is supported at the Federal or Provincial level.
We may also disclose information obtained through our web site or through e-mail communications when it is necessary to complete a transaction, to verify the status of your account or membership for an appropriate third party
such as a credit bureau, to comply with a court order, to comply with the request of a government agency or
regulatory body, or if we receive your permission to do so.
There's a reason brokers and
regulatory bodies go to
such lengths to make sure that you're not blindly investing in penny stocks; scammers are out there.
called the Integumentary system) or it evolves into a generalized form (involves other systems of
body other then integumentary system,
such as the lymphatic system — related to lymph & immunity & thermo
regulatory system — related to inflammatory response center in the brain).
Before they would be prepared to take
such a major step, however, responsible scientists would take baby steps first: they would do small - scale experiments, under controlled conditions, with the supervision of some sort of
regulatory or funding
body that could take an independent look at the potential risks.
Furthermore, The international Whaling Commission, the only supposed
regulatory governing
body of worldwide whaling practices, does not recognize small cetaceans
such as the pilot whale, which contrary to it's name is actually a member of the dolphin family.
Such investment protections, if available to the foreign investor, may be used to bring a claim in international arbitration in the event that a government or
regulatory body interferes with the investment.
Administrative appeals ask a court or other reviewing
body to overturn, alter, or delay the legal effect of an underlying administrative decision,
such as the decision of a local zoning or planning authority, the decision of a state environmental agency on a permit application, or an administrative agency's enforcement order alleging a
regulatory violation.
Being registered means that not only does the company have to follow a set of rules and a code of conduct and ethics and has to answer to their
regulatory body if they do something wrong but also that they have to have certain minimum requirements
such as indemnity insurance.
We hope that, after the repeal, the competent authorities
such as the Ministry of Health, the National Health Insurance Fund, and other administrative /
regulatory bodies will refrain from setting unreasonable and unjustified requirements for pharmacies when it comes to dispensing medicines that are subject to reimbursement.
Implementation of the scheme will be contracted out to a third - party provider; the law society says it does not have the expertise to structure and run
such a program, an odd admission by the
regulatory body charged with deciding the qualifications needed for admission to the bar.
In addition to proffering legal advice on a disparate range of legal issues
such as employment, copyright, property and general commercial law, in - house solicitors also have to deal with anything from compliance, advising Human Resources, contributing to business decisions, liaising with external
regulatory and investigatory
bodies, and dealing with trading agreements and marketing.
As an example, the EU has established several
regulatory bodies (
such as the European Aviation Safety Agency and the European Food Safety Agency) that regulate business activities in the UK.
Since the original concept of the Bitcoin being the creation of a monetary reserve and not a currency of wide circulation, I believe that in the next five years we will not notice any relevant addition of sales due to the use of the bitcoin, even more because, recently, our
regulatory body - Comissão de Valores Mobiliários (CVM), similar to SEC - issued discouraging considerations of
such investment.
It was difficult to see how a responsible professional
body would wish to authorise a person to perform services for which being a practising barrister provided legal eligibility while at the same time abdicating any
regulatory control over the performance of
such services.
Stokoe Partnership Solicitors» expertise consistently attracts high profile criminal defence work prosecuted by
bodies,
such as HM Revenue & Customs, the Serious Fraud Office, the Crown Prosecution Service, National Crime Agency, the Department for Business, Energy & Industrial Strategy and various other
regulatory bodies in relation to serious crime matters including fraud, bribery, corruption, money laundering, fraudulent trading, HMRC and VAT allegations, cybercrime and hacking, drug trafficking, armed robbery, murder and extradition.
Lindsay Kenney acts for individuals and businesses before various
regulatory tribunals, boards, and commissions, navigating clients through
regulatory issues with governmental and non-governmental
bodies such as Revenue Canada, the Transportation Safety Board, and the Residential Tenancy Board.
It also includes SEC administrative materials,
such as no - action letters, as well as materials from FINRA and other
regulatory bodies within the securities industry.
While
regulatory proceedings may draw on the processes of criminal courts —
such as the duty of any
regulatory body to disclose all relevant information to a respondent once a citation has issued — the two kinds of processes are more different than alike.
But even in
such cases, one can expect a court to recognize that a
regulatory body owes some degree of procedural fairness to each complainant.
Chris also counsels individual, corporate and condominium clients in
regulatory and quasi-criminal matters in court and before
such bodies as the Alcohol and Gaming Commission of Ontario, the Technical Standards and Safety Authority, the Landlord and Tenant Board, the License Appeal Tribunal, and the Ontario Human Rights Tribunal.
Our team is on hand 24/7 to provide clients with crisis support when faced with major incidents and investigations by
regulatory bodies,
such as the Police, HSE, Local Authorities, Environment Agency and Fire Services, for breaches of health & safety, fire safety, food safety, trading standards and related regulations.
But
regulatory bodies need to be cognizant of the Charter when they enact and enforce
such restrictions.
As corporations increasingly look to offer professional services in novel settings
such as supermarkets, department stores, gyms, spas and hotels,
regulatory bodies will need to continue to grapple with issues
such as who owns patients» medical information and what are the unique obligations of professions working in these settings.
Similarly, the BC Court of Appeal has stated a
regulatory body's interpretation of its own professional standards (e.g., whether
such standards extend to singular instances of substandard care) deserve deference, as long as a decision is justified, transparent and intelligible: Salway v. Association of Professional Engineers and Geoscientists of BC, 2010 BCCA 94 at para. 32.
Tribunals and Charter values: For example, the decision in Doré makes clear that professional
regulatory bodies making decisions or exercising powers that collide with Charter values,
such as freedom of expression, are responsible for understanding those Charter values, respecting them, and balancing them with statutory objectives.
On its face, the HPRB's decision defines a «matter» which must be investigated and disposed of by an inquiry committee expansively enough to capture not only isolated incidents of negligence or incompetent provision of professional services, but also issues
such as overbilling that many professional
regulatory bodies treat as outside their jurisdiction.
While there can be many reasons why a registrant may refuse to accept a consent resolution to a bona fide, serious complaint, if the investigation committee had first proposed a non-disciplinary way to deal with that registrant's underlying addiction and address the resulting negative effects,
such a rejected proposal can be used to demonstrate that the
regulatory body did not discriminate against that registrant by then moving on to a disciplinary hearing.
Almost none of the youth were aware of the Office of the Privacy Commissioner of Canada or indeed that any
such regulatory body of its kind exists in Canada.